0001047469-11-007287.txt : 20110812 0001047469-11-007287.hdr.sgml : 20110812 20110811183301 ACCESSION NUMBER: 0001047469-11-007287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 111028826 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2205070z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/11 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 8/12/11 ----------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 35 -------------------- Form 13F Information Table Value Total: $242,764 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------ OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ---- Acacia Research COM 003881307 10559 287800 287800 157325 130475 Allied Nevada Gold Corp. COM 019344100 6621 187200 187200 110400 76800 AXT Incorporated COM 00246W103 8997 1060950 1060950 535750 525200 Bank Of The Ozarks COM 063904106 13372 256850 256850 139050 117800 Cascade Industries Inc. COM 147195101 3882 81600 81600 43000 38600 Chart Industries Inc. COM 16115Q308 9262 171575 171575 87400 84175 Dresser-Rand Group Inc. COM 261608103 4412 82075 82075 38350 43725 EBIX Inc. COM 278715206 1756 92175 92175 42350 49825 Emergent Biosolutions, Inc. COM 29089Q105 4341 192525 192525 96450 96075 EnerSys COM 29275Y102 8271 240300 240300 119600 120700 Ferro Corporation COM 315405100 2766 205800 205800 94350 111450 First Financial Bancorp COM 320209109 2831 169600 169600 86000 83600 Haemonetics Corporation COM 405024100 3666 56950 56950 27300 29650 Herbalife Ltd. COM G4412G101 11607 201375 201375 102900 98475 Innophos Holdings Inc. COM 45774N108 9882 202500 202500 101900 100600 Jack Henry & Associates Inc. COM 426281101 8368 278850 278850 142825 136025 Landstar System Inc. COM 515098101 4011 86300 86300 40900 45400 Lennox International Inc. COM 526107107 3987 92575 92575 43900 48675 Omnivision Technologies Inc. COM 682128103 5364 154100 154100 78150 75950 Oriental Financial Group COM 68618W100 11077 859374 859374 448574 410800 Patterson Companies Inc. COM 703395103 8284 251875 251875 126700 125175 Pier 1 Imports, Inc. COM 720279108 8130 702700 702700 361000 341700 Questcor Pharmaceuticals COM 74835Y101 9152 379750 379750 192150 187600 Regal-Beloit Corp. COM 758750103 6487 97150 97150 49350 47800 Sirona Dental Systems Inc. COM 82966C103 2788 52500 52500 26200 26300 Snap-On Incorporated COM 833034101 6075 97225 97225 42950 54275
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------ OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ---- SPDR Gold Trust ETF 863307104 8198 56150 56150 22750 33400 Stantec Inc. COM 85472N109 7344 252975 252975 127900 125075 Steven Madden, Ltd. COM 556269108 10133 270143 270143 147037 123106 Stillwater Mining Co. COM 86074Q102 3766 171125 171125 104600 66525 Tupperware Brands Corp. COM 899896104 9940 147375 147375 75675 71700 Ultratech Inc. COM 904034105 7467 245775 245775 125850 119925 UMB Financial Corp. COM 902788108 9305 222175 222175 112750 109425 Veeco Instruments Inc. COM 922417100 6649 137350 137350 75200 62150 Wabtec Corporation COM 929740108 4014 61075 61075 30350 30725