0001047469-11-005155.txt : 20110513
0001047469-11-005155.hdr.sgml : 20110513
20110513163522
ACCESSION NUMBER: 0001047469-11-005155
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC
CENTRAL INDEX KEY: 0001047644
IRS NUMBER: 330694767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06854
FILM NUMBER: 11841538
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858.704.3333
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
a2204115z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Relational Investors LLC
---------------------------------
Address: 12400 High Bluff Drive, Suite 600
---------------------------------
San Diego, CA 92130
---------------------------------
Form 13F File Number: 028-06854
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jay N. Sitlani
-------------------------------
Title: Director of Operations
-------------------------------
Phone: 858-704-3336
-------------------------------
Signature, Place, and Date of Signing:
/s/ J. SITLANI San Diego, California 05/13/11
------------------------------- --------------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 28
--------------------
Form 13F Information Table Value Total: $6,205,192
--------------------
(thousands)
Confidential information has been omitted from the public Form 13F and filed
separately with the Commission.
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
---------------------------------- -------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ----
National Semiconductor Corporation COM 637640103 $ 106,192 7,405,300 SH SOLE 7,405,300
Baxter International Inc. COM 071813109 $ 284,952 5,299,457 SH SOLE 5,299,457
Unum Group COM 91529Y106 $ 377,126 14,366,696 SH SOLE 14,366,696
The Home Depot, Inc. COM 437076102 $ 387,883 10,466,346 SH SOLE 10,466,346
The Home Depot, Inc. COM 437076102 $ 38,076 1,027,419 SH OTHER 1,027,419
Harman International
Industries Inc. COM 413086109 $ 95,910 2,048,479 SH SOLE 2,048,479
Charles River Lab. Intl. Inc. COM 159864107 $ 39,764 1,036,061 SH SOLE 1,036,061
Zimmer Holdings, Inc. COM 98956P102 $ 111,987 1,850,100 SH SOLE 1,850,100
Genzyme Corporation COM 372917104 $ 776,609 10,197,748 SH SOLE 10,197,748
Genzyme Corporation COM 372917104 $ 31,109 408,500 SH OTHER 408,500
SPDR S&P 500 ETF Trust COM 78462F103 $ 408,284 3,079,295 SH SOLE 3,079,295
Esterline Technologies Corp. COM 297425100 $ 67,803 958,749 SH SOLE 958,749
Occidental Petroleum Corporation COM 674599105 $ 641,169 6,136,179 SH SOLE 6,136,179
Gildan Activewear Inc. COM 375916103 $ 61,305 1,870,767 SH SOLE 1,870,767
Ameriprise Financial, Inc. COM 03076C106 $ 64,598 1,057,600 SH SOLE 1,057,600
iShares Russell Midcap Value Index COM 464287473 $ 82,142 1,705,600 SH SOLE 1,705,600
LyondellBasell Industries N.V. COM N53745100 $ 337,172 8,525,200 SH SOLE 8,525,200
Intuit Inc. COM 461202103 $ 633,954 11,938,868 SH SOLE 11,938,868
CVS Caremark Corporation COM 126650100 $ 692,130 20,166,972 SH SOLE 20,166,972
Deere & Company COM 244199105 $ 328,961 3,395,204 SH SOLE 3,395,204
ARRIS Group, Inc. COM 04269Q100 $ 21,025 1,650,300 SH SOLE 1,650,300
McDermott International, Inc. COM 580037109 $ 56,328 2,218,493 SH SOLE 2,218,493
The Babcock & Wilcox Company COM 05615F102 $ 62,957 1,886,075 SH SOLE 1,886,075
MetLife, Inc. COM 59156R108 $ 96,174 2,150,100 SH SOLE 2,150,100
Ashland Inc. COM 044209104 $ 35,904 621,600 SH SOLE 621,600
Plains Exploration &
Production Company COM 726505100 $ 99,636 2,750,100 SH SOLE 2,750,100
Applied Materials, Inc. COM 038222105 $ 170,263 10,900,300 SH SOLE 10,900,300
Electronic Arts Inc. COM 285512109 $ 95,779 4,904,216 SH SOLE 4,904,216