0001140361-15-045375.txt : 20151222
0001140361-15-045375.hdr.sgml : 20151222
20151222165716
ACCESSION NUMBER: 0001140361-15-045375
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151218
FILED AS OF DATE: 20151222
DATE AS OF CHANGE: 20151222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMAGIN CORP
CENTRAL INDEX KEY: 0001046995
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 880378451
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3006 NORTHUP WAY
STREET 2: SUITE 103
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: (425)-284-5200
MAIL ADDRESS:
STREET 1: 3006 NORTHUP WAY
STREET 2: SUITE 103
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: FASHION DYNAMICS CORP
DATE OF NAME CHANGE: 19980805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GINOLA LTD
CENTRAL INDEX KEY: 0001230770
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15751
FILM NUMBER: 151302733
BUSINESS ADDRESS:
STREET 1: C/O OGLER FIDUCIARY SERVICES LTD
STREET 2: WHITELEY CHAMBERS/DON STREET
CITY: ST HELIER JERSEY JE4 92G
STATE: A1
ZIP: 00000
BUSINESS PHONE: 011 44 1534 504000
MAIL ADDRESS:
STREET 1: C/O OGLER FIDUCIARY SERVICES LTD
STREET 2: WHITELEY CHAMBERS/DON STREET
CITY: ST HELIER JERSEY JE4 92G
STATE: A1
ZIP: 00000
4
1
doc1.xml
FORM 4
X0306
4
2015-12-18
0
0001046995
EMAGIN CORP
EMAN
0001230770
GINOLA LTD
C/O ELIAN, 44 ESPLANADE
ST. HELIER
Y9
JE4 9WG
JERSEY
0
0
1
0
Common Stock
2015-12-18
4
P
0
266667
1.50
A
1880186
D
Common Stock
783325
I
By Rainbow Gate Corporation
Common Stock
372971
I
By Crestflower Corporation
Common Stock
78478
I
By Mount Union Corp.
Common Stock
57372
I
By Chelsea Trust Company, as Trustee
Stock Purchase Warrants (right to buy)
2.05
2015-12-18
4
P
0
173333
A
2016-06-23
2021-06-23
Common Stock
173333
173333
D
Series B Convertible Preferred Stock
.75
2008-12-22
Common Stock
1070667
803
D
Series B Convertible Preferred Stock
.75
2008-12-22
Common Stock
937333
703
I
By Rainbow Gate Corporation
These securities are owned by Rainbow Gate Corporation. The shareholder of the Reporting Person is also the same shareholder of Rainbow Gate Corporation.
These securities are owned solely by Crestflower Corporation, Mount Union Corp., and Chelsea Trust Company Limited, as trustee, as indicated. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
The Stock Purchase Warrants were acquired as part of a private placement by the Issuer in accordance with the Securities Purchase Agreement, dated December 17, 2015 between the Issuer and Reporting Person.
The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $0.75 per share.
The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder.
/s/ Jonathan White, Director of Ginola Limited
2015-12-21