-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqOa98CmHga2NRj43y61sgiGujt4OMPAChR3ms2RJNSt0LOqEFV2y0sQd/mCIv6G mMVNZjgH5BiYTo//4Z4HcA== 0001047469-10-009705.txt : 20101112 0001047469-10-009705.hdr.sgml : 20101111 20101112162500 ACCESSION NUMBER: 0001047469-10-009705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06854 FILM NUMBER: 101186977 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 a2200990z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Relational Investors LLC --------------------------------- Address: 12400 High Bluff Drive, Suite 600 --------------------------------- San Diego, CA 92130 --------------------------------- Form 13F File Number: 028-06854 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay N. Sitlani ------------------------------- Title: Director of Operations ------------------------------- Phone: 858-704-3336 ------------------------------- Signature, Place, and Date of Signing: /s/ J. SITLANI San Diego, California 11/12/10 ------------------------------- --------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 27 -------------------- Form 13F Information Table Value Total: $ 6,010,158 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------ --------- --------- -------- ---------- ---- ---- -------- -------- ---------- ------ ---- National Semiconductor Corp. COM 637640103 $291,506 22,827,387 SH SOLE 22,827,387 Baxter International Inc. COM 071813109 $551,113 11,551,316 SH SOLE 11,551,316 Unum Group COM 91529Y106 $324,493 14,649,797 SH SOLE 14,649,797 The Home Depot, Inc. COM 437076102 $505,637 15,960,772 SH SOLE 15,960,772 The Home Depot, Inc. COM 437076102 $148,240 4,679,291 SH OTHER 4,679,291 Harman International Industries Inc. COM 413086109 $ 68,440 2,048,479 SH SOLE 2,048,479 Charles River Lab. Intl. Inc. COM 159864107 $107,505 3,242,990 SH SOLE 3,242,990 SUPERVALU Inc. COM 868536103 $ 21,763 1,887,512 SH SOLE 1,887,512 Genzyme Corporation COM 372917104 $721,899 10,197,748 SH SOLE 10,197,748 Genzyme Corporation COM 372917104 $ 28,918 408,500 SH OTHER 408,500 SPDR S&P 500 ETF Trust COM 78462F103 $191,614 1,678,913 SH SOLE 1,678,913 Esterline Technologies Corp. COM 297425100 $ 43,875 766,649 SH SOLE 766,649 Freeport-McMoRan Copper & Gold Inc. COM 35671D857 $102,103 1,195,725 SH SOLE 1,195,725 Occidental Petroleum Corporation COM 674599105 $489,573 6,252,530 SH SOLE 6,252,530 Gildan Activewear Inc. COM 375916103 $ 73,183 2,605,309 SH SOLE 2,605,309 Ameriprise Financial, Inc. COM 03076C106 $ 50,056 1,057,600 SH SOLE 1,057,600 iShares Russell Midcap Value Index COM 464287473 $ 22,099 547,400 SH SOLE 547,400 AGCO Corporation COM 001084102 $ 17,544 449,736 SH SOLE 449,736 Intuit Inc. COM 461202103 $533,678 12,181,652 SH SOLE 12,181,652 CVS Caremark Corporation COM 126650100 $645,922 20,525,010 SH SOLE 20,525,010 Deere & Company COM 244199105 $442,846 6,346,311 SH SOLE 6,346,311 Progress Software Corporation COM 743312100 $ 34,580 1,044,700 SH SOLE 1,044,700 McDermott International, Inc. COM 580037109 $ 48,715 3,296,000 SH SOLE 3,296,000 The Babcock & Wilcox Company COM 05615F102 $ 27,113 1,274,099 SH SOLE 1,274,099 Symantec Corp. COM 871503108 $ 83,555 5,507,894 SH SOLE 5,507,894 QUALCOMM Incorporated COM 747525103 $250,345 5,548,421 SH SOLE 5,548,421 The Allstate Corporation COM 020002101 $183,843 5,827,023 SH SOLE 5,827,023
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