0001047469-12-006069.txt : 20120515
0001047469-12-006069.hdr.sgml : 20120515
20120515161112
ACCESSION NUMBER: 0001047469-12-006069
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC
CENTRAL INDEX KEY: 0001047644
IRS NUMBER: 330694767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06854
FILM NUMBER: 12844762
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858.704.3333
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR/A
1
a2209522z13f-hra.txt
13F-HR/A
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED FOR THE
QUARTER ENDING September 30, 2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL
TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED, IS NO LONGER
WARRANTED, OR HAS BEEN DENIED.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
-----------------------
Check Here if Amendment /X/; Amendment Number: 5
---------
This Amendment (Check only one.): / / is a restatement.
/X/ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Relational Investors LLC
---------------------------------
Address: 12400 High Bluff Drive, Suite 600
---------------------------------
San Diego, CA 92130
-------------------------------
Form 13F File Number: 028-06854
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jay N. Sitlani
-------------------------------
Title: Director of Operations
-------------------------------
Phone: 858-704-3336
-------------------------------
Signature, Place, and Date of Signing:
/s/ J. SITLANI San Diego, California 05/15/12
------------------------------- --------------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 1
--------------------
Form 13F Information Table Value Total: $201,181
--------------------
(thousands)
List of Other Included Managers:
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------------- --------- --------- -------- --------- --- ---- ------- ----------- --------- ------ ----
PepsiCo, Inc. COM 713448108 $201,181 3,250,100 SH SOLE 3,250,100