0001047469-11-007351.txt : 20110812
0001047469-11-007351.hdr.sgml : 20110812
20110812163922
ACCESSION NUMBER: 0001047469-11-007351
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC
CENTRAL INDEX KEY: 0001047644
IRS NUMBER: 330694767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06854
FILM NUMBER: 111031875
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858.704.3333
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
a2205215z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Relational Investors LLC
---------------------------------
Address: 12400 High Bluff Drive, Suite 600
---------------------------------
San Diego, CA 92130
---------------------------------
Form 13F File Number: 028-06854
------------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jay N. Sitlani
-------------------------------
Title: Director of Operations
-------------------------------
Phone: 858-704-3336
-------------------------------
Signature, Place, and Date of Signing:
/s/ J. SITLANI San Diego, California 08/12/11
-------------------------- --------------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 25
--------------------
Form 13F Information Table Value Total: $ 6,338,092
--------------------
(thousands)
Confidential information has been omitted from the public Form 13F and filed
separately with the Commission.
List of Other Included Managers:
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------- --------------- --------- ---------- ----------- ----- ------ --------- -------- ----------- ------ ----
Baxter International Inc. COM 071813109 $ 305,811 5,123,314 SH SOLE 5,123,314
Unum Group COM 91529Y106 $ 384,041 15,072,257 SH SOLE 15,072,257
The Home Depot, Inc. COM 437076102 $ 377,931 10,434,325 SH SOLE 10,434,325
The Home Depot, Inc. COM 437076102 $ 37,213 1,027,419 SH OTHER 1,027,419
Harman International
Industries Inc. COM 413086109 $ 105,749 2,320,579 SH SOLE 2,320,579
Wright Medical Group,
Inc. COM 98235T107 $ 28,805 1,920,300 SH SOLE 1,920,300
Zimmer Holdings, Inc. COM 98956P102 $ 211,726 3,350,100 SH SOLE 3,350,100
SPDR S&P 500 ETF Trust COM 78462F103 $ 342,488 2,595,195 SH SOLE 2,595,195
Esterline Technologies
Corp. COM 297425100 $ 63,087 825,749 SH SOLE 825,749
Occidental Petroleum
Corporation COM 674599105 $ 689,549 6,627,731 SH SOLE 6,627,731
PMC-Sierra, Inc. COM 69344F106 $ 49,365 6,521,114 SH SOLE 6,521,114
Ameriprise Financial,
Inc. COM 03076C106 $ 61,002 1,057,600 SH SOLE 1,057,600
iShares Russell Midcap
Value Index COM 464287473 $ 34,179 715,800 SH SOLE 715,800
LyondellBasell
Industries N.V. COM N53745100 $ 328,320 8,523,365 SH SOLE 8,523,365
Intuit Inc. COM 461202103 $ 576,984 11,125,805 SH SOLE 11,125,805
CVS Caremark Corporation COM 126650100 $ 741,264 19,724,972 SH SOLE 19,724,972
Assurant, Inc. COM 04621X108 $ 46,724 1,288,214 SH SOLE 1,288,214
McDermott International,
Inc. COM 580037109 $ 89,276 4,506,633 SH SOLE 4,506,633
The Babcock & Wilcox
Company COM 05615F102 $ 90,312 3,259,179 SH SOLE 3,259,179
MetLife, Inc. COM 59156R108 $ 508,646 11,594,400 SH SOLE 11,594,400
Ashland Inc. COM 044209104 $ 57,526 890,226 SH SOLE 890,226
Plains Exploration &
Production Company COM 726505100 $ 218,436 5,730,230 SH SOLE 5,730,230
Applied Materials, Inc. COM 038222105 $ 141,813 10,900,300 SH SOLE 10,900,300
Electronic Arts Inc. COM 285512109 $ 292,739 12,404,216 SH SOLE 12,404,216
L-3 Communications
Holdings, Inc. COM 502424104 $ 555,106 6,347,694 SH SOLE 6,347,694