0000899243-17-009851.txt : 20170410 0000899243-17-009851.hdr.sgml : 20170410 20170410165527 ACCESSION NUMBER: 0000899243-17-009851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140402 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Comstock Holding Companies, Inc. CENTRAL INDEX KEY: 0001299969 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 201164345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1886 METRO CENTER DRIVE STREET 2: SUITE 410 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-883-1700 MAIL ADDRESS: STREET 1: 1886 METRO CENTER DRIVE STREET 2: SUITE 410 CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: Comstock Homebuilding Companies, Inc. DATE OF NAME CHANGE: 20040806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SQUERI JOSEPH M CENTRAL INDEX KEY: 0001048316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32375 FILM NUMBER: 17754039 MAIL ADDRESS: STREET 1: 11465 SUNSET HILLS ROAD STREET 2: 4TH FLOOR CITY: RESTON STATE: VA ZIP: 20190 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-02 0 0001299969 Comstock Holding Companies, Inc. CHCI 0001048316 SQUERI JOSEPH M 1886 METRO CENTER DRIVE, 4TH FLOOR RESTON VA 20190 1 0 0 0 Class A Common Stock 2014-03-31 2014-03-31 4 F 0 1441 11.27 D 44192 D Class A Common Stock 2015-03-31 2015-03-31 4 F 0 1264 6.44 D 42928 D Class A Common Stock 2015-05-12 4 A 0 11428 0.00 A 54356 D Class A Common Stock 2015-12-16 2015-12-16 4 J 0 3571 0.00 D 50785 D Class A Common Stock 2017-03-06 2017-03-06 4 A 0 50000 0.00 A 100785 D Class A Common Stock 2017-04-06 4 P 0 54605 1.00 A 155390 D Employee Stock Option (right to buy) 11.83 2010-08-18 2020-08-18 Class A Common Stock 14285 14285 D Employee Stock Option (right to buy) 7.56 2015-08-26 2021-08-31 Class A Common Stock 14285 14285 D Employee Stock Option (right to buy) 13.23 2015-12-15 2023-12-13 Class A Common Stock 10716 10716 D Employee Stock Option (right to buy) 7.63 2014-12-11 4 A 0 3572 0.00 A 2015-12-15 2024-12-11 Class A Common Stock 3572 3572 D A warrant to purchase Class A Common Stock 7.30 2014-12-18 4 A 0 7142 0.00 A 2015-06-18 2024-12-18 Class A Common Stock 7142 7142 D Employee Stock Option (right to buy) 7.63 2015-12-16 2015-12-16 4 J 0 2679 0.00 D Class A Common Stock 2679 893 D Employee Stock Option (right to buy) 13.23 2015-12-16 2015-12-16 4 J 0 8037 0.00 D Class A Common Stock 8037 2679 D Employee Stock Option (right to buy) 2.14 2017-03-06 4 A 0 32500 0.00 A 2027-03-06 Class A Common Stock 32500 32500 D The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018. These shares were issued in connection with the Comstock Growth Fund Private Placement offering. These warrants were issued in connection with the Comstock Growth Fund Private Placement offering. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015. Represents unvested options/restricted shares at the time of the Officer's termination of employment. The options vest in four annual equal installments commencing in March 2018. The options vest in four annual equal installments commencing in December 2015. /s/ Jubal Thompson, by power of attorney 2017-04-10