0001107468-18-000001.txt : 20180404 0001107468-18-000001.hdr.sgml : 20180404 20180404172104 ACCESSION NUMBER: 0001107468-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMAN PETER S CENTRAL INDEX KEY: 0001107468 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04448 FILM NUMBER: 18738204 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000010456 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 360781620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC DATE OF NAME CHANGE: 19880522 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER LABORATORIES INC DATE OF NAME CHANGE: 19760608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-04-02 0000010456 BAXTER INTERNATIONAL INC BAX 0001107468 HELLMAN PETER S ONE BAXTER PARKWAY DEERFIELD IL 60015 1 0 0 0 Common Stock, $1 par value 2018-04-02 4 M 0 3760 33.77 A 25522 D Common Stock, $1 par value 2018-04-02 4 S 0 3460 64.69 D 22062 D Common Stock, $1 par value 2018-04-02 4 S 0 300 65.27 D 21762 D Common Stock, $1 par value 560 I By Spouse Stock Option (Right to Buy) 33.77 2018-04-02 4 M 0 3760 0 D 2009-05-06 2018-05-04 Common Stock, $1 par value 3760 0 D Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Hellman on May 6, 2008. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by BII to Mr. Hellman. Price reflects weighted average sales price. Range of prices for transactions are $64.19 through $65.18. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Price reflects weighted average sales price. Range of prices for transactions are $65.22 through $65.35. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. /s/ Ellen K. McIntosh, as attorney in-fact for Peter S. Hellman 2018-04-04