0001047469-11-007351.txt : 20110812 0001047469-11-007351.hdr.sgml : 20110812 20110812163922 ACCESSION NUMBER: 0001047469-11-007351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06854 FILM NUMBER: 111031875 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 a2205215z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Relational Investors LLC --------------------------------- Address: 12400 High Bluff Drive, Suite 600 --------------------------------- San Diego, CA 92130 --------------------------------- Form 13F File Number: 028-06854 ------------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay N. Sitlani ------------------------------- Title: Director of Operations ------------------------------- Phone: 858-704-3336 ------------------------------- Signature, Place, and Date of Signing: /s/ J. SITLANI San Diego, California 08/12/11 -------------------------- --------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 25 -------------------- Form 13F Information Table Value Total: $ 6,338,092 -------------------- (thousands) Confidential information has been omitted from the public Form 13F and filed separately with the Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------- --------------- --------- ---------- ----------- ----- ------ --------- -------- ----------- ------ ---- Baxter International Inc. COM 071813109 $ 305,811 5,123,314 SH SOLE 5,123,314 Unum Group COM 91529Y106 $ 384,041 15,072,257 SH SOLE 15,072,257 The Home Depot, Inc. COM 437076102 $ 377,931 10,434,325 SH SOLE 10,434,325 The Home Depot, Inc. COM 437076102 $ 37,213 1,027,419 SH OTHER 1,027,419 Harman International Industries Inc. COM 413086109 $ 105,749 2,320,579 SH SOLE 2,320,579 Wright Medical Group, Inc. COM 98235T107 $ 28,805 1,920,300 SH SOLE 1,920,300 Zimmer Holdings, Inc. COM 98956P102 $ 211,726 3,350,100 SH SOLE 3,350,100 SPDR S&P 500 ETF Trust COM 78462F103 $ 342,488 2,595,195 SH SOLE 2,595,195 Esterline Technologies Corp. COM 297425100 $ 63,087 825,749 SH SOLE 825,749 Occidental Petroleum Corporation COM 674599105 $ 689,549 6,627,731 SH SOLE 6,627,731 PMC-Sierra, Inc. COM 69344F106 $ 49,365 6,521,114 SH SOLE 6,521,114 Ameriprise Financial, Inc. COM 03076C106 $ 61,002 1,057,600 SH SOLE 1,057,600 iShares Russell Midcap Value Index COM 464287473 $ 34,179 715,800 SH SOLE 715,800 LyondellBasell Industries N.V. COM N53745100 $ 328,320 8,523,365 SH SOLE 8,523,365 Intuit Inc. COM 461202103 $ 576,984 11,125,805 SH SOLE 11,125,805 CVS Caremark Corporation COM 126650100 $ 741,264 19,724,972 SH SOLE 19,724,972 Assurant, Inc. COM 04621X108 $ 46,724 1,288,214 SH SOLE 1,288,214 McDermott International, Inc. COM 580037109 $ 89,276 4,506,633 SH SOLE 4,506,633 The Babcock & Wilcox Company COM 05615F102 $ 90,312 3,259,179 SH SOLE 3,259,179 MetLife, Inc. COM 59156R108 $ 508,646 11,594,400 SH SOLE 11,594,400 Ashland Inc. COM 044209104 $ 57,526 890,226 SH SOLE 890,226 Plains Exploration & Production Company COM 726505100 $ 218,436 5,730,230 SH SOLE 5,730,230 Applied Materials, Inc. COM 038222105 $ 141,813 10,900,300 SH SOLE 10,900,300 Electronic Arts Inc. COM 285512109 $ 292,739 12,404,216 SH SOLE 12,404,216 L-3 Communications Holdings, Inc. COM 502424104 $ 555,106 6,347,694 SH SOLE 6,347,694