0001047469-11-005155.txt : 20110513 0001047469-11-005155.hdr.sgml : 20110513 20110513163522 ACCESSION NUMBER: 0001047469-11-005155 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06854 FILM NUMBER: 11841538 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 a2204115z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Relational Investors LLC --------------------------------- Address: 12400 High Bluff Drive, Suite 600 --------------------------------- San Diego, CA 92130 --------------------------------- Form 13F File Number: 028-06854 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay N. Sitlani ------------------------------- Title: Director of Operations ------------------------------- Phone: 858-704-3336 ------------------------------- Signature, Place, and Date of Signing: /s/ J. SITLANI San Diego, California 05/13/11 ------------------------------- --------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 28 -------------------- Form 13F Information Table Value Total: $6,205,192 -------------------- (thousands) Confidential information has been omitted from the public Form 13F and filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ---- National Semiconductor Corporation COM 637640103 $ 106,192 7,405,300 SH SOLE 7,405,300 Baxter International Inc. COM 071813109 $ 284,952 5,299,457 SH SOLE 5,299,457 Unum Group COM 91529Y106 $ 377,126 14,366,696 SH SOLE 14,366,696 The Home Depot, Inc. COM 437076102 $ 387,883 10,466,346 SH SOLE 10,466,346 The Home Depot, Inc. COM 437076102 $ 38,076 1,027,419 SH OTHER 1,027,419 Harman International Industries Inc. COM 413086109 $ 95,910 2,048,479 SH SOLE 2,048,479 Charles River Lab. Intl. Inc. COM 159864107 $ 39,764 1,036,061 SH SOLE 1,036,061 Zimmer Holdings, Inc. COM 98956P102 $ 111,987 1,850,100 SH SOLE 1,850,100 Genzyme Corporation COM 372917104 $ 776,609 10,197,748 SH SOLE 10,197,748 Genzyme Corporation COM 372917104 $ 31,109 408,500 SH OTHER 408,500 SPDR S&P 500 ETF Trust COM 78462F103 $ 408,284 3,079,295 SH SOLE 3,079,295 Esterline Technologies Corp. COM 297425100 $ 67,803 958,749 SH SOLE 958,749 Occidental Petroleum Corporation COM 674599105 $ 641,169 6,136,179 SH SOLE 6,136,179 Gildan Activewear Inc. COM 375916103 $ 61,305 1,870,767 SH SOLE 1,870,767 Ameriprise Financial, Inc. COM 03076C106 $ 64,598 1,057,600 SH SOLE 1,057,600 iShares Russell Midcap Value Index COM 464287473 $ 82,142 1,705,600 SH SOLE 1,705,600 LyondellBasell Industries N.V. COM N53745100 $ 337,172 8,525,200 SH SOLE 8,525,200 Intuit Inc. COM 461202103 $ 633,954 11,938,868 SH SOLE 11,938,868 CVS Caremark Corporation COM 126650100 $ 692,130 20,166,972 SH SOLE 20,166,972 Deere & Company COM 244199105 $ 328,961 3,395,204 SH SOLE 3,395,204 ARRIS Group, Inc. COM 04269Q100 $ 21,025 1,650,300 SH SOLE 1,650,300 McDermott International, Inc. COM 580037109 $ 56,328 2,218,493 SH SOLE 2,218,493 The Babcock & Wilcox Company COM 05615F102 $ 62,957 1,886,075 SH SOLE 1,886,075 MetLife, Inc. COM 59156R108 $ 96,174 2,150,100 SH SOLE 2,150,100 Ashland Inc. COM 044209104 $ 35,904 621,600 SH SOLE 621,600 Plains Exploration & Production Company COM 726505100 $ 99,636 2,750,100 SH SOLE 2,750,100 Applied Materials, Inc. COM 038222105 $ 170,263 10,900,300 SH SOLE 10,900,300 Electronic Arts Inc. COM 285512109 $ 95,779 4,904,216 SH SOLE 4,904,216