The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 130,080 | 2,000,000 | SH | DFND | 01,02 | 0 | 2,000,000 | 0 | |
ALCOA CORP | COM | 013872106 | 156,223 | 2,900,000 | SH | DFND | 01,02 | 0 | 2,900,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,002 | 116,000 | SH | Put | DFND | 01,02 | 0 | 116,000 | 0 |
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 15,408 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
ARCONIC INC | COM | 03965L100 | 1,392,533 | 51,102,133 | SH | DFND | 01,02 | 0 | 51,102,133 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 49,890 | 375,000 | SH | DFND | 01, 02 | 0 | 375,000 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 41,747 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 61,353 | 4,850,000 | SH | DFND | 01,02 | 0 | 4,850,000 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 578,081 | 8,110,000 | SH | DFND | 01,02 | 0 | 8,110,000 | 0 | |
CITRIX SYS INC | COM | 177376100 | 624,008 | 7,091,000 | SH | DFND | 01,02 | 0 | 7,091,000 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 79,858 | 1,124,440 | SH | DFND | 01,02 | 0 | 1,124,440 | 0 | |
CONVERGYS CORP | COM | 212485106 | 106,160 | 4,517,466 | SH | DFND | 01,02 | 0 | 4,517,466 | 0 | |
CORMEDIX INC | COM | 21900C100 | 2,092 | 4,166,868 | SH | DFND | 01,02 | 0 | 4,166,868 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 458,565 | 5,641,799 | SH | DFND | 01,02 | 0 | 5,641,799 | 0 | |
ENERGEN CORP | COM | 29265N108 | 169,544 | 2,945,000 | SH | DFND | 01,02 | 0 | 2,945,000 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 7,773 | 20,454,561 | SH | DFND | 01,02 | 0 | 20,454,561 | 0 | |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 3,513 | 49,496 | SH | DFND | 01,02 | 0 | 49,496 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 43,692 | 4,400,000 | SH | DFND | 01,02 | 0 | 4,400,000 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 99/99/999 | G4182A128 | 1,980 | 1,466,666 | SH | DFND | 01,02 | 0 | 1,466,666 | 0 | |
HESS CORP | COM | 42809H107 | 1,002,566 | 21,120,000 | SH | DFND | 01,02 | 0 | 21,120,000 | 0 | |
HESS CORP | COM | 42809H107 | 14,241 | 300,000 | SH | Call | DFND | 01,02 | 0 | 300,000 | 0 |
IMPERVA INC | COM | 45321L100 | 84,615 | 2,131,363 | SH | DFND | 01,02 | 0 | 2,131,363 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 22,214 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 83,627 | 6,025,000 | SH | DFND | 01,02 | 0 | 6,025,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 567,190 | 6,500,000 | SH | Call | DFND | 01,02 | 0 | 6,500,000 | 0 |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 66,197 | 620,000 | SH | Put | DFND | 01,02 | 0 | 620,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 381,150 | 2,500,000 | SH | Put | DFND | 01,02 | 0 | 2,500,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 169,993 | 1,115,000 | SH | Call | DFND | 01,02 | 0 | 1,115,000 | 0 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 28,792 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 1,239 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MEDNAX INC | COM | 58502B106 | 132,264 | 2,475,000 | SH | DFND | 01,02 | 0 | 2,475,000 | 0 | |
MITEL NETWORKS CORP | COM | 60671Q104 | 68,974 | 8,380,839 | SH | DFND | 01,02 | 0 | 8,380,839 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 159,607 | 9,438,601 | SH | DFND | 01,02 | 0 | 9,438,601 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 284,800 | 10,000,000 | SH | DFND | 01,02 | 0 | 10,000,000 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,924,697 | 16,437,756 | SH | DFND | 01,02 | 0 | 16,437,756 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 495,655 | 18,494,587 | SH | DFND | 01,02 | 0 | 18,494,587 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 147,943 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 834,412 | 21,194,102 | SH | DFND | 01,02 | 0 | 21,194,102 | 0 | |
PEABODY ENERGY CORP NEW | 8.5% PFD CONV A | 704551407 | 556,918 | 7,513,139 | SH | DFND | 01,02 | 0 | 7,513,139 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 108,637 | 10,951,281 | SH | DFND | 01,02 | 0 | 10,951,281 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,242,944 | 14,400,000 | SH | Put | DFND | 01,02 | 0 | 14,400,000 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 59,812 | 384,000 | SH | Call | DFND | 01,02 | 0 | 384,000 | 0 |
QEP RES INC | COM | 74733V100 | 100,485 | 10,500,000 | SH | DFND | 01,02 | 0 | 10,500,000 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 25,524 | 3,310,483 | SH | DFND | 01,02 | 0 | 3,310,483 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 228,621 | 3,575,000 | SH | Put | DFND | 01,02 | 0 | 3,575,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 474,120 | 9,000,000 | SH | Put | DFND | 01,02 | 0 | 9,000,000 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 169,494 | 2,050,000 | SH | Put | DFND | 01,02 | 0 | 2,050,000 | 0 |
SONIC AUTOMOTIVE INC | CL A | 83545G102 | 5,746 | 311,433 | SH | DFND | 01,02 | 0 | 311,433 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 44,138 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 719,061 | 19,340,000 | SH | Put | DFND | 01,02 | 0 | 19,340,000 | 0 |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 57,283 | 1,575,000 | SH | Put | DFND | 01,02 | 0 | 1,575,000 | 0 |
TAUBMAN CTRS INC | COM | 876664103 | 191,311 | 2,923,902 | SH | DFND | 01,02 | 0 | 2,923,902 | 0 | |
TIDEWATER INC NEW | COM | 88642R109 | 16,796 | 688,378 | SH | DFND | 01,02 | 0 | 688,378 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 122,306 | 6,875,000 | SH | DFND | 01,02 | 0 | 6,875,000 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 3,647 | 140,000 | SH | Put | DFND | 01,02 | 0 | 140,000 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 122,263 | 1,250,000 | SH | Put | DFND | 01,02 | 0 | 1,250,000 | 0 |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 207,450 | 2,500,000 | SH | Put | DFND | 01,02 | 0 | 2,500,000 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 38,880 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 1,600 | 1,333,333 | SH | DFND | 01,02 | 0 | 1,333,333 | 0 | |
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 33,401 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 523 | 500,000 | PRN | DFND | 01,02 | 0 | 500,000 | 0 | |
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 10,147 | 1,855,000 | SH | DFND | 01,02 | 0 | 1,855,000 | 0 | |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 6,862 | 365,000 | SH | DFND | 01,02 | 0 | 365,000 | 0 |