-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0PqtOlNaTrlWfBkY/jhFBaNXTND3pjgvpuMWppzo7FnP4om1meZst7Oldv89q3z e9o3KWDuU79J1YvooatCXA== 0001012870-02-000425.txt : 20020414 0001012870-02-000425.hdr.sgml : 20020414 ACCESSION NUMBER: 0001012870-02-000425 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 GROUP MEMBERS: J AND L HUANG INVESTMENTS L.P GROUP MEMBERS: JEN-HSUN HUANG AND LORI HUANG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NVIDIA CORP/CA CENTRAL INDEX KEY: 0001045810 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943177549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56649 FILM NUMBER: 02531233 BUSINESS ADDRESS: STREET 1: 2701 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4086152500 MAIL ADDRESS: STREET 1: 3535 MONROE STREET CITY: SANTA CLARA STATE: CA ZIP: 95051 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUANG JEN-HSUN CENTRAL INDEX KEY: 0001106277 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O NVIDIA CORP. 35354 STREET 2: MONROE STREET CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4086152500 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 2 TO SC 13G ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response.........14.90 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* NVIDIA Corporation --------------------------------------- (Name of Issuer) Common Stock -------------------------------------- (Title of Class of Securities) 67066G104 -------------------------------------- (CUSIP Number) December 31, 2001 -------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 7 pages - -------------------------- ------------------------ CUSIP No. 67066G104 13G Page 2 of 7 Pages - -------------------------- ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Jen-Hsun Huang - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 11,027,322(1) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 11,027,322(1) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 11,027,322(1) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 7.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ (1) Includes 8,055,922 shares held by The Jen-Hsun Huang and Lori Huang Living Trust dated May 1, 1995 and 1,002,400 shares held by J. and L. Huang Investments, L.P. Also includes 1,969,000 shares issuable pursuant to options exercisable within 60 days of December 31, 2001. Reflects the 2-for-1 stock dividend in the form of a stock split distributed on September 11, 2001. *SEE INSTRUCTION BEFORE FILLING OUT! - -------------------------- ------------------------ CUSIP No. 67066G104 13G Page 3 of 7 Pages - -------------------------- ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Jen-Hsun Huang and Lori Huang, as Trustees of the Jen-Hsun and Lori Huang Living Trust dated May 1, 1995 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 8,055,922 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 8,055,922 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 8,055,922 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 OO - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! - -------------------------- ------------------------ CUSIP No. 67066G104 13G Page 4 of 7 Pages - -------------------------- ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO(S) OF ABOVE PERSON(S) (ENTITIES ONLY) J and L Huang Investments L.P - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,002,400 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,002,400 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,002,400 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Item 1. (a) Name of Issuer NVIDIA Corporation (b) Address of Issuer's Principal Executive Offices 2701 San Tomas Expressway Santa Clara, CA 95050 Item 2. (a) Name of Person Filing: Jen-Hsun Huang Jen-Hsun Huang and Lori Huang, as Trustees of The Jen-Hsun and Lori Huang Living Trust dated May 1, 1995 ("Trust") J. and L. Huang Investments, L.P. ("Huang Investments") (b) Address of Principal Business Office or, if none, Residence 2701 San Tomas Expressway Santa Clara, CA 95050 (c) Citizenship Jen-Hsun Huang USA Trust California Huang Investments California (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 67066G104 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Jen-Hsun Huang 11,027,322* Trust 8,055,922 Huang Investments 1,002,400 (b) Percent of Class: Jen-Hsun Huang 7.3% Trust 5.4% Huang Investments 0.7% Page 5 of 7 Pages (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Jen-Hsun Huang 11,027,322* Trust 8,055,922 Huang Investments 1,002,400 (ii) Shared power to vote or to direct the vote: Jen-Hsun Huang 0 Trust 0 Huang Investments 0 (iii) Sole power to dispose or to direct the disposition of: Jen-Hsun Huang 11,027,322* Trust 8,055,922 Huang Investments 1,002,400 (iv) Shared power to dispose or to direct the disposition of: Jen-Hsun Huang 0 Trust 0 Huang Investments 0 * Includes 8,055,922 shares held by The Jen-Hsun and Lori Huang Living Trust dated May 1, 1995 and 1,002,400 shares held by J. and L. Huang Investments, L.P. Also includes 1,969,000 shares issuable pursuant to options exercisable within 60 days of December 31, 2001. Reflects the 2-for-1 stock dividend in the form of a stock split distributed on September 11, 2001. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of a Group Not Applicable Item 10. Certification Not Applicable Page 6 of 7 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 01/28/02 ------------------------------------------------------ Date /s/ Jen-Hsun Huang ------------------------------------------------------ Signature Jen-Hsun Huang ------------------------------------------------------ Jen-Hsun Huang and Lori Huang, as Trustees of the Jen- Hsun and Lori Huang Living Trust Dated May 1, 1995 /s/ Jen-Hsun Huang ------------------------------------------------------ Jen-Hsun Huang, Trustee /s/ Lori Huang ------------------------------------------------------ Lori Huang, Trustee J. and L. Huang Investments, L.P. /s/ Jen-Hsun Huang ------------------------------------------------------ Jen-Hsun Huang, General Partner Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----