-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwRBHBrFON486yMmBBHQujH8DX79NpY3GkKawh+/iIAdP1T2xJsdpYF8douQgseh q2SvEojLyv3sEqInZTC0fA== 0001047469-10-009610.txt : 20101112 0001047469-10-009610.hdr.sgml : 20101111 20101112061125 ACCESSION NUMBER: 0001047469-10-009610 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 101182265 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2200739z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/10 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------- Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 11/12/10 ---------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 36 -------------------- Form 13F Information Table Value Total: $202563 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Acacia Research COM 003881307 9604 545700 545700 241550 304150 Allied Nevada Gold Corp. COM 019344100 3169 119600 119600 73000 46600 Bank Of The Ozarks COM 063904106 8979 242100 242100 106850 135250 Bio-Rad Laboratories CLA 090572207 3385 37400 37400 15025 22375 Bottomline Technologies, Inc. COM 101388106 2164 140900 140900 56900 84000 Dresser-Rand Group Inc. COM 261608103 5130 139075 139075 70600 68475 DST Systems Inc. COM 233326107 4170 93000 93000 39200 53800 EBIX, Inc. COM 278715206 6041 257600 257600 113600 144000 Emergent Biosolutions, Inc. COM 29089Q105 4886 283100 283100 121500 161600 FTI Consulting COM 302941109 3555 102475 102475 42150 60325 Fuel Systems Solutions COM 35952W103 1478 37800 37800 16550 21250 Haemonetics Corporation COM 405024100 3485 59550 59550 23300 36250 Hanover Insurance Group COM 410867105 2833 60270 60270 25950 34320 Herbalife Ltd. COM 020884924 9734 161300 161300 71200 90100 Jack Henry & Associates Inc. COM 426281101 8487 332825 332825 151775 181050 Lennox International Inc. COM 526107107 5645 135400 135400 57900 77500 Maximus Inc. COM 577933104 7448 120950 120950 46900 74050 Micros Systems Inc. COM 594901100 7969 188250 188250 76900 111350 Oceaneering International COM 675232102 2047 38000 38000 16100 21900 Oriental Financial Group COM 68618W100 8903 669374 669374 301874 367500 Patterson Companies Inc. COM 703395013 7923 276550 276550 114275 162275 Plantronics, Inc. COM 727493108 3728 110375 110375 47500 62875 Platinum Underwriters COM G7127P100 3605 82825 82825 30775 52050 Questcor Pharmaceuticals COM 74835Y101 3534 356300 356300 158900 197400 Sirona Dental Systems Inc. COM 82966C103 3678 102050 102050 41100 60950 Skechers USA, Inc.-CLA CLA 830566105 3588 152750 152750 62100 90650 Snap-On Incorporated COM 833034101 4743 101975 101975 37100 64875
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ SPDR Gold Trust ETF 863307104 7169 56050 56050 2275 53775 Stantec Inc. COM 85472N109 4214 159575 159575 71800 87775 Steven Madden, Ltd. COM 556269108 10878 264927 264927 116702 148225 Stillwater Mining Co. COM 86074Q102 8215 487800 487800 207550 280250 Tupperware Brands Corp. COM 899896104 9191 200850 200850 90350 110500 Ultratech Inc. COM 904034105 3873 226500 226500 120500 106000 Veeco Instruments Inc. COM 922417100 4578 131275 131275 52400 78875 Wabtec Corporation COM 929740108 4858 101650 101650 41750 59900 Warnaco Group Inc. COM 934390402 9676 189250 189250 78700 110550
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