-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7+5AdcYJ0/mMFOVLVLy0+T+PmPTH6Gtct+f2Fibvk67SGm3eEQauNNRo4cyYSrC xmXShrrXbElRoWEWw147rA== /in/edgar/work/0000950134-00-010118/0000950134-00-010118.txt : 20001128 0000950134-00-010118.hdr.sgml : 20001128 ACCESSION NUMBER: 0000950134-00-010118 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: [1731 ] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-52755 FILM NUMBER: 776980 BUSINESS ADDRESS: STREET 1: 515 POST OAK BLVD STREET 2: SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 515 POST AOK BLVD STREET 2: SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77027-9408 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLS JERRY CENTRAL INDEX KEY: 0001054919 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14275 MIDWAY ROAD SUITE 130 CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 7132204396 MAIL ADDRESS: STREET 1: 14275 MIDWAY ROAD SUITE 130 CITY: ADDISON STATE: TX ZIP: 75001 SC 13D/A 1 d82287a2sc13da.txt AMENDMENT NO. 2 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205497 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)(1) ---------- Integrated Electrical Services, Inc. ------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 45811E 10 3 ----------- (CUSIP Number) Jerry Mills 14275 Midway Road, Suite 130, Addison, Texas 75001 (972) 934-9112 --------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 14, 2000 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages 2 SCHEDULE 13D - ------------------------------ ----------------------------- CUSIP NO. 45811 E 10 3 PAGE 2 OF 4 PAGES - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only) Jerry Mills - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00, PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,875,095** SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -- -- EACH ----------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 1,875,095** WITH ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER -- -- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,875,095 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! ** Includes 1,871,095 shares of Common Stock owned of record by Jerry Mills and 4,000 shares of Common Stock owned of record by two trusts for Mr. Mills's grandchildren (2,000 shares each) of which Mr. Mills is the trustee. Page 2 of 4 Pages 3 Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned (the "Reporting Person") hereby amends his Schedule 13D dated February 9, 1998, as amended by Amendment No. 1 to Schedule 13D dated October 24, 2000 (the "Amended Schedule 13D"), relating to the Common Stock, par value $0.01 per share ("Common Stock"), of Integrated Electrical Services, Inc. The Amended Schedule 13D is amended to reflect the Reporting Person's additional sales of shares of Common Stock since (and including) October 24, 2000. Because there have been no material changes in any of the other Items of the Amended Schedule 13D, only Item 5 of the Amended Schedule 13D is amended, and it is hereby amended and restated to read in its entirety as follows: Item 5. Interest in Securities of the Issuer. (a) There were 37,911,688 shares of Common Stock outstanding as of August 11, 2000. The Reporting Person is the beneficial owner of 1,875,095 shares of Common Stock, which constitutes approximately 4.9% of the total issued and outstanding shares of Common Stock as of August 11, 2000. (b) The Reporting Person has the sole power to vote or direct the vote of, and the sole power to dispose or direct the disposition of, all shares of Common Stock that he beneficially owns. (c) Since (and including) October 24, 2000, the Reporting Person has not acquired any shares of Common Stock. Since (and including) October 24, 2000, the Reporting Person has sold a total of 244,600 shares of Common Stock in open-market transactions on the New York Stock Exchange, as follows:
Shares of Common Stock Sold --------------------------- Date of Sale Sales Price per Share ------------ --------------------- October 24, 2000 300 $6.7498 October 27, 2000 13,400 $6.7680 October 30, 2000 10,500 $6.8700 October 31, 2000 60,200 $6.8427 November 1, 2000 2,200 $6.9373 November 2, 2000 57,700 $6.7951 November 3, 2000 24,000 $6.8878 November 6, 2000 1,900 $6.9373 November 7, 2000 2,100 $6.9373 November 8, 2000 17,300 $6.9022 November 13, 2000 5,000 $6.7498 November 14, 2000 50,000 $6.5814
(d) The Reporting Person affirms that no person other than the Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by the Reporting Person. (e) On November 14, 2000, the Reporting Person ceased to beneficially own more than five percent of the outstanding shares of Common Stock. Page 3 of 4 Pages 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: November 20, 2000 /s/ Jerry Mills -------------------------- JERRY MILLS Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----