0001140361-17-042774.txt : 20171114 0001140361-17-042774.hdr.sgml : 20171114 20171114161830 ACCESSION NUMBER: 0001140361-17-042774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 171201797 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-974-6000 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001048445 XXXXXXXX 09-30-2017 09-30-2017 ELLIOTT MANAGEMENT CORP

40 WEST 57TH STREET NEW YORK NY 10019

13F HOLDINGS REPORT 028-05115 N Paul Singer 212-974-6000 /s/ Paul Singer New York NY 11-14-2017 2 83 16947357 false 1 0000904495 028-04724 ELLIOTT ASSOCIATES, L.P. 2 0000937611 ELLIOTT INTERNATIONAL, L.P. INFORMATION TABLE 2 form13fInfoTable.xml ACADIA PHARMACEUTICALS INC COM 004225108 40018 1062327 SH DFND 01,02 0 1062327 0 ADIENT PLC ORD SHS G0084W101 116011 1381250 SH DFND 01,02 0 1381250 0 ADVISORY BRD CO COM 00762W107 87458 1630927 SH DFND 01,02 0 1630927 0 ALCOA CORP COM 013872106 388112 8325000 SH DFND 01,02 0 8325000 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 20725 120000 SH Put DFND 01,02 0 120000 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 13009 5000000 PRN DFND 01,02 0 5000000 0 APPLIED MATLS INC COM 038222105 88553 1700000 SH Put DFND 01,02 0 1700000 0 ARCONIC INC COM 03965L100 1271421 51102133 SH DFND 01,02 0 51102133 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 15701 256977 SH DFND 01,02 0 256977 0 ATHENAHEALTH INC COM 04685W103 46635 375000 SH DFND 01, 02 0 375000 0 B RILEY FINL INC COM 05580M108 39325 2306450 SH DFND 01,02 0 2306450 0 CDK GLOBAL INC COM 12508E101 511660 8110000 SH DFND 01,02 0 8110000 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 46881 129000 SH Call DFND 01,02 0 129000 0 CITRIX SYS INC COM 177376100 544731 7091000 SH DFND 01,02 0 7091000 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 81567 1124440 SH DFND 01,02 0 1124440 0 CORMEDIX INC COM 21900C100 2167 4166868 SH DFND 01,02 0 4166868 0 DELL TECHNOLOGIES INC COM CL V 24703L103 431743 5591799 SH DFND 01,02 0 5591799 0 ENCANA CORP COM 292505104 441750 37500000 SH DFND 01,02 0 37500000 0 ENERGEN CORP COM 29265N108 150370 2750000 SH DFND 01,02 0 2750000 0 ENERGEN CORP COM 29265N108 30473 557300 SH Call DFND 01,02 0 557300 0 EQT CORP COM 26884L109 25869 396521 SH DFND 01,02 0 396521 0 GENTEX CORP COM 371901109 10336 522000 SH DFND 01,02 0 522000 0 GENTHERM INC COM 37253A103 1054 28381 SH DFND 01,02 0 28381 0 GIGAMON INC COM 37518B102 110914 2631400 SH DFND 01,02 0 2631400 0 GRACE W R & CO DEL NEW COM 38388F108 20616 285741 SH DFND 01,02 0 285741 0 GROUP 1 AUTOMOTIVE INC COM 398905109 22344 308362 SH DFND 01,02 0 308362 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 44257 4400000 SH DFND 01,02 0 4400000 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 1716 1466666 SH DFND 01,02 0 1466666 0 HESS CORP COM 42809H107 990293 21119500 SH DFND 01,02 0 21119500 0 IMPERVA INC COM 45321L100 97613 2249137 SH DFND 01,02 0 2249137 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 18389 10000000 PRN DFND 01,02 0 10000000 0 INVESTORS BANCORP INC NEW COM 46146L101 78771 5775000 SH DFND 01,02 0 5775000 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 12790 520986 SH DFND 01,02 0 520986 0 ISHARES TR IBOXX HI YD ETF 464288513 665700 7500000 SH Put DFND 01,02 0 7500000 0 ISHARES TR IBOXX HI YD ETF 464288513 665700 7500000 SH Call DFND 01,02 0 7500000 0 ISHARES TR NASDQ BIOTEC ETF 464287556 41832 125400 SH Put DFND 01,02 0 125400 0 LAM RESEARCH CORP COM 512807108 91595 495000 SH Put DFND 01,02 0 495000 0 MARATHON PETE CORP COM 56585A102 278406 4964435 SH DFND 01,02 0 4964435 0 MARATHON PETE CORP COM 56585A102 42060 750000 SH Call DFND 01,02 0 750000 0 MATLIN & PARTNERS ACQUISITIO CL A 57682V106 28910 2950000 SH DFND 01,02 0 2950000 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 1239 2950000 SH DFND 01,02 0 2950000 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 19054 5000000 PRN DFND 01,02 0 5000000 0 MITEL NETWORKS CORP COM 60671Q104 93816 11181836 SH DFND 01,02 0 11181836 0 MONSANTO CO NEW COM 61166W101 53010 442416 SH DFND 01,02 0 442416 0 NEWFIELD EXPL CO COM 651290108 11512 388000 SH DFND 01,02 0 388000 0 NOMAD FOODS LTD USD ORD SHS G6564A105 137520 9438601 SH DFND 01,02 0 9438601 0 NORTHERN OIL & GAS INC NEV COM 665531109 4126 4582814 SH DFND 01,02 0 4582814 0 NRG ENERGY INC COM NEW 629377508 358260 14000000 SH DFND 01,02 0 14000000 0 NRG ENERGY INC COM NEW 629377508 6398 250000 SH Call DFND 01,02 0 250000 0 NXP SEMICONDUCTORS N V COM N6596X109 1858946 16437756 SH DFND 01,02 0 16437756 0 OCEAN RIG UDW INC SHS NEW G66964118 439616 18494587 SH DFND 01,02 0 18494587 0 OPUS BK IRVINE CALIF COM 684000102 130060 5419153 SH DFND 01,02 0 5419153 0 PEABODY ENERGY CORP NEW COM 704551100 614841 21194102 SH DFND 01,02 0 21194102 0 PEABODY ENERGY CORP NEW 8.5% PFD CONV A 704551407 410135 7206850 SH DFND 01,02 0 7206850 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 122107 10951281 SH DFND 01,02 0 10951281 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1563151 10747000 SH Put DFND 01,02 0 10747000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 64871 446000 SH Call DFND 01,02 0 446000 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 31549 3310483 SH DFND 01,02 0 3310483 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 105787 1003485 SH DFND 01,02 0 1003485 0 SANOFI RIGHT 12/31/2020 80105N113 7364 20454561 SH DFND 01,02 0 20454561 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 273920 4000000 SH Put DFND 01,02 0 4000000 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 211283 3575000 SH Put DFND 01,02 0 3575000 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 530500 10000000 SH Put DFND 01,02 0 10000000 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 81730 1000000 SH Call DFND 01,02 0 1000000 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 126682 1550000 SH Put DFND 01,02 0 1550000 0 SIMON PPTY GROUP INC NEW COM 828806109 23749 147500 SH Put DFND 01,02 0 147500 0 SONIC AUTOMOTIVE INC CL A 83545G102 18202 892275 SH DFND 01,02 0 784904 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 42570 750000 SH Put DFND 01,02 0 750000 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 828046 24290000 SH Put DFND 01,02 0 24290000 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 102976 3200000 SH Put DFND 01,02 0 3200000 0 TAUBMAN CTRS INC COM 876664103 115548 2324902 SH DFND 01,02 0 2324902 0 TENNECO INC COM 880349105 1292 21299 SH DFND 01,02 0 21299 0 ULTRA PETROLEUM CORP COM NEW 903914208 2168 250000 SH DFND 01,02 0 250000 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 3650 140000 SH Put DFND 01,02 0 140000 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 482931 5175000 SH Put DFND 01,02 0 5175000 0 VANGUARD INDEX FDS REIT ETF 922908553 63979 770000 SH Call DFND 01,02 0 770000 0 VANGUARD INDEX FDS REIT ETF 922908553 224925 2707000 SH Put DFND 01,02 0 2707000 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 39200 4000000 SH DFND 01,02 0 4000000 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 1681 1333333 SH DFND 01,02 0 1333333 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 31136 10000000 PRN DFND 01,02 0 10000000 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAA9 482 500000 PRN DFND 01,02 0 500000 0 WYNDHAM WORLDWIDE CORP COM 98310W108 84329 800013 SH DFND 01,02 0 800013 0 ZIONS BANCORPORATION *W EXP 5/22/202 989701115 5541 365000 SH DFND 01,02 0 365000 0