-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUS/pfDJZmysvCSgclDtVHSWajTv5Ba3Jn0SlDwno0UukX2tDTsXtU6HTtgwvotO rB6BKn3RYqU/9Pue/cYljw== 0000950120-00-000036.txt : 20000211 0000950120-00-000036.hdr.sgml : 20000211 ACCESSION NUMBER: 0000950120-00-000036 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000210 GROUP MEMBERS: GALEN EMPLOYEE FUND III, L.P. GROUP MEMBERS: GALEN PARTNERS III L P GROUP MEMBERS: GALEN PARTNERS INTERNATIONAL III, L.P. GROUP MEMBERS: L. JOHN WILKERSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHEMDEX CORP CENTRAL INDEX KEY: 0001047499 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 770465469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57855 FILM NUMBER: 531751 BUSINESS ADDRESS: STREET 1: 1500 PLYMOUTH ST CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6508130300 MAIL ADDRESS: STREET 1: 1500 PLYMOUTH ST CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GALEN PARTNERS III L P CENTRAL INDEX KEY: 0001034486 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133930452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 610 FIFTH AVE STREET 2: 5TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122184990 MAIL ADDRESS: STREET 1: 610 FIFTH AVE STREET 2: 5TH FL CITY: NEW YORK STATE: NY ZIP: 10020 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)1 CHEMDEX CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 0001635951 --------------------------------------------------------- (CUSIP Number) DECEMBER 31, 1999 --------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 0001635951 Page 2 of 12 Pages ----------------- --- --- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Galen Partners III, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 1,643,938 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,643,938 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,643,938 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Excludes 12,500 shares subject to options that are currently exercisable by L. John Wilkerson. - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.01% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- 2 SCHEDULE 13G CUSIP No. 0001635951 Page 3 of 12 Pages ----------------- --- --- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Galen Partners International III, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 148,804 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 148,804 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,804 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Excludes 12,500 shares subject to options that are currently exercisable by L. John Wilkerson. - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.45% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- 3 SCHEDULE 13G CUSIP No. 0001635951 Page 4 of 12 Pages ----------------- --- --- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Galen Employee Fund III, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 6,731 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 6,731 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,731 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.02% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- 4 SCHEDULE 13G CUSIP No. 0001635951 Page 5 of 12 Pages ----------------- --- --- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) L. John Wilkerson - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 12,500 shares subject to options that are currently exercisable. ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 12,500 shares subject to options that are currently exercisable. ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,500 shares subject to options that are currently exercisable. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.04% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 5 ITEM 1. Issuer's Name and Address of Principal Executive Offices: -------------------------------------------------------- (a) Chemdex Corporation (b) 3950 Fabian Way Palo Alto, CA 94303 ITEM 2. INFORMATION CONCERNING PERSON FILING: ------------------------------------ (a) Galen Partners III, L.P. (b) 610 Fifth Avenue, 5th Floor Rockefeller Center New York, NY 10020 (c) Delaware (d) Common Stock (e) 0001635951 ITEM 3. STATUS OF PERSON FILING: ----------------------- Not applicable. ITEM 4. OWNERSHIP: --------- (a) 1,643,938 (b) 5.01% (c) (i) Sole power to vote or to direct vote: 1,643,938 shares (ii) Shared power to vote or to direct vote: 0 shares (iii)Sole power to dispose or to direct the disposition: 1,643,938 shares (iv) Shared power to dispose or to direct the disposition: 0 shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY: ----------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF GROUP: ------------------------------------------ Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable. ITEM 10. CERTIFICATION: ------------- Not applicable. Page 6 of 12 pages ITEM 1. ISSUER'S NAME AND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: -------------------------------------------------------- (a) Chemdex Corporation (b) 3950 Fabian Way Palo Alto, CA 94303 ITEM 2. INFORMATION CONCERNING PERSON FILING: ------------------------------------ (a) Galen Partners International III, L.P. (b) 610 Fifth Avenue, 5th Floor Rockefeller Center New York, NY 10020 (c) Delaware (d) Common Stock (e) 0001635951 ITEM 3. STATUS OF PERSON FILING: ----------------------- Not applicable. ITEM 4. OWNERSHIP: --------- (a) 148,804 (b) 0.45% (c) (i) Sole power to vote or to direct vote: 148,804 shares (ii) Shared power to vote or to direct vote: 0 shares (iii)Sole power to dispose or to direct the disposition: 148,804 shares (iv) Shared power to dispose or to direct the disposition: 0 shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY: ----------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF GROUP: ------------------------------------------ Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable. ITEM 10. CERTIFICATION: ------------- Not applicable. Page 7 of 12 pages ITEM 1. ISSUER'S NAME AND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: -------------------------------------------------------- (a) Chemdex Corporation (b) 3950 Fabian Way Palo Alto, CA 94303 ITEM 2. INFORMATION CONCERNING PERSON FILING: ------------------------------------ (a) Galen Employee Fund III, L.P. (b) 610 Fifth Avenue, 5th Floor Rockefeller Center New York, NY 10020 (c) Delaware (d) Common Stock (e) 0001635951 ITEM 3. STATUS OF PERSON FILING: ----------------------- Not applicable. ITEM 4. OWNERSHIP: --------- (a) 6,731 (b) 0.02% (c) (i) Sole power to vote or to direct vote: 6,731 shares (ii) Shared power to vote or to direct vote: 0 shares (iii)Sole power to dispose or to direct the disposition: 6,731 shares (iv) Shared power to dispose or to direct the disposition: 0 shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY: ----------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF GROUP: ------------------------------------------ Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable. ITEM 10. CERTIFICATION: ------------- Not applicable. Page 8 of 12 pages ITEM 1. ISSUER'S NAME AND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: -------------------------------------------------------- (a) Chemdex Corporation (b) 3950 Fabian Way Palo Alto, CA 94303 ITEM 2. INFORMATION CONCERNING PERSON FILING: ------------------------------------ (a) L. John Wilkerson (b) 610 Fifth Avenue, 5th Floor Rockefeller Center New York, NY 10020 (c) U.S.A. (d) Common Stock (e) 0001635951 ITEM 3. STATUS OF PERSON FILING: ----------------------- Not applicable. ITEM 4. OWNERSHIP: --------- (a) 12,500 shares subject to options that are currently exercisable. (b) 0.04% (c) (i) Sole power to vote or to direct vote: 12,500 shares subject to options that are currently exercisable. (ii) Shared power to vote or to direct vote: 0 shares (iii)Sole power to dispose or to direct the disposition: 12,5000 shares subject to options that are currently exercisable (iv) Shared power to dispose or to direct the disposition: 0 shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY: ----------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF GROUP: ------------------------------------------ Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable. ITEM 10. CERTIFICATION: ------------- Not applicable. Page 9 of 12 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2000 ---------------------------------------- Date GALEN PARTNERS III, L.P. By: Claudius, LLC General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: Senior Managing Member GALEN PARTNERS INTERNATIONAL III, L.P. By: Claudius, LLC General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: Senior Managing Member GALEN EMPLOYEE FUND III, L.P. By: Wesson Enterprises, Inc. General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: President /s/ L. John Wilkerson ---------------------------------------- L. John Wilkerson Page 10 of 12 pages EXHIBIT INDEX Sequentially Exhibit Document Description Numbered Page - ------- -------------------- ------------- A Agreement of Joint Filing 12 Page 11 of 12 pages EX-99 2 EXHIBIT A EXHIBIT A Agreement of Joint Filing Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 10, 2000, containing the information required by Schedule 13G, for the shares of Common Stock of Chemdex Corporation which are held of record by Galen Partners III, L.P., Galen Partners International III, L.P., Galen Employee Fund III, L.P., and L. John Wilkerson and beneficially owned by the undersigned. Each of the undersigned hereby expressly disclaims beneficial ownership of any of such shares as to which he or it does not have an actual pecuniary interest. DATED: February 10, 2000 GALEN PARTNERS III, L.P. By: Claudius, LLC General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: Senior Managing Member GALEN PARTNERS INTERNATIONAL III, L.P. By: Claudius, LLC General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: Senior Managing Member GALEN EMPLOYEE FUND III, L.P. By: Wesson Enterprises, Inc. General Partner By: /s/ Bruce F. Wesson ------------------------------------- Name: Bruce F. Wesson Title: President /s/ L. John Wilkerson ---------------------------------------- L. John Wilkerson Page 12 of 12 pages -----END PRIVACY-ENHANCED MESSAGE-----