-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KMT3BL1hIdsPo7+iT9x6IEcfpNeT4txdXz4/wDlwjmbkwzsdySlrAdJ9MMDhbO5I CsdMzkXm0oWXqjKh0+qmZg== 0001013594-10-000638.txt : 20100816 0001013594-10-000638.hdr.sgml : 20100816 20100816171827 ACCESSION NUMBER: 0001013594-10-000638 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 101021017 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 elliott13fhr-081610.txt AUGUST 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: /s/ Paul Singer New York, New York August 16, 2010 - --------------- ------------------ --------------- Signature City, State Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $1,509,915 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH 10,375 11,000,000 PRN DEFINED 01 0 11,000,000 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK 1,988 2,000,000 PRN DEFINED 01 0 2,000,000 AMERICAN MED SYS HLDGS INC NOTE 4.000% 9/1 02744MAB 1,523 1,154,000 PRN DEFINED 01 0 1,154,000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 2,879 3,400,000 PRN DEFINED 01 0 3,400,000 ANADARKO PETE CORP PUT 03251195 10,105 280,000 SHS P DEFINED 01 0 280,000 ANADARKO PETE CORP CALL 03251190 10,105 280,000 SHS C DEFINED 01 0 280,000 AVI BIOPHARMA INC COM 00234610 32 20,000 SHS DEFINED 01 0 20,000 BIODELIVERY SCIENCES INTL COM 09060J10 504 217,219 SHS DEFINED 01 0 217,219 BLUE COAT SYSTEMS INC COM 09534T50 8,049 393,979 SHS DEFINED 01 0 393,979 BLUE COAT SYSTEMS INC PUT 09534T95 817 40,000 SHS P DEFINED 01 0 40,000 BLUE COAT SYSTEMS INC CALL 09534T90 1,363 66,700 SHS C DEFINED 01 0 66,700 BOARDWALK PIPELINE PARTNERS COM 09662710 5,264 175,000 SHS DEFINED 01 0 175,000 CAL DIVE INTL INC NOTE 3.250% 12/1 127914AB 7,290 8,400,000 PRN DEFINED 01 0 8,400,000 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB 1,118 1,000,000 PRN DEFINED 01 0 1,000,000 CARNIVAL CORP PAIRED CTF 14365830 3094 102,322 SHS DEFINED 01 0 102,322 CITIGROUP INC UNIT 17296741 2,821 25,000 SHS DEFINED 01 0 25,000 COMMSCOPE INC NOTE 3.250% 7/0 203372AG 2166 2,000,000 PRN DEFINED 01 0 2,000,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB 7,107 7,000,000 PRN DEFINED 01 0 7,000,000 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 3,390 4,600,000 PRN DEFINED 01 0 4,600,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 11,375 9,000,000 PRN DEFINED 01 0 9,000,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 6,408 6,800,000 PRN DEFINED 01 0 6,800,000 ENDOLOGIX INC COM 29266S10 10,486 2,319,998 SHS DEFINED 01 0 2,319,998 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 22,095 24,516,000 PRN DEFINED 01 0 24,516,000 EPICOR SOFTWARE CORP COM 29426L10 27,882 3,494,001 SHS DEFINED 01 0 3,494,001 FLAGSTAR BANCORP INC COM 33793010 138 43,999 SHS DEFINED 01 0 43,999 FORD MTR CO DEL NOTE 4.250% 12/1 345370CN 17,940 14,400,000 PRN DEFINED 01 0 14,400,000 FORD MTR CO DEL NOTE 4.250% 11/1 345370CF 2,491 2,000,000 PRN DEFINED 01 0 2,000,000 FORD MTR CO DEL CALL 34537090 21,902 2,172,800 SHS C DEFINED 01 0 2,172,800 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,263 210,000 SHS DEFINED 01 0 210,000 GENERAL GROWTH PROPERTIES COM 37002110 7,576 571,347 SHS DEFINED 01 0 571,347 GENERAL GROWTH PROPERTIES CALL 37002190 27 2,000 SHS C DEFINED 01 0 2,000 HALLIBURTON CO CALL 40621690 2,455 100,000 SHS C DEFINED 01 0 100,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 50,678 25,809,600 PRN DEFINED 01 0 25,809,600 IRIDIUM COMMINICATIONS INC COM 46269C10 7,084 705,558 SHS DEFINED 01 0 705,558 ISHARES INC PUT 46428695 14,668 240,000 SHS P DEFINED 01 0 240,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 2,328 2,680,000 PRN DEFINED 01 0 2,680,000 LAWSON SOFTWARE INC NEW COM 52078P10 17,899 2,451,872 SHS DEFINED 01 0 2,451,872 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 1,842 2,000,000 PRN DEFINED 01 0 2,000,000 LOEWS CORP COM 54042410 12,924 388,000 SHS DEFINED 01 0 388,000 MGM MIRAGE CALL 55295390 3,856 400,000 SHS C DEFINED 01 0 400,000 MGM MIRAGE PUT 55295395 5,784 600,000 SHS P DEFINED 01 0 600,000 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 4,861 5,000,000 PRN DEFINED 01 0 5,000,000 MYLAN INC PFD CONV 62853020 62,802 59,500 PRN DEFINED 01 0 59,500 NOVELL INC COM 67000610 67,440 11,894,134 SHS DEFINED 01 0 11,894,134 OSI PHARMACEUTICALS INC NOTE 3.000% 1/1 671040AH 916 800,000 PRN DEFINED 01 0 800,000 PACIFIC RIM MINING CORP COM NEW 69491520 155 854,075 SHS DEFINED 01 0 854,075 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V40 7,481 217,982 SHS DEFINED 01 0 217,982 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 15,637 13,600,000 PRN DEFINED 01 0 13,600,000 POWERSHARES QQQ TRUST PUT 73935A95 78,629 1,841,000 SHS P DEFINED 01 0 1,841,000 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 1,882 2,000,000 PRN DEFINED 01 0 2,000,000 QWEST COMMUNICATIONS INTL IN NOTE 3.500% 11/1 749121BY 11,047 10,000,000 PRN DEFINED 01 0 10,000,000 SALESFORCE.COM INC COM 79466L30 663 7,720 SHS DEFINED 01 0 7,720 SCHEIN HENRY INC NOTE 3.000% 8/1 806407AB 13,332 11,200,000 PRN DEFINED 01 0 11,200,000 SIMON PPTY GROUP INC NEW COM 82880610 485 6,000 SHS DEFINED 01 0 6,000 SIMON PPTY GROUP INC NEW PUT 82880695 6,848 84,800 SHS P DEFINED 01 0 84,800 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 14,302 14,800,000 PRN DEFINED 01 0 14,800,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 4,311 4,000,000 PRN DEFINED 01 0 4,000,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 3,896 399,160 SHS DEFINED 01 0 399,160 TATA MTRS LTD SPONSORED ADR 87656850 2,092 121,700 SHS DEFINED 01 0 121,700 TELECOMMUNICATION SYS INC CL A 87929J10 58 14,000 SHS DEFINED 01 0 14,000 TEVA PHARMACEUTICAL INDS LTD ADR 88162420 1,851 35,600 SHS DEFINED 01 0 35,600 UNITED RENTALS INC NOTE 4.000% 11/1 911363AL 2,118 2,000,000 PRN DEFINED 01 0 2,000,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 31,836 22,800,000 PRN DEFINED 01 0 22,800,000 VALE CAP II GTD CV 6.75% 12 91912F20 1,759 25,000 PRN DEFINED 01 0 25,000 VALE CAP II VALEP 6.75% 12 91912F30 3,507 50,000 PRN DEFINED 01 0 50,000 VALEANT PHARMACEUTICALS INTL NOTE 3.000% 8/1 91911XAB 3,639 2,200,000 PRN DEFINED 01 0 2,200,000 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH 15,562 16,500,000 PRN DEFINED 02 0 16,500,000 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK 2,983 3,000,000 PRN DEFINED 02 0 3,000,000 AMERICAN MED SYS HLDGS INC NOTE 4.000% 9/1 02744MAB 2,285 1,731,000 PRN DEFINED 02 0 1,731,000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 4,318 5,100,000 PRN DEFINED 02 0 5,100,000 ANADARKO PETE CORP PUT 03251195 15,158 420,000 SHS P DEFINED 02 0 420,000 ANADARKO PETE CORP CALL 03251190 15,158 420,000 SHS C DEFINED 02 0 420,000 AVI BIOPHARMA INC COM 00234610 48 30,000 SHS DEFINED 02 0 30,000 BIODELIVERY SCIENCES INTL COM 09060J10 321 138,328 SHS DEFINED 02 0 138,328 BLUE COAT SYSTEMS INC COM 09534T50 12,075 591,021 SHS DEFINED 02 0 591,021 BLUE COAT SYSTEMS INC PUT 09534T95 1,226 60,000 SHS P DEFINED 02 0 60,000 BLUE COAT SYSTEMS INC CALL 09534T90 2,045 100,100 SHS C DEFINED 02 0 100,100 CAL DIVE INTL INC NOTE 3.250% 12/1 127914AB 10,935 12,600,000 PRN DEFINED 02 0 12,600,000 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB 1677 1,500,000 PRN DEFINED 02 0 1,500,000 CARNIVAL CORP PAIRED CTF 14365830 4641 153,483 SHS DEFINED 02 0 153,483 COMMSCOPE INC NOTE 3.250% 7/0 203372AG 3249 3,000,000 PRN DEFINED 02 0 3,000,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB 10,661 10,500,000 PRN DEFINED 02 0 10,500,000 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 5,084 6,900,000 PRN DEFINED 02 0 6,900,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 17,062 13,500,000 PRN DEFINED 02 0 13,500,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 9,612 10,200,000 PRN DEFINED 02 0 10,200,000 ENDOLOGIX INC COM 29266S10 15,730 3,480,002 SHS DEFINED 02 0 3,480,002 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 33,143 36,774,000 PRN DEFINED 02 0 36,774,000 EPICOR SOFTWARE CORP COM 29426L10 41,823 5,240,999 SHS DEFINED 02 0 5,240,999 FLAGSTAR BANCORP INC COM 33793010 207 66,000 SHS DEFINED 02 0 66,000 FORD MTR CO DEL NOTE 4.250% 12/1 345370CN 26,910 21,600,000 PRN DEFINED 02 0 21,600,000 FORD MTR CO DEL NOTE 4.250% 11/1 345370CF 3,737 3,000,000 PRN DEFINED 02 0 3,000,000 FORD MTR CO DEL CALL 34537090 32,853 3,259,200 SHS C DEFINED 02 0 3,259,200 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,894 315,000 SHS DEFINED 02 0 315,000 GENERAL GROWTH PROPERTIES CALL 37002190 40 3,000 SHS C DEFINED 02 0 3,000 HALLIBURTON CO CALL 40621690 3,683 150,000 SHS C DEFINED 02 0 150,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 76,017 38,714,400 PRN DEFINED 02 0 38,714,400 ISHARES INC PUT 46428695 22,001 360,000 SHS P DEFINED 02 0 360,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 3,492 4,020,000 PRN DEFINED 02 0 4,020,000 LAWSON SOFTWARE INC NEW COM 52078P10 26,848 3,677,808 SHS DEFINED 02 0 3,677,808 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 2,762 3,000,000 PRN DEFINED 02 0 3,000,000 LOEWS CORP COM 54042410 19,386 582,000 SHS DEFINED 02 0 582,000 MGM MIRAGE CALL 55295390 5,784 600,000 SHS C DEFINED 02 0 600,000 MGM MIRAGE PUT 55295395 8,676 900,000 SHS P DEFINED 02 0 900,000 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 7,291 7,500,000 PRN DEFINED 02 0 7,500,000 NOVELL INC COM 67000610 72,609 12,805,866 SHS DEFINED 02 0 12,805,866 OSI PHARMACEUTICALS INC NOTE 3.000% 1/1 671040AH 1,374 1,200,000 PRN DEFINED 02 0 1,200,000 PACIFIC RIM MINING CORP COM NEW 69491520 155 854,110 SHS DEFINED 02 0 854,110 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V40 11,222 326,973 SHS DEFINED 02 0 326,973 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 23,456 20,400,000 PRN DEFINED 02 0 20,400,000 POWERSHARES QQQ TRUST PUT 73935A95 117,944 2,761,500 SHS P DEFINED 02 0 2,761,500 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 2,822 3,000,000 PRN DEFINED 02 0 3,000,000 QWEST COMMUNICATIONS INTL IN NOTE 3.500% 11/1 749121BY 16,570 15,000,000 PRN DEFINED 02 0 15,000,000 SALESFORCE.COM INC COM 79466L30 994 11,580 SHS DEFINED 02 0 11,580 SCHEIN HENRY INC NOTE 3.000% 8/1 806407AB 19,998 16,800,000 PRN DEFINED 02 0 16,800,000 SIMON PPTY GROUP INC NEW COM 82880610 727 9,000 SHS DEFINED 02 0 9,000 SIMON PPTY GROUP INC NEW PUT 82880695 10,271 127,200 SHS P DEFINED 02 0 127,200 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 21,453 22,200,000 PRN DEFINED 02 0 22,200,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 6,467 6,000,000 PRN DEFINED 02 0 6,000,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 5,844 598,740 SHS DEFINED 02 0 598,740 TATA MTRS LTD SPONSORED ADR 87656850 1,741 101,300 SHS DEFINED 02 0 101,300 TELECOMMUNICATION SYS INC CL A 87929J10 87 21,000 SHS DEFINED 02 0 21,000 TEVA PHARMACEUTICAL INDS LTD ADR 88162420 2,776 53,400 SHS DEFINED 02 0 53,400 UNITED RENTALS INC NOTE 4.000% 11/1 911363AL 3,177 3,000,000 PRN DEFINED 02 0 3,000,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 47,754 34,200,000 PRN DEFINED 02 0 34,200,000 VALEANT PHARMACEUTICALS INTL NOTE 3.000% 8/1 91911XAB 5,459 3,300,000 PRN DEFINED 02 0 3,300,000
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