FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/29/2009 |
3. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC [ AMKR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Amkor Technology, Inc. Common Stock | 4,439 | D | |
Amkor Technology, Inc. Common Stock | 12,449 | I | Joint Account with Spouse |
Amkor Technology, Inc. Common Stock | 870 | I | Custodial Account for Son |
Amkor Technology, Inc. Common Stock | 870 | I | Custodial Account for Daughter |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 07/01/2004(1) | 02/22/2012 | Amkor Technology, Inc. Common Stock | 30,000 | $13 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 11/01/2011 | Amkor Technology, Inc. Common Stock | 20,000 | $13.5 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 02/04/2011 | Amkor Technology, Inc. Common Stock | 25,000 | $10.79 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 10/26/2011 | Amkor Technology, Inc. Common Stock | 15,000 | $10.79 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 01/02/2012 | Amkor Technology, Inc. Common Stock | 100,000 | $10.79 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 04/04/2012 | Amkor Technology, Inc. Common Stock | 30,000 | $10.79 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 09/05/2013 | Amkor Technology, Inc. Common Stock | 20,000 | $10.79 | D | |
Stock Option (right to buy) | 07/01/2004(1) | 06/26/2013 | Amkor Technology, Inc. Common Stock | 70,000 | $12.4 | D | |
Stock Option (right to buy) | 10/27/2005(2) | 10/27/2014 | Amkor Technology, Inc. Common Stock | 25,000 | $5.71 | D | |
Stock Option (right to buy) | 02/13/2008(3) | 02/13/2016 | Amkor Technology, Inc. Common Stock | 12,500 | $7 | D | |
Stock Option (right to buy) | 12/14/2009(4) | 12/14/2017 | Amkor Technology, Inc. Common Stock | 45,000 | $8.67 | D |
Explanation of Responses: |
1. The shares subject to these options were fully vested as of 7/1/2004. |
2. The shares subject to this were fully vested as of 10/27/2008. |
3. 100% of the shares subject to the option vested twenty-four months after the grant date. |
4. 40% of the shares subject to the option vests two years after the grant date and 20% of the shares subject to the option vests each year thereafter, so that 100% of the shares subject to the option will become vested on the fifth anniversary of the grant date. |
Remarks: |
Jerry C. Allison Attorney-in-Fact for Mike Lamble | 07/08/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |