0001044905-18-000002.txt : 20180420
0001044905-18-000002.hdr.sgml : 20180420
20180420153054
ACCESSION NUMBER: 0001044905-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180420
DATE AS OF CHANGE: 20180420
EFFECTIVENESS DATE: 20180420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN
CENTRAL INDEX KEY: 0001044905
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06515
FILM NUMBER: 18766540
BUSINESS ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
BUSINESS PHONE: 4237563480
MAIL ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001044905
XXXXXXXX
03-31-2018
03-31-2018
PATTEN & PATTEN INC/TN
520 LOOKOUT STREET
CHATTANOOGA
TN
37403
13F HOLDINGS REPORT
028-06515
N
W. A. Bryan Patten
CEO
4237563480
W. A. Bryan Patten
Chattanooga
TN
04-20-2018
0
232
978519
false
INFORMATION TABLE
2
inftable.xml
3M Co.
COM
88579Y101
12678
57753
SH
SOLE
57753
0
0
A.O. Smith Corp.
COM
831865209
19923
313308
SH
SOLE
313308
0
0
Abbott Laboratories
COM
002824100
3020
50394
SH
SOLE
50394
0
0
AbbVie Inc.
COM
00287y109
17322
183008
SH
SOLE
183008
0
0
ACACIA Communication
COM
00401c108
925
24045
SH
SOLE
24045
0
0
Activision, Inc.
COM
00507V109
350
5182
SH
SOLE
5182
0
0
Adobe Sys Inc Com
COM
00724F101
10219
47293
SH
SOLE
47293
0
0
AdvanSix, Inc.
COM
00773T101
301
8643
SH
SOLE
8643
0
0
AFLAC Inc.
COM
001055102
259
5926
SH
SOLE
5926
0
0
Air Products and Chemical Co.
COM
009158106
668
4200
SH
SOLE
4200
0
0
ALCOA, Corp.
COM
013872106
3202
71223
SH
SOLE
71223
0
0
Alibaba Group Holding Ltd
COM
01609w102
248
1350
SH
SOLE
1350
0
0
Alphabet Inc Cl A
COM
02079K305
10931
10540
SH
SOLE
10540
0
0
Alphabet Inc Cl C
COM
02079K107
7910
7666
SH
SOLE
7666
0
0
ALPS Trust Alerian MLP ETF
COM
00162q866
3004
320545
SH
SOLE
320545
0
0
Altria Group, Inc.
COM
02209S103
5580
89535
SH
SOLE
89535
0
0
Amazon.com, Inc.
COM
023135106
1870
1292
SH
SOLE
1292
0
0
American Express
COM
025816109
774
8295
SH
SOLE
8295
0
0
American International Group I
COM
026874784
4287
78774
SH
SOLE
78774
0
0
American Tower Corporation
COM
03027x100
272
1873
SH
SOLE
1873
0
0
American Water Works, Inc.
COM
030420103
1313
15990
SH
SOLE
15990
0
0
Amgen
COM
031162100
485
2842
SH
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2842
0
0
Anadarko Pete Corp Com
COM
032511107
3116
51584
SH
SOLE
51584
0
0
Apache Corp.
COM
037411105
200
5205
SH
SOLE
5205
0
0
Apple Inc Com
COM
037833100
55979
333643
SH
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333643
0
0
Applied Materials, Inc.
COM
038222105
284
5100
SH
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5100
0
0
Arconic, Inc.
COM
03965L100
1032
44804
SH
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44804
0
0
Ashland Global Holdings, Inc.
COM
044186104
1905
27301
SH
SOLE
27301
0
0
AT&T, Inc.
COM
00206r102
15852
444658
SH
SOLE
444658
0
0
Automatic Data Processing
COM
053015103
1042
9184
SH
SOLE
9184
0
0
Bank of America Corp.
COM
060505104
7471
249122
SH
SOLE
249122
0
0
Bank of Montreal
COM
063671101
206
2729
SH
SOLE
2729
0
0
Bank of New York Mellon Corp c
COM
064058100
516
10020
SH
SOLE
10020
0
0
BB&T Corporation
COM
054937107
4616
88703
SH
SOLE
88703
0
0
Berkshire Hathaway Inc. Class
COM
084670702
943
4725
SH
SOLE
4725
0
0
Boeing Corp.
COM
097023105
1733
5285
SH
SOLE
5285
0
0
BP Amoco PLC - Spons ADR
COM
055622104
916
22605
SH
SOLE
22605
0
0
Bristol Myers Squibb Co
COM
110122108
11507
181930
SH
SOLE
181930
0
0
Broadcom Ltd F
COM
134136316
292
1241
SH
SOLE
1241
0
0
Cabot Corp.
COM
127055101
538
9663
SH
SOLE
9663
0
0
Canadian National Railway Co.
COM
136375102
9203
125943
SH
SOLE
125943
0
0
CarMax, Inc.
COM
143130102
2680
43273
SH
SOLE
43273
0
0
Caterpillar
COM
149123101
298
2020
SH
SOLE
2020
0
0
Celgene Corp.
COM
151020104
4865
54532
SH
SOLE
54532
0
0
ChevronTexaco Corporation
COM
166764100
8060
70675
SH
SOLE
70675
0
0
Chubb LTD.
COM
H1467J104
834
6095
SH
SOLE
6095
0
0
Cisco Systems, Inc.
COM
17275R102
12846
299512
SH
SOLE
299512
0
0
Citigroup, Inc.
COM
172967424
6468
95828
SH
SOLE
95828
0
0
Citrix Sys Inc Com
COM
177376100
805
8672
SH
SOLE
8672
0
0
Coca Cola Company
COM
191216100
8897
204863
SH
SOLE
204863
0
0
Colgate-Palmolive Co.
COM
194162103
823
11475
SH
SOLE
11475
0
0
Comcast Corporation - Class A
COM
20030N101
8734
255614
SH
SOLE
255614
0
0
Conagra Brands, Inc.
COM
205887102
294
7959
SH
SOLE
7959
0
0
ConocoPhillips
COM
20825C104
6055
102117
SH
SOLE
102117
0
0
Constellation Brands, Inc.
COM
21036P108
16867
74002
SH
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74002
0
0
Corning Inc Com
COM
219350105
412
14774
SH
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14774
0
0
Costco Wholesale Corp.
COM
22160K105
10304
54686
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54686
0
0
Creative Realities Incorporate
COM
22530j101
9
30000
SH
SOLE
30000
0
0
CSX Corp.
COM
126408103
465
8355
SH
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8355
0
0
CVS/Caremark Corp.
COM
126650100
482
7745
SH
SOLE
7745
0
0
Danaher Corp
COM
235851102
334
3409
SH
SOLE
3409
0
0
Delta Airlines
COM
247361702
14585
266105
SH
SOLE
266105
0
0
DexCom Inc.
COM
252131107
1574
21225
SH
SOLE
21225
0
0
Dixie Group, Inc.
COM
255519100
85
30800
SH
SOLE
30800
0
0
Dollar General
COM
256677105
327
3495
SH
SOLE
3495
0
0
Dominion Res Inc VA New
COM
25746U109
1323
19618
SH
SOLE
19618
0
0
Dover Corp.
COM
260003108
290
2950
SH
SOLE
2950
0
0
DowDuPont, Inc.
COM
26078J100
7773
122001
SH
SOLE
122001
0
0
Duke Energy Corp.
COM
26441C204
2975
38408
SH
SOLE
38408
0
0
Eaton Corp. PLC
COM
G29183103
1114
13941
SH
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13941
0
0
Ecolabs
COM
278865100
3256
23756
SH
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23756
0
0
Edwards Lifesciences Corp.
COM
28176E108
10876
77954
SH
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77954
0
0
Electronic Arts, Inc.
COM
285512109
2396
19765
SH
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19765
0
0
Eli Lilly
COM
532457108
530
6848
SH
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0
0
Emerson Elec Co Com
COM
291011104
1281
18749
SH
SOLE
18749
0
0
Enbridge Inc
COM
29250N105
491
15614
SH
SOLE
15614
0
0
Energy Select Sector SPDR
COM
81369y506
1395
20698
SH
SOLE
20698
0
0
Enterprise Products Partners
COM
293792107
215
8795
SH
SOLE
8795
0
0
Exxon Mobil Corporation
COM
30231G102
9965
133559
SH
SOLE
133559
0
0
Facebook Inc. A
COM
30303M102
1239
7757
SH
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7757
0
0
Farmers National Banc Corp
COM
309627107
175
12614
SH
SOLE
12614
0
0
FEDEX Corporation
COM
31428X106
637
2652
SH
SOLE
2652
0
0
Financial Select Sector SPDR (
COM
81369y605
859
31142
SH
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31142
0
0
First Horizon National Corp.
COM
320517105
492
26136
SH
SOLE
26136
0
0
First Republic Bank
COM
33616c100
210
2263
SH
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2263
0
0
General Electric Corp.
COM
369604103
4911
364334
SH
SOLE
364334
0
0
General Mills
COM
370334104
382
8475
SH
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8475
0
0
General Motors
COM
37045V100
4985
137178
SH
SOLE
137178
0
0
Harris Corp.
COM
413875105
248
1540
SH
SOLE
1540
0
0
HCA Healthcare Co.
COM
40412c101
715
7375
SH
SOLE
7375
0
0
Health Care Select Sector
COM
81369y209
3065
37657
SH
SOLE
37657
0
0
Hilton Worldwide Holdings Inc.
COM
43300A203
2536
32194
SH
SOLE
32194
0
0
Home Depot
COM
437076102
5333
29923
SH
SOLE
29923
0
0
Honeywell International, Inc.
COM
438516106
6691
46300
SH
SOLE
46300
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0
I Shares Transportation Index
COM
464287192
1207
6455
SH
SOLE
6455
0
0
Imperial Oil Ltd.
COM
453038408
302
11407
SH
SOLE
11407
0
0
Industrial Select Spdr
COM
81369y704
1404
18894
SH
SOLE
18894
0
0
Ingevity Corporation
COM
45688C107
22452
304677
SH
SOLE
304677
0
0
Intel Corporation
COM
458140100
19802
380228
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International Business Machine
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459200101
2690
17530
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Intuit, Inc.
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461202103
5739
33109
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Iron Mountain, Inc.
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464284v10
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IShares Core S&P 500 Index Fun
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464287200
1035
3899
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SOLE
3899
0
0
IShares Core S&P Midcap 400 In
COM
464287507
258
1375
SH
SOLE
1375
0
0
IShares DJ US Financial Sect
COM
464287788
11615
98589
SH
SOLE
98589
0
0
IShares DJ US Financial Servic
COM
464287770
1463
11175
SH
SOLE
11175
0
0
IShares DJ US Real Estate
COM
464287739
306
4060
SH
SOLE
4060
0
0
Ishares Dow Jones Select Divid
COM
464287168
788
8289
SH
SOLE
8289
0
0
iShares Dow Jones U.S. Consume
COM
464287580
248
1358
SH
SOLE
1358
0
0
iShares Dow Jones U.S. Technol
COM
464287721
657
3905
SH
SOLE
3905
0
0
IShares Dow Jones US Pharmaceu
COM
464288836
1189
8060
SH
SOLE
8060
0
0
iShares Dow Jones US Regional
COM
464288778
420
8335
SH
SOLE
8335
0
0
iShares High Dividend Equity F
COM
46429b663
902
10683
SH
SOLE
10683
0
0
IShares MSCI EAFE Growth Index
COM
464288885
278
3464
SH
SOLE
3464
0
0
IShares MSCI EAFE Index Fund (
COM
464287465
232
3324
SH
SOLE
3324
0
0
IShares MSCI Emergin Mkt
COM
464287234
1052
21797
SH
SOLE
21797
0
0
IShares MSCI EMU
COM
464286608
2394
55225
SH
SOLE
55225
0
0
Ishares Nasdaq Biotech Index
COM
464287556
235
2205
SH
SOLE
2205
0
0
Ishares Russell 2000
COM
464287655
908
5981
SH
SOLE
5981
0
0
IShares Russell 2000 Value
COM
464287630
365
2995
SH
SOLE
2995
0
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Ishares S&P Global Tech Sector
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464287291
15591
98471
SH
SOLE
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0
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J C Penney Co, Inc.
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708160106
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John Hancock Bk & Thrift Opp F
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409735206
11605
302615
SH
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302615
0
0
Johnson and Johnson
COM
478160104
11645
90869
SH
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90869
0
0
JP Morgan Chase & Co Com
COM
46625H100
13918
126557
SH
SOLE
126557
0
0
JPMorgan Diversified Return Eu
COM
46641q605
869
14590
SH
SOLE
14590
0
0
KBW Regional Banking Index
COM
78464a698
3994
66138
SH
SOLE
66138
0
0
Keycorp
COM
493267108
12093
618592
SH
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618592
0
0
Kimberly-Clark
COM
494368103
3218
29221
SH
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29221
0
0
Kinder Morgan, Inc
COM
49456b101
368
24423
SH
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24423
0
0
Kroger
COM
501044101
1251
52265
SH
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0
0
Lockheed Martin Corporation
COM
539830109
842
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SH
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0
0
Louisiana Pacific
COM
546347105
1659
57650
SH
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57650
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Lowe's Companies
COM
548661107
2564
29220
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0
0
Lululemon Athletica Inc
COM
550021109
2976
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Macom Technology Solutions
COM
55405y100
729
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Macquarie Infrastr Co LLC Memb
COM
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Macy's Inc.
COM
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454
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Marriott International Inc. Cl
COM
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Masco Corp.
COM
574599106
2983
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MasterCard Inc. - Class A
COM
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1285
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7335
0
0
McDonald's Corp.
COM
580135101
1285
8220
SH
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8220
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Medtronic, PLC
COM
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3262
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Merck & Co., Inc.
COM
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Microsoft, Inc.
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Mohawk Industries
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0
0
Mondelez International Inc. (A
COM
609207105
225
5399
SH
SOLE
5399
0
0
Morgan Stanley Com New
COM
617446448
3765
69767
SH
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0
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Nestle SA Spons ADR for REG
COM
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1111
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Netflix Inc.
COM
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593
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Newell Brands, Inc.
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NextEra Energy, Inc.
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Nike Inc. Class B
COM
654106103
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0
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Nokia Corp - ADR
COM
654902204
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Nordstrom, Inc.
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Norfolk Southern Corp.
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Northrop Grumman Corp.
COM
666807102
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0
Novartis A G Sponsored ADR
COM
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6033
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SH
SOLE
74618
0
0
Nucor Corp
COM
670346105
306
5001
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Nvidia Corp
COM
67066G104
440
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SH
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O'Reilly Automotive, Inc.
COM
67103H107
2322
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Occidental Pete Corp Del Com
COM
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892
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Oracle Systems Corp
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Paychex, Inc.
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PayPal Holdings, Inc.
COM
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0
0
Pepsico
COM
713448108
6338
58063
SH
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58063
0
0
Pfizer
COM
717081103
5233
147439
SH
SOLE
147439
0
0
Philip Morris International, I
COM
718172109
1320
13281
SH
SOLE
13281
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0
Phillips 66
COM
718546104
1266
13194
SH
SOLE
13194
0
0
Pinnacle Financial Partners, I
COM
72346q104
2408
37512
SH
SOLE
37512
0
0
Powershares QQQ NASDAQ 100
COM
73935a104
745
4650
SH
SOLE
4650
0
0
PowerShares S&P 500 High Divid
COM
73937b654
871
22100
SH
SOLE
22100
0
0
PowerShares S&P 500 Low Volati
COM
73937b779
1014
21583
SH
SOLE
21583
0
0
Praxair
COM
74005P104
892
6184
SH
SOLE
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Procter and Gamble
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2387
30111
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Progressive Corp.
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Prudential Financial, Inc.
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Pulte Homes, Inc.
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Qualcomm, Inc.
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Raytheon Company
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Regions Financial Corp.
COM
7591ep100
2345
126232
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0
Republic Svcs Inc Com
COM
760759100
1170
17660
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SOLE
17660
0
0
Roche Hldg LTD Sponsored ADR
COM
771195104
4740
165584
SH
SOLE
165584
0
0
Royal Bank of Canada
COM
780087102
563
7290
SH
SOLE
7290
0
0
Royal Dutch Shell PLC ADR A (R
COM
780259206
469
7350
SH
SOLE
7350
0
0
Rydex S&P Equal Weight ETF
COM
78355w106
520
5230
SH
SOLE
5230
0
0
S & P 500 Depositary Receipt (
COM
78462F103
7232
27484
SH
SOLE
27484
0
0
Schlumberger, Ltd.
COM
806857108
979
15117
SH
SOLE
15117
0
0
Simmons First National Corp Cl
COM
828730200
493
17334
SH
SOLE
17334
0
0
Southern Co.
COM
842587107
694
15544
SH
SOLE
15544
0
0
SPDR Gold Trust
COM
78463v107
584
4641
SH
SOLE
4641
0
0
SPDR S&P Biotech ETF (xbi)
COM
78464A870
619
7055
SH
SOLE
7055
0
0
SPDR S&P Dividend ETF
COM
78464a763
231
2535
SH
SOLE
2535
0
0
Starbucks Corp.
COM
855244109
482
8319
SH
SOLE
8319
0
0
Straumann Holding AG
COM
013293546
271
450
SH
SOLE
450
0
0
Suntrust Banks, Inc.
COM
867914103
4432
65140
SH
SOLE
65140
0
0
Target Corporation
COM
87612E106
462
6650
SH
SOLE
6650
0
0
Technology Select Sect Spdr (x
COM
81369y803
1486
22716
SH
SOLE
22716
0
0
Texas Instruments
COM
882508104
11977
115282
SH
SOLE
115282
0
0
Titan Medical Inc.
COM
88830X108
7
32775
SH
SOLE
32775
0
0
TJX Companies
COM
872540109
4064
49824
SH
SOLE
49824
0
0
Toll Brothers Inc
COM
889478103
508
11745
SH
SOLE
11745
0
0
Tractor Supply Company
COM
892356106
9491
150609
SH
SOLE
150609
0
0
Trinity Industries, Inc.
COM
896522109
650
19925
SH
SOLE
19925
0
0
Union Pacific
COM
907818108
701
5216
SH
SOLE
5216
0
0
United Parcel Service Co
COM
911312106
263
2511
SH
SOLE
2511
0
0
United Technologies Corp Com
COM
913017109
3216
25562
SH
SOLE
25562
0
0
UnitedHealth Group
COM
91324P102
5812
27157
SH
SOLE
27157
0
0
Unum Group Com
COM
91529Y106
5818
122195
SH
SOLE
122195
0
0
US Silica Holdings, inc.
COM
90346e103
373
14620
SH
SOLE
14620
0
0
Utilities Select Sector SPDR F
COM
81369Y886
2476
49006
SH
SOLE
49006
0
0
Valvoline, Inc.
COM
92047w101
558
25234
SH
SOLE
25234
0
0
Vanguard Dividend Appreciation
COM
921908844
424
4196
SH
SOLE
4196
0
0
Vanguard Emerging Market ETF
COM
922042858
1508
32102
SH
SOLE
32102
0
0
Vanguard Information Technolog
COM
92204a702
866
5067
SH
SOLE
5067
0
0
Vanguard REIT Index ETF
COM
922908553
426
5645
SH
SOLE
5645
0
0
Vanguard S&P 500 ETF
COM
922908363
3410
14085
SH
SOLE
14085
0
0
Vanguard US Total Stock Market
COM
922908769
250
1840
SH
SOLE
1840
0
0
Verizon Communications
COM
92343V104
3911
81789
SH
SOLE
81789
0
0
Visa, Inc. - Cl. A
COM
92826c839
13852
115797
SH
SOLE
115797
0
0
Vulcan Matls Co Com
COM
929160109
957
8379
SH
SOLE
8379
0
0
Wal-Mart Stores
COM
931142103
1890
21246
SH
SOLE
21246
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
4067
62117
SH
SOLE
62117
0
0
Walt Disney
COM
254687106
2381
23701
SH
SOLE
23701
0
0
Wells Fargo
COM
949746101
6417
122447
SH
SOLE
122447
0
0
WestRock Company
COM
96145D105
92751
1445398
SH
SOLE
1445398
0
0
Weyerhaeuser Co.
COM
962166104
18317
523347
SH
SOLE
523347
0
0
Whirlpool Corp.
COM
963320106
2391
15615
SH
SOLE
15615
0
0
Williams Companies, Inc.
COM
969457100
203
8150
SH
SOLE
8150
0
0
Xilinx, Inc.
COM
983919101
1616
22366
SH
SOLE
22366
0
0
Xylem, Inc.
COM
98419m100
1085
14100
SH
SOLE
14100
0
0
Zoetis, Inc.
COM
98978v103
3411
40848
SH
SOLE
40848
0
0