-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fp6ONgBSWd9F+eeoOREpteflHgDSiJHnYHw/VlYBT/OYuHkddQfQV04M9C3/91rL l77OmvbKL5qpnBGFuPc4Fg== 0000891020-00-001185.txt : 20000921 0000891020-00-001185.hdr.sgml : 20000921 ACCESSION NUMBER: 0000891020-00-001185 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 DATE AS OF CHANGE: 20000808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: 7371 IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52907 FILM NUMBER: 651534 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAPOR MITCHELL CENTRAL INDEX KEY: 0001054913 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 238 MAIN STREET SUITE 400 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6175764590 MAIL ADDRESS: STREET 1: 238 MAIN STREET SUITE 400 CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 0001.txt AMENDMENT NO.2 TO SCHEDULE 13G FOR MR. KAPOR 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2) REALNETWORKS, INC. -------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE --------------------------------------- (Title of Class of Securities) 75605L-10-4 -------------------------- (CUSIP Number) December 31, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 6 Pages 2 SCHEDULE 13G CUSIP NO. 75605L-10-4 Page 2 of 6 Pages ------------- --- --- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MITCHELL KAPOR ---------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ---------------------------------------------------------------------- (3) SEC USE ONLY ---------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 3,305,070 SHARES ------------------------------------------------------------ BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------ REPORTING (7) SOLE DISPOSITIVE POWER PERSON 3,305,070 WITH ------------------------------------------------------------ (8) SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,305,070 ---------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ---------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.4% ---------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN ---------------------------------------------------------------------- Page 2 of 6 Pages 3 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER. This Schedule 13G relates to RealNetworks, Inc., a Washington corporation (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 2601 Elliott Avenue, Suite 1000, Seattle, WA 98121. ITEM 2(a). NAME OF PERSONS FILING. Mitchell Kapor ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. The business address of the reporting person is c/o Kapor Enterprises, Inc., One Broadway, 10th Floor, Cambridge, MA 02142. ITEM 2(c). CITIZENSHIP. Mr. Kapor is a United States citizen. ITEM 2(d). TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, par value $.001 per share (the "Common Stock"). ITEM 2(e). CUSIP NUMBER. The CUSIP Number for the Company's Common Stock is 75605L 10 4. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b) OR 13D-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, Pages 3 of 6 Pages 4 (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). NOT APPLICABLE. ITEM 4. OWNERSHIP. The following describes the ownership of Common Stock by Mitchell Kapor as of December 31, 1999. (a) Amount beneficially owned: 3,305,070 (b) Percent of class: 4.4% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 3,305,070 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 3,305,070 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Page 4 of 6 Pages 5 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 5 of 6 Pages 6 SIGNATURE The undersigned hereby agrees that this Schedule is filed on behalf of him and, after reasonable inquiry and to best of his knowledge and belief, hereby certifies that the information set forth in this statement is true, complete and correct. Dated: February 3, 2000 By /s/ Mitchell Kapor --------------------------------- Mitchell Kapor Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----