0001179110-17-010209.txt : 20170707 0001179110-17-010209.hdr.sgml : 20170707 20170707125115 ACCESSION NUMBER: 0001179110-17-010209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170707 DATE AS OF CHANGE: 20170707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AULT LEE A III CENTRAL INDEX KEY: 0001187338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 17954637 4 1 edgar.xml FORM 4 - X0306 4 2017-07-03 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001187338 AULT LEE A III 1299 OCEAN AVE., 2ND FL. SANTA MONICA CA 90401 1 0 0 0 Common Stock 83000 D Restricted Stock Unit 2017-07-03 4 A 0 2000 A Common Stock 2000 18000 D 1-for-1. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Granted to the reporting person for his continued service on the board of directors. /s/ Lee A. Ault III 2017-07-07