0001168252-11-000004.txt : 20111028 0001168252-11-000004.hdr.sgml : 20111028 20111028164025 ACCESSION NUMBER: 0001168252-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000010456 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 360781620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC DATE OF NAME CHANGE: 19880522 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER LABORATORIES INC DATE OF NAME CHANGE: 19760608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKINSON ROBERT L JR CENTRAL INDEX KEY: 0001168252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04448 FILM NUMBER: 111165652 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: C/O BAXTER INTERNATIONAL INC CITY: DEERFIELD STATE: NJ ZIP: 60015 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-10-27 0000010456 BAXTER INTERNATIONAL INC BAX 0001168252 PARKINSON ROBERT L JR ONE BAXTER PARKWAY DEERFIELD IL 60015 1 1 0 0 Chairman of the Board & CEO Common Stock, $1 par value 2011-10-27 4 M 0 325655 31.72 A 667200 D Common Stock, $1 par value 2011-10-27 4 S 0 273555 55.32 D 393645 D Common Stock, $1 par value 2011-10-27 4 S 0 2100 56.16 D 391545 D Stock Option (Right to Buy) 31.72 2011-10-27 4 M 0 325655 0 D 2007-04-19 2014-04-18 Common Stock, $1 par value 325655 0 D Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Parkinson with respect to the stock options granted by the Company to Mr. Parkinson on April 19, 2004. Pursuant to this plan, Mr. Parkinson exercised all stock options subject to the April 2004 grant and increased his ownership in Baxter common stock by 50,000 shares. Price reflects weighted average sales price. Range of prices for transaction is $55.00 through $55.92. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Price reflects weighted average sales price. Range of prices for transaction is $56.05 through $56.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. /s/ Robert L. Parkinson, Jr. 2011-10-28