0000899243-17-009851.txt : 20170410
0000899243-17-009851.hdr.sgml : 20170410
20170410165527
ACCESSION NUMBER: 0000899243-17-009851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140402
FILED AS OF DATE: 20170410
DATE AS OF CHANGE: 20170410
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Comstock Holding Companies, Inc.
CENTRAL INDEX KEY: 0001299969
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 201164345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1886 METRO CENTER DRIVE
STREET 2: SUITE 410
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-883-1700
MAIL ADDRESS:
STREET 1: 1886 METRO CENTER DRIVE
STREET 2: SUITE 410
CITY: RESTON
STATE: VA
ZIP: 20190
FORMER COMPANY:
FORMER CONFORMED NAME: Comstock Homebuilding Companies, Inc.
DATE OF NAME CHANGE: 20040806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SQUERI JOSEPH M
CENTRAL INDEX KEY: 0001048316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32375
FILM NUMBER: 17754039
MAIL ADDRESS:
STREET 1: 11465 SUNSET HILLS ROAD
STREET 2: 4TH FLOOR
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-02
0
0001299969
Comstock Holding Companies, Inc.
CHCI
0001048316
SQUERI JOSEPH M
1886 METRO CENTER DRIVE, 4TH FLOOR
RESTON
VA
20190
1
0
0
0
Class A Common Stock
2014-03-31
2014-03-31
4
F
0
1441
11.27
D
44192
D
Class A Common Stock
2015-03-31
2015-03-31
4
F
0
1264
6.44
D
42928
D
Class A Common Stock
2015-05-12
4
A
0
11428
0.00
A
54356
D
Class A Common Stock
2015-12-16
2015-12-16
4
J
0
3571
0.00
D
50785
D
Class A Common Stock
2017-03-06
2017-03-06
4
A
0
50000
0.00
A
100785
D
Class A Common Stock
2017-04-06
4
P
0
54605
1.00
A
155390
D
Employee Stock Option (right to buy)
11.83
2010-08-18
2020-08-18
Class A Common Stock
14285
14285
D
Employee Stock Option (right to buy)
7.56
2015-08-26
2021-08-31
Class A Common Stock
14285
14285
D
Employee Stock Option (right to buy)
13.23
2015-12-15
2023-12-13
Class A Common Stock
10716
10716
D
Employee Stock Option (right to buy)
7.63
2014-12-11
4
A
0
3572
0.00
A
2015-12-15
2024-12-11
Class A Common Stock
3572
3572
D
A warrant to purchase Class A Common Stock
7.30
2014-12-18
4
A
0
7142
0.00
A
2015-06-18
2024-12-18
Class A Common Stock
7142
7142
D
Employee Stock Option (right to buy)
7.63
2015-12-16
2015-12-16
4
J
0
2679
0.00
D
Class A Common Stock
2679
893
D
Employee Stock Option (right to buy)
13.23
2015-12-16
2015-12-16
4
J
0
8037
0.00
D
Class A Common Stock
8037
2679
D
Employee Stock Option (right to buy)
2.14
2017-03-06
4
A
0
32500
0.00
A
2027-03-06
Class A Common Stock
32500
32500
D
The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.
The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
Represents unvested options/restricted shares at the time of the Officer's termination of employment.
The options vest in four annual equal installments commencing in March 2018.
The options vest in four annual equal installments commencing in December 2015.
/s/ Jubal Thompson, by power of attorney
2017-04-10