0001044905-19-000002.txt : 20190117
0001044905-19-000002.hdr.sgml : 20190117
20190117090643
ACCESSION NUMBER: 0001044905-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190117
DATE AS OF CHANGE: 20190117
EFFECTIVENESS DATE: 20190117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN
CENTRAL INDEX KEY: 0001044905
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06515
FILM NUMBER: 19530137
BUSINESS ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
BUSINESS PHONE: 4237563480
MAIL ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001044905
XXXXXXXX
12-31-2018
12-31-2018
PATTEN & PATTEN INC/TN
520 LOOKOUT STREET
CHATTANOOGA
TN
37403
13F HOLDINGS REPORT
028-06515
N
Yelena Lyashevskiy
Compliance Officer
4234244101
Yelena Lyashevskiy
Chattanooga
TN
12-31-2018
0
222
815376
false
INFORMATION TABLE
2
inftable.xml
3M Co.
COM
88579Y101
10831
56844
SH
SOLE
56844
0
0
A.O. Smith Corp.
COM
831865209
12986
304116
SH
SOLE
304116
0
0
Abbott Laboratories
COM
002824100
15632
216119
SH
SOLE
216119
0
0
AbbVie Inc.
COM
00287y109
16341
177250
SH
SOLE
177250
0
0
ACACIA Communication
COM
00401c108
732
19270
SH
SOLE
19270
0
0
Activision, Inc.
COM
00507V109
255
5482
SH
SOLE
5482
0
0
Adobe Inc.
COM
00724F101
10801
47742
SH
SOLE
47742
0
0
AFLAC Inc.
COM
001055102
263
5762
SH
SOLE
5762
0
0
Air Products and Chemical Co.
COM
009158106
659
4115
SH
SOLE
4115
0
0
ALCOA, Corp.
COM
013872106
996
37465
SH
SOLE
37465
0
0
Alibaba Group Holding Ltd
COM
01609w102
338
2469
SH
SOLE
2469
0
0
Alphabet Inc Cl A
COM
02079K305
10343
9898
SH
SOLE
9898
0
0
Alphabet Inc Cl C
COM
02079K107
6099
5889
SH
SOLE
5889
0
0
ALPS Trust Alerian MLP ETF
COM
00162q866
1609
184292
SH
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184292
0
0
Altria Group, Inc.
COM
02209S103
3348
67792
SH
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67792
0
0
Amazon.com, Inc.
COM
023135106
1227
817
SH
SOLE
817
0
0
American Express
COM
025816109
758
7948
SH
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7948
0
0
American International Group I
COM
026874784
596
15130
SH
SOLE
15130
0
0
American Tower Corporation
COM
03027x100
296
1873
SH
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1873
0
0
American Water Works, Inc.
COM
030420103
1708
18815
SH
SOLE
18815
0
0
Amgen
COM
031162100
494
2537
SH
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2537
0
0
Anadarko Pete Corp Com
COM
032511107
1677
38262
SH
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38262
0
0
Apple Inc Com
COM
037833100
49100
311274
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0
0
Ashland Global Holdings, Inc.
COM
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1803
25410
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0
AT&T, Inc.
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00206r102
12944
453524
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0
0
Autodesk, Inc.
COM
052769106
204
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1589
0
0
Automatic Data Processing
COM
053015103
1163
8873
SH
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8873
0
0
Bank of America Corp.
COM
060505104
4453
180712
SH
SOLE
180712
0
0
Bank of New York Mellon Corp c
COM
064058100
472
10020
SH
SOLE
10020
0
0
BB&T Corporation
COM
054937107
3107
71725
SH
SOLE
71725
0
0
Becton, Dickinson Co
COM
075887109
285
1263
SH
SOLE
1263
0
0
Berkshire Hathaway Inc. Class
COM
084670702
979
4794
SH
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4794
0
0
Boeing Corp.
COM
097023105
692
2146
SH
SOLE
2146
0
0
BP Amoco PLC - Spons ADR
COM
055622104
1800
47478
SH
SOLE
47478
0
0
Bristol Myers Squibb Co
COM
110122108
2575
49540
SH
SOLE
49540
0
0
Broadcom Ltd F
COM
134136316
341
1340
SH
SOLE
1340
0
0
Cabot Corp.
COM
127055101
364
8475
SH
SOLE
8475
0
0
Canadian National Railway Co.
COM
136375102
8790
118648
SH
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118648
0
0
CarMax, Inc.
COM
143130102
2031
32380
SH
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32380
0
0
Caterpillar
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149123101
257
2020
SH
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2020
0
0
Celgene Corp.
COM
151020104
1417
22115
SH
SOLE
22115
0
0
ChevronTexaco Corporation
COM
166764100
7099
65254
SH
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65254
0
0
Chubb LTD.
COM
H1467J104
484
3748
SH
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3748
0
0
Cisco Systems, Inc.
COM
17275R102
12435
286981
SH
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286981
0
0
Citigroup, Inc.
COM
172967424
5821
111819
SH
SOLE
111819
0
0
Citrix Sys Inc Com
COM
177376100
838
8180
SH
SOLE
8180
0
0
Coca Cola Company
COM
191216100
8562
180828
SH
SOLE
180828
0
0
Colgate-Palmolive Co.
COM
194162103
619
10401
SH
SOLE
10401
0
0
Comcast Corporation - Class A
COM
20030N101
7705
226293
SH
SOLE
226293
0
0
ConocoPhillips
COM
20825C104
7290
116928
SH
SOLE
116928
0
0
Constellation Brands, Inc.
COM
21036P108
10384
64567
SH
SOLE
64567
0
0
Corning Inc Com
COM
219350105
447
14786
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14786
0
0
Costco Wholesale Corp.
COM
22160K105
8113
39824
SH
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39824
0
0
CSX Corp.
COM
126408103
261
4200
SH
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4200
0
0
CVS/Caremark Corp.
COM
126650100
557
8495
SH
SOLE
8495
0
0
Delta Airlines
COM
247361702
10933
219098
SH
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219098
0
0
DexCom Inc.
COM
252131107
1535
12813
SH
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0
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Dixie Group, Inc.
COM
255519100
20
27800
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27800
0
0
Dolby Laboratories, Inc.
COM
25659t107
2633
42570
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42570
0
0
Dollar General
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256677105
378
3499
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3499
0
0
Dominion Res Inc VA New
COM
25746U109
1271
17792
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17792
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0
Dover Corp.
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260003108
209
2950
SH
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2950
0
0
DowDuPont, Inc.
COM
26078J100
6366
119028
SH
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119028
0
0
Duke Energy Corp.
COM
26441C204
6235
72252
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72252
0
0
Eaton Corp. PLC
COM
G29183103
879
12804
SH
SOLE
12804
0
0
Ecolabs
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278865100
2819
19131
SH
SOLE
19131
0
0
Edwards Lifesciences Corp.
COM
28176E108
12922
84361
SH
SOLE
84361
0
0
Electronic Arts, Inc.
COM
285512109
996
12627
SH
SOLE
12627
0
0
Eli Lilly
COM
532457108
612
5288
SH
SOLE
5288
0
0
Emerson Elec Co Com
COM
291011104
1043
17461
SH
SOLE
17461
0
0
Enbridge Inc
COM
29250N105
412
13261
SH
SOLE
13261
0
0
Energy Select Sector SPDR
COM
81369y506
887
15465
SH
SOLE
15465
0
0
Enterprise Products Partners
COM
293792107
237
9646
SH
SOLE
9646
0
0
Exxon Mobil Corporation
COM
30231G102
8018
117590
SH
SOLE
117590
0
0
Facebook Inc. A
COM
30303M102
295
2249
SH
SOLE
2249
0
0
FEDEX Corporation
COM
31428X106
396
2455
SH
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2455
0
0
Financial Select Sector SPDR (
COM
81369y605
722
30292
SH
SOLE
30292
0
0
First Horizon National Corp.
COM
320517105
181
13786
SH
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0
0
General Electric Corp.
COM
369604103
1268
167467
SH
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167467
0
0
General Mills
COM
370334104
324
8327
SH
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0
0
General Motors
COM
37045V100
4088
122211
SH
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122211
0
0
Harris Corp.
COM
413875105
202
1500
SH
SOLE
1500
0
0
HCA Healthcare Co.
COM
40412c101
907
7286
SH
SOLE
7286
0
0
Health Care Select Sector
COM
81369y209
3499
40444
SH
SOLE
40444
0
0
Hilton Worldwide Holdings Inc.
COM
43300A203
1657
23083
SH
SOLE
23083
0
0
Home Depot
COM
437076102
5186
30180
SH
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30180
0
0
Honeywell International, Inc.
COM
438516106
6015
45526
SH
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45526
0
0
I Shares Transportation Index
COM
464287192
309
1875
SH
SOLE
1875
0
0
Imperial Oil Ltd.
COM
453038408
289
11407
SH
SOLE
11407
0
0
Industrial Select Spdr
COM
81369y704
1300
20183
SH
SOLE
20183
0
0
Ingevity Corporation
COM
45688C107
14603
174493
SH
SOLE
174493
0
0
Intel Corporation
COM
458140100
18341
390819
SH
SOLE
390819
0
0
International Business Machine
COM
459200101
857
7540
SH
SOLE
7540
0
0
Intuit, Inc.
COM
461202103
6138
31181
SH
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0
0
Invesco QQQ Trust Series 1
COM
46090E103
682
4419
SH
SOLE
4419
0
0
Invesco S&P 500 High Dividend
COM
46138E362
958
25090
SH
SOLE
25090
0
0
Invesco S&P 500 Low Volatility
COM
46138E354
902
19327
SH
SOLE
19327
0
0
Invesco S&P Equal Weight ETF
COM
46137V357
463
5070
SH
SOLE
5070
0
0
IShares Core S&P 500 Index Fun
COM
464287200
1094
4349
SH
SOLE
4349
0
0
IShares Core S&P Midcap 400 In
COM
464287507
310
1866
SH
SOLE
1866
0
0
IShares DJ US Financial Sect
COM
464287788
9310
87521
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87521
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0
IShares DJ US Financial Servic
COM
464287770
1248
11120
SH
SOLE
11120
0
0
IShares DJ US Real Estate
COM
464287739
219
2920
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SOLE
2920
0
0
Ishares Dow Jones Select Divid
COM
464287168
608
6809
SH
SOLE
6809
0
0
iShares Dow Jones U.S. Consume
COM
464287580
292
1613
SH
SOLE
1613
0
0
iShares Dow Jones U.S. Technol
COM
464287721
630
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SH
SOLE
3940
0
0
IShares Dow Jones US Pharmaceu
COM
464288836
1021
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iShares Dow Jones US Regional
COM
464288778
344
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SH
SOLE
8635
0
0
iShares High Dividend Equity F
COM
46429b663
908
10758
SH
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10758
0
0
IShares MSCI EAFE Index Fund (
COM
464287465
277
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IShares MSCI Emergin Mkt
COM
464287234
917
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IShares MSCI EMU
COM
464286608
1991
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56775
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0
Ishares MSCI USA Minimum Volat
COM
46429B697
645
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SH
SOLE
12307
0
0
Ishares Nasdaq Biotech Index
COM
464287556
215
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SH
SOLE
2230
0
0
Ishares Russell 2000
COM
464287655
1405
10491
SH
SOLE
10491
0
0
IShares Russell 2000 Value
COM
464287630
517
4810
SH
SOLE
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Ishares S&P Global Tech Sector
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464287291
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J C Penney Co, Inc.
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John Hancock Bk & Thrift Opp F
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281215
0
0
Johnson and Johnson
COM
478160104
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SOLE
89159
0
0
JP Morgan Chase & Co Com
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46625H100
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0
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JPMorgan Diversified Return Eu
COM
46641q605
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13665
0
0
KBW Regional Banking Index
COM
78464a698
3091
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Keycorp
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493267108
8740
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0
Kimberly-Clark
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494368103
2471
21690
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21690
0
0
Kinder Morgan, Inc
COM
49456b101
368
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23946
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0
Kroger
COM
501044101
1290
46891
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Linde PLC
COM
G5494J103
912
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Lockheed Martin Corporation
COM
539830109
636
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2428
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0
Louisiana Pacific
COM
546347105
1632
73430
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73430
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0
Lowe's Companies
COM
548661107
2793
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Lululemon Athletica Inc
COM
550021109
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Macom Technology Solutions
COM
55405y100
566
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Macquarie Infrastr Co LLC Memb
COM
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Macy's Inc.
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55616p104
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Marriott International Inc. Cl
COM
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Masco Corp.
COM
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1082
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36988
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MasterCard Inc. - Class A
COM
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7305
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McDonald's Corp.
COM
580135101
1428
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Medtronic, PLC
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Merck & Co., Inc.
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Microsoft, Inc.
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Mohawk Industries
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893
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7635
0
0
Mondelez International Inc. (A
COM
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291
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SOLE
7271
0
0
Morgan Stanley Com New
COM
617446448
2757
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Nestle SA Spons ADR for REG
COM
641069406
723
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Netflix Inc.
COM
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NextEra Energy, Inc.
COM
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0
Nike Inc. Class B
COM
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Nokia Corp - ADR
COM
654902204
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Nordstrom, Inc.
COM
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Norfolk Southern Corp.
COM
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Northrop Grumman Corp.
COM
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909
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Novartis A G Sponsored ADR
COM
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5844
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SOLE
68100
0
0
Nucor Corp
COM
670346105
212
4082
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SOLE
4082
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Nvidia Corp
COM
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388
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O'Reilly Automotive, Inc.
COM
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3133
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Occidental Pete Corp Del Com
COM
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680
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Oracle Systems Corp
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PayPal Holdings, Inc.
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0
0
Pepsico
COM
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6365
57612
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57612
0
0
Pfizer
COM
717081103
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132561
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0
Philip Morris International, I
COM
718172109
843
12621
SH
SOLE
12621
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Phillips 66
COM
718546104
936
10866
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Pinnacle Financial Partners, I
COM
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1718
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PotNetwork Holdings Inc.
COM
737636209
1
10000
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SOLE
10000
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0
Procter and Gamble
COM
742718109
2619
28490
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28490
0
0
Progressive Corp.
COM
743315103
15718
260541
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0
Prudential Financial, Inc.
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744320102
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SOLE
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Pulte Homes, Inc.
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380745
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SOLE
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Qualcomm, Inc.
COM
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2817
49500
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Raytheon Company
COM
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73368
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0
Regions Financial Corp.
COM
7591ep100
1653
123533
SH
SOLE
123533
0
0
Republic Svcs Inc Com
COM
760759100
1243
17240
SH
SOLE
17240
0
0
Roche Hldg LTD Sponsored ADR
COM
771195104
1028
33062
SH
SOLE
33062
0
0
Royal Bank of Canada
COM
780087102
500
7290
SH
SOLE
7290
0
0
Royal Dutch Shell PLC ADR A (R
COM
780259206
379
6500
SH
SOLE
6500
0
0
S & P 500 Depositary Receipt (
COM
78462F103
6121
24491
SH
SOLE
24491
0
0
Schlumberger, Ltd.
COM
806857108
450
12469
SH
SOLE
12469
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0
Schwab US Dividend Equity ETF
COM
808524797
271
5766
SH
SOLE
5766
0
0
Simmons First National Corp Cl
COM
828730200
318
13184
SH
SOLE
13184
0
0
Southern Co.
COM
842587107
569
12964
SH
SOLE
12964
0
0
SPDR Gold Trust
COM
78463v107
531
4381
SH
SOLE
4381
0
0
SPDR S&P Biotech ETF (xbi)
COM
78464A870
717
9990
SH
SOLE
9990
0
0
SPDR S&P Dividend ETF
COM
78464a763
243
2710
SH
SOLE
2710
0
0
Starbucks Corp.
COM
855244109
503
7804
SH
SOLE
7804
0
0
Straumann Holding AG
COM
013293546
269
450
SH
SOLE
450
0
0
Suntrust Banks, Inc.
COM
867914103
3090
61263
SH
SOLE
61263
0
0
Target Corporation
COM
87612E106
439
6650
SH
SOLE
6650
0
0
Technology Select Sect Spdr (x
COM
81369y803
1247
20115
SH
SOLE
20115
0
0
Texas Instruments
COM
882508104
8776
92872
SH
SOLE
92872
0
0
TJX Companies
COM
872540109
4668
104341
SH
SOLE
104341
0
0
Toll Brothers Inc
COM
889478103
336
10195
SH
SOLE
10195
0
0
Tractor Supply Company
COM
892356106
11987
143661
SH
SOLE
143661
0
0
Union Pacific
COM
907818108
781
5649
SH
SOLE
5649
0
0
United Parcel Service Co
COM
911312106
245
2511
SH
SOLE
2511
0
0
United Technologies Corp Com
COM
913017109
2757
25891
SH
SOLE
25891
0
0
UnitedHealth Group
COM
91324P102
11197
44945
SH
SOLE
44945
0
0
Unum Group Com
COM
91529Y106
3283
111751
SH
SOLE
111751
0
0
Utilities Select Sector SPDR F
COM
81369Y886
1960
37030
SH
SOLE
37030
0
0
Vanguard Dividend Appreciation
COM
921908844
738
7532
SH
SOLE
7532
0
0
Vanguard Emerging Market ETF
COM
922042858
1105
29002
SH
SOLE
29002
0
0
Vanguard Industrials ETF
COM
92204A603
359
2980
SH
SOLE
2980
0
0
Vanguard Information Technolog
COM
92204a702
1166
6988
SH
SOLE
6988
0
0
Vanguard REIT Index ETF
COM
922908553
380
5095
SH
SOLE
5095
0
0
Vanguard S&P 500 ETF
COM
922908363
2919
12701
SH
SOLE
12701
0
0
Vanguard US Total Stock Market
COM
922908769
218
1708
SH
SOLE
1708
0
0
Verizon Communications
COM
92343V104
7143
127051
SH
SOLE
127051
0
0
Visa, Inc. - Cl. A
COM
92826c839
15021
113850
SH
SOLE
113850
0
0
Vulcan Matls Co Com
COM
929160109
840
8504
SH
SOLE
8504
0
0
Wal-Mart Stores
COM
931142103
2449
26287
SH
SOLE
26287
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
3965
58024
SH
SOLE
58024
0
0
Walt Disney
COM
254687106
2451
22356
SH
SOLE
22356
0
0
WEC Energy Corp.
COM
92939U106
208
3000
SH
SOLE
3000
0
0
Wells Fargo
COM
949746101
4363
94679
SH
SOLE
94679
0
0
WestRock Company
COM
96145D105
49075
1299665
SH
SOLE
1299665
0
0
Weyerhaeuser Co.
COM
962166104
4244
194129
SH
SOLE
194129
0
0
Whirlpool Corp.
COM
963320106
571
5345
SH
SOLE
5345
0
0
Xilinx, Inc.
COM
983919101
8124
95390
SH
SOLE
95390
0
0
Xylem, Inc.
COM
98419m100
941
14100
SH
SOLE
14100
0
0
Zoetis, Inc.
COM
98978v103
2884
33717
SH
SOLE
33717
0
0