0001047469-11-007287.txt : 20110812
0001047469-11-007287.hdr.sgml : 20110812
20110811183301
ACCESSION NUMBER: 0001047469-11-007287
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC
CENTRAL INDEX KEY: 0001044936
IRS NUMBER: 770444891
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06534
FILM NUMBER: 111028826
BUSINESS ADDRESS:
STREET 1: 26435 CARMEL RANCHO BOULEVARD
STREET 2: SUITE 200
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 8316256355
MAIL ADDRESS:
STREET 1: 26435 CARMEL RANCHO BOULEVARD
STREET 2: SUITE 200
CITY: CARMEL
STATE: CA
ZIP: 93923
FORMER COMPANY:
FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC
DATE OF NAME CHANGE: 19990407
13F-HR
1
a2205070z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/11
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Neumeier Poma Investment Counsel LLC
------------------------------------
Address: 26435 Carmel Rancho Blvd., Suite 200
------------------------------------
Carmel, CA 93923
------------------------------------
Form 13F File Number: 28-4792
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Neumeier
-------------------------------
Title: President
-------------------------------
Phone: 831-625-6355
-------------------------------
Signature, Place, and Date of Signing:
/s/ Peter Neumeier Carmel, California 8/12/11
----------------------------- ------------------ -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-4792 Neumeier Poma Investment Counsel LLC
--------------- ------------------------------------
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 35
--------------------
Form 13F Information Table Value Total: $242,764
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-4792 Neumeier Poma Investment Counsel LLC
------ ----------------- ------------------------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------
OTHER VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE
---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ----
Acacia Research COM 003881307 10559 287800 287800 157325 130475
Allied Nevada Gold Corp. COM 019344100 6621 187200 187200 110400 76800
AXT Incorporated COM 00246W103 8997 1060950 1060950 535750 525200
Bank Of The Ozarks COM 063904106 13372 256850 256850 139050 117800
Cascade Industries Inc. COM 147195101 3882 81600 81600 43000 38600
Chart Industries Inc. COM 16115Q308 9262 171575 171575 87400 84175
Dresser-Rand Group Inc. COM 261608103 4412 82075 82075 38350 43725
EBIX Inc. COM 278715206 1756 92175 92175 42350 49825
Emergent Biosolutions, Inc. COM 29089Q105 4341 192525 192525 96450 96075
EnerSys COM 29275Y102 8271 240300 240300 119600 120700
Ferro Corporation COM 315405100 2766 205800 205800 94350 111450
First Financial Bancorp COM 320209109 2831 169600 169600 86000 83600
Haemonetics Corporation COM 405024100 3666 56950 56950 27300 29650
Herbalife Ltd. COM G4412G101 11607 201375 201375 102900 98475
Innophos Holdings Inc. COM 45774N108 9882 202500 202500 101900 100600
Jack Henry & Associates Inc. COM 426281101 8368 278850 278850 142825 136025
Landstar System Inc. COM 515098101 4011 86300 86300 40900 45400
Lennox International Inc. COM 526107107 3987 92575 92575 43900 48675
Omnivision Technologies Inc. COM 682128103 5364 154100 154100 78150 75950
Oriental Financial Group COM 68618W100 11077 859374 859374 448574 410800
Patterson Companies Inc. COM 703395103 8284 251875 251875 126700 125175
Pier 1 Imports, Inc. COM 720279108 8130 702700 702700 361000 341700
Questcor Pharmaceuticals COM 74835Y101 9152 379750 379750 192150 187600
Regal-Beloit Corp. COM 758750103 6487 97150 97150 49350 47800
Sirona Dental Systems Inc. COM 82966C103 2788 52500 52500 26200 26300
Snap-On Incorporated COM 833034101 6075 97225 97225 42950 54275
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------
OTHER VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE
---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ----
SPDR Gold Trust ETF 863307104 8198 56150 56150 22750 33400
Stantec Inc. COM 85472N109 7344 252975 252975 127900 125075
Steven Madden, Ltd. COM 556269108 10133 270143 270143 147037 123106
Stillwater Mining Co. COM 86074Q102 3766 171125 171125 104600 66525
Tupperware Brands Corp. COM 899896104 9940 147375 147375 75675 71700
Ultratech Inc. COM 904034105 7467 245775 245775 125850 119925
UMB Financial Corp. COM 902788108 9305 222175 222175 112750 109425
Veeco Instruments Inc. COM 922417100 6649 137350 137350 75200 62150
Wabtec Corporation COM 929740108 4014 61075 61075 30350 30725