0001044905-18-000001.txt : 20180122 0001044905-18-000001.hdr.sgml : 20180122 20180122090853 ACCESSION NUMBER: 0001044905-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 EFFECTIVENESS DATE: 20180122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 18538913 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 12-31-2017 12-31-2017 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 756 3480 W. A. Bryan Patten Chattanooga TN 01-22-2018 0 241 999566 false INFORMATION TABLE 2 inftable.xml PATTEN AND PATTEN, INC. DISCRETIONARY 3M Co. COM 88579Y101 14211 60379 SH SOLE 60379 0 0 A.O. Smith Corp. COM 831865209 19339 315583 SH SOLE 315583 0 0 Abbott Laboratories COM 002824100 1848 32389 SH SOLE 32389 0 0 AbbVie Inc. COM 00287y109 17795 184002 SH SOLE 184002 0 0 ACACIA Communication COM 00401c108 954 26345 SH SOLE 26345 0 0 Activision, Inc. COM 00507V109 328 5182 SH SOLE 5182 0 0 Adobe Sys Inc Com COM 00724F101 8444 48187 SH SOLE 48187 0 0 AdvanSix, Inc. COM 00773T101 366 8689 SH SOLE 8689 0 0 AFLAC Inc. COM 001055102 326 3713 SH SOLE 3713 0 0 Air Products and Chemical Co. COM 009158106 689 4200 SH SOLE 4200 0 0 ALCOA, Corp. COM 013872106 3673 68186 SH SOLE 68186 0 0 Alibaba Group Holding Ltd COM 01609w102 221 1280 SH SOLE 1280 0 0 Alphabet Inc Cl A COM 02079K305 10945 10390 SH SOLE 10390 0 0 Alphabet Inc Cl C COM 02079K107 8255 7889 SH SOLE 7889 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 3751 347653 SH SOLE 347653 0 0 Altria Group, Inc. COM 02209S103 6597 92381 SH SOLE 92381 0 0 Amazon.com, Inc. COM 023135106 1807 1545 SH SOLE 1545 0 0 American Express COM 025816109 839 8445 SH SOLE 8445 0 0 American International Group I COM 026874784 5341 89641 SH SOLE 89641 0 0 American Tower Corporation COM 03027x100 267 1873 SH SOLE 1873 0 0 American Water Works, Inc. COM 030420103 1472 16090 SH SOLE 16090 0 0 Amgen COM 031162100 529 3041 SH SOLE 3041 0 0 Anadarko Pete Corp Com COM 032511107 2636 49144 SH SOLE 49144 0 0 Apache Corp. COM 037411105 228 5405 SH SOLE 5405 0 0 Apple Inc Com COM 037833100 57271 338419 SH SOLE 338419 0 0 Applied Materials, Inc. COM 038222105 271 5300 SH SOLE 5300 0 0 Arconic, Inc. COM 03965L100 1229 45087 SH SOLE 45087 0 0 Ashland Global Holdings, Inc. COM 044186104 1828 25676 SH SOLE 25676 0 0 AT&T, Inc. COM 00206r102 17770 457040 SH SOLE 457040 0 0 AURA Systems Inc. NEW COM 051526200 73 505519 SH SOLE 505519 0 0 Automatic Data Processing COM 053015103 1076 9184 SH SOLE 9184 0 0 Bank of America Corp. COM 060505104 7442 252113 SH SOLE 252113 0 0 Bank of Montreal COM 063671101 218 2729 SH SOLE 2729 0 0 Bank of New York Mellon Corp c COM 064058100 540 10020 SH SOLE 10020 0 0 BB&T Corporation COM 054937107 4453 89553 SH SOLE 89553 0 0 Becton, Dickinson Co COM 075887109 228 1066 SH SOLE 1066 0 0 Berkshire Hathaway Inc. Class COM 084670702 921 4645 SH SOLE 4645 0 0 Boeing Corp. COM 097023105 1049 3556 SH SOLE 3556 0 0 BP Amoco PLC - Spons ADR COM 055622104 856 20375 SH SOLE 20375 0 0 Bristol Myers Squibb Co COM 110122108 10835 176814 SH SOLE 176814 0 0 Broadcom Ltd F COM 134136316 319 1241 SH SOLE 1241 0 0 Cabot Corp. COM 127055101 1011 16413 SH SOLE 16413 0 0 Canadian National Railway Co. COM 136375102 10627 128903 SH SOLE 128903 0 0 CarMax, Inc. COM 143130102 2700 42103 SH SOLE 42103 0 0 Caterpillar COM 149123101 318 2020 SH SOLE 2020 0 0 Celgene Corp. COM 151020104 5088 48756 SH SOLE 48756 0 0 ChevronTexaco Corporation COM 166764100 9000 71890 SH SOLE 71890 0 0 Chubb LTD. COM H1467J104 877 6000 SH SOLE 6000 0 0 Cisco Systems, Inc. COM 17275R102 11180 291905 SH SOLE 291905 0 0 Citigroup, Inc. COM 172967424 6708 90153 SH SOLE 90153 0 0 Citrix Sys Inc Com COM 177376100 763 8672 SH SOLE 8672 0 0 Coca Cola Company COM 191216100 9471 206423 SH SOLE 206423 0 0 Colgate-Palmolive Co. COM 194162103 1058 14022 SH SOLE 14022 0 0 Comcast Corporation - Class A COM 20030N101 10284 256778 SH SOLE 256778 0 0 Conagra Brands, Inc. COM 205887102 300 7959 SH SOLE 7959 0 0 ConocoPhillips COM 20825C104 5477 99772 SH SOLE 99772 0 0 Constellation Brands, Inc. COM 21036P108 17272 75567 SH SOLE 75567 0 0 Corning Inc Com COM 219350105 457 14290 SH SOLE 14290 0 0 Costco Wholesale Corp. COM 22160K105 10371 55724 SH SOLE 55724 0 0 Creative Realities Incorporate COM 22530j101 10 30000 SH SOLE 30000 0 0 CSX Corp. COM 126408103 460 8355 SH SOLE 8355 0 0 CVS/Caremark Corp. COM 126650100 526 7249 SH SOLE 7249 0 0 Danaher Corp COM 235851102 327 3523 SH SOLE 3523 0 0 Delta Airlines COM 247361702 15009 268023 SH SOLE 268023 0 0 Dentsply Sirona Inc. COM 24906P109 251 3811 SH SOLE 3811 0 0 DexCom Inc. COM 252131107 1151 20050 SH SOLE 20050 0 0 Dixie Group, Inc. COM 255519100 121 31400 SH SOLE 31400 0 0 Dollar General COM 256677105 325 3494 SH SOLE 3494 0 0 Dominion Res Inc VA New COM 25746U109 1633 20143 SH SOLE 20143 0 0 Dover Corp. COM 260003108 298 2950 SH SOLE 2950 0 0 DowDuPont, Inc. COM 26078J100 8953 125715 SH SOLE 125715 0 0 Duke Energy Corp. COM 26441C204 3136 37289 SH SOLE 37289 0 0 Eaton Corp. PLC COM G29183103 1115 14109 SH SOLE 14109 0 0 Ecolabs COM 278865100 3129 23321 SH SOLE 23321 0 0 Edwards Lifesciences Corp. COM 28176E108 8898 78945 SH SOLE 78945 0 0 Electronic Arts, Inc. COM 285512109 1939 18455 SH SOLE 18455 0 0 Eli Lilly COM 532457108 616 7298 SH SOLE 7298 0 0 Emerson Elec Co Com COM 291011104 1328 19049 SH SOLE 19049 0 0 Enbridge Inc COM 29250N105 611 15614 SH SOLE 15614 0 0 Energy Select Sector SPDR COM 81369y506 1545 21388 SH SOLE 21388 0 0 Enterprise Products Partners COM 293792107 253 9527 SH SOLE 9527 0 0 Exxon Mobil Corporation COM 30231G102 10605 126788 SH SOLE 126788 0 0 Facebook Inc. A COM 30303M102 1510 8557 SH SOLE 8557 0 0 Farmers National Banc Corp COM 309627107 186 12614 SH SOLE 12614 0 0 FEDEX Corporation COM 31428X106 668 2677 SH SOLE 2677 0 0 Financial Select Sector SPDR ( COM 81369y605 869 31142 SH SOLE 31142 0 0 First Horizon National Corp. COM 320517105 499 24942 SH SOLE 24942 0 0 Ford Motor Company COM 345370860 215 17222 SH SOLE 17222 0 0 Gabelli Equity Trust COM 362397101 175 28287 SH SOLE 28287 0 0 Gabelli Multimedia Trust, Inc. COM 36239q109 111 12100 SH SOLE 12100 0 0 General Electric Corp. COM 369604103 7506 430135 SH SOLE 430135 0 0 General Mills COM 370334104 546 9209 SH SOLE 9209 0 0 General Motors COM 37045V100 5814 141828 SH SOLE 141828 0 0 Harris Corp. COM 413875105 218 1540 SH SOLE 1540 0 0 HCA Healthcare Co. COM 40412c101 650 7400 SH SOLE 7400 0 0 Health Care Select Sector COM 81369y209 3078 37232 SH SOLE 37232 0 0 Hilton Worldwide Holdings Inc. COM 43300A203 2579 32294 SH SOLE 32294 0 0 Home Depot COM 437076102 5703 30088 SH SOLE 30088 0 0 Honeywell International, Inc. COM 438516106 7316 47704 SH SOLE 47704 0 0 I Shares Transportation Index COM 464287192 1232 6430 SH SOLE 6430 0 0 Imperial Oil Ltd. COM 453038408 376 12052 SH SOLE 12052 0 0 Industrial Select Spdr COM 81369y704 1272 16811 SH SOLE 16811 0 0 Ingevity Corporation COM 45688C107 21536 305599 SH SOLE 305599 0 0 Intel Corporation COM 458140100 17894 387648 SH SOLE 387648 0 0 International Business Machine COM 459200101 2610 17015 SH SOLE 17015 0 0 International Paper COM 460146103 271 4673 SH SOLE 4673 0 0 Intuit, Inc. COM 461202103 5335 33814 SH SOLE 33814 0 0 Iron Mountain, Inc. COM 464284v10 734 19450 SH SOLE 19450 0 0 IShares Core S&P 500 Index Fun COM 464287200 1206 4486 SH SOLE 4486 0 0 IShares Core S&P Midcap 400 In COM 464287507 251 1325 SH SOLE 1325 0 0 IShares DJ US Financial Sect COM 464287788 11650 97549 SH SOLE 97549 0 0 IShares DJ US Financial Servic COM 464287770 1458 11175 SH SOLE 11175 0 0 IShares DJ US Real Estate COM 464287739 345 4260 SH SOLE 4260 0 0 Ishares Dow Jones Select Divid COM 464287168 839 8509 SH SOLE 8509 0 0 iShares Dow Jones U.S. Technol COM 464287721 636 3905 SH SOLE 3905 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1257 8145 SH SOLE 8145 0 0 iShares Dow Jones US Regional COM 464288778 411 8335 SH SOLE 8335 0 0 iShares High Dividend Equity F COM 46429b663 963 10683 SH SOLE 10683 0 0 IShares MSCI EAFE Growth Index COM 464288885 280 3464 SH SOLE 3464 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 236 3355 SH SOLE 3355 0 0 IShares MSCI Emergin Mkt COM 464287234 971 20597 SH SOLE 20597 0 0 IShares MSCI EMU COM 464286608 229 5275 SH SOLE 5275 0 0 Ishares Nasdaq Biotech Index COM 464287556 235 2205 SH SOLE 2205 0 0 Ishares Russell 1000 Index COM 464287622 205 1379 SH SOLE 1379 0 0 Ishares Russell 2000 COM 464287655 800 5249 SH SOLE 5249 0 0 IShares Russell 2000 Value COM 464287630 384 3055 SH SOLE 3055 0 0 Ishares S&P Global Tech Sector COM 464287291 15057 97992 SH SOLE 97992 0 0 J C Penney Co, Inc. COM 708160106 379 119875 SH SOLE 119875 0 0 John Hancock Bk & Thrift Opp F COM 409735206 11922 303140 SH SOLE 303140 0 0 Johnson and Johnson COM 478160104 12936 92585 SH SOLE 92585 0 0 JP Morgan Chase & Co Com COM 46625H100 13149 122954 SH SOLE 122954 0 0 JPMorgan Diversified Return Eu COM 46641q605 874 14480 SH SOLE 14480 0 0 KBW Regional Banking Index COM 78464a698 3833 65128 SH SOLE 65128 0 0 Keycorp COM 493267108 12227 606197 SH SOLE 606197 0 0 Kimberly-Clark COM 494368103 3611 29928 SH SOLE 29928 0 0 Kinder Morgan, Inc COM 49456b101 560 31015 SH SOLE 31015 0 0 Kroger COM 501044101 1595 58090 SH SOLE 58090 0 0 Kuka AG Kuka ORD COM 001115456 229 1575 SH SOLE 1575 0 0 Lockheed Martin Corporation COM 539830109 767 2389 SH SOLE 2389 0 0 Louisiana Pacific COM 546347105 1545 58850 SH SOLE 58850 0 0 Lowe's Companies COM 548661107 2734 29420 SH SOLE 29420 0 0 Lululemon Athletica Inc COM 550021109 2659 33840 SH SOLE 33840 0 0 Macom Technology Solutions COM 55405y100 1404 43134 SH SOLE 43134 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 10405 162064 SH SOLE 162064 0 0 Macy's Inc. COM 55616p104 413 16400 SH SOLE 16400 0 0 Marriott International Inc. Cl COM 571903202 897 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 3249 73948 SH SOLE 73948 0 0 MasterCard Inc. - Class A COM 57636Q104 1110 7335 SH SOLE 7335 0 0 McDonald's Corp. COM 580135101 1379 8011 SH SOLE 8011 0 0 Medtronic, PLC COM G5960L103 259 3202 SH SOLE 3202 0 0 Merck & Co., Inc. COM 58933y105 8624 153268 SH SOLE 153268 0 0 Microsoft, Inc. COM 594918104 19635 229540 SH SOLE 229540 0 0 Mohawk Industries COM 608190104 2409 8733 SH SOLE 8733 0 0 Mondelez International Inc. (A COM 609207105 205 4786 SH SOLE 4786 0 0 Morgan Stanley Com New COM 617446448 3711 70727 SH SOLE 70727 0 0 Nestle SA Spons ADR for REG COM 641069406 1252 14560 SH SOLE 14560 0 0 Netflix Inc. COM 64110L106 378 1970 SH SOLE 1970 0 0 Newell Brands, Inc. COM 651229106 1162 37611 SH SOLE 37611 0 0 NextEra Energy, Inc. COM 65339f101 8841 56605 SH SOLE 56605 0 0 Nike Inc. Class B COM 654106103 6895 110237 SH SOLE 110237 0 0 Nokia Corp - ADR COM 654902204 6107 1310540 SH SOLE 1310540 0 0 Nordstrom, Inc. COM 655664100 320 6750 SH SOLE 6750 0 0 Norfolk Southern Corp. COM 655844108 3498 24139 SH SOLE 24139 0 0 Northrop Grumman Corp. COM 666807102 1137 3704 SH SOLE 3704 0 0 Novartis A G Sponsored ADR COM 66987V109 6256 74517 SH SOLE 74517 0 0 Nucor Corp COM 670346105 331 5201 SH SOLE 5201 0 0 Nvidia Corp COM 67066G104 478 2470 SH SOLE 2470 0 0 O'Reilly Automotive, Inc. COM 67103H107 2215 9207 SH SOLE 9207 0 0 Occidental Pete Corp Del Com COM 674599105 1625 22063 SH SOLE 22063 0 0 Oracle Systems Corp COM 68389X105 258 5448 SH SOLE 5448 0 0 Paychex, Inc. COM 704326107 519 7621 SH SOLE 7621 0 0 PayPal Holdings, Inc. COM 70450Y103 11744 159521 SH SOLE 159521 0 0 Pepsico COM 713448108 6927 57767 SH SOLE 57767 0 0 Pfizer COM 717081103 5426 149813 SH SOLE 149813 0 0 Philip Morris International, I COM 718172109 1387 13131 SH SOLE 13131 0 0 Phillips 66 COM 718546104 1373 13569 SH SOLE 13569 0 0 Pinnacle Financial Partners, I COM 72346q104 2612 39394 SH SOLE 39394 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 725 4656 SH SOLE 4656 0 0 PowerShares S&P 500 High Divid COM 73937b654 935 22045 SH SOLE 22045 0 0 PowerShares S&P 500 Low Volati COM 73937b779 1003 21009 SH SOLE 21009 0 0 Praxair COM 74005P104 920 5949 SH SOLE 5949 0 0 Procter and Gamble COM 742718109 2853 31047 SH SOLE 31047 0 0 Progressive Corp. COM 743315103 15759 279805 SH SOLE 279805 0 0 Prudential Financial, Inc. COM 744320102 1386 12055 SH SOLE 12055 0 0 Pulte Homes, Inc. COM 745867101 17089 513956 SH SOLE 513956 0 0 Qualcomm, Inc. 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COM 855244109 484 8419 SH SOLE 8419 0 0 Straumann Holding AG COM 013293546 742 1050 SH SOLE 1050 0 0 Suntrust Banks, Inc. COM 867914103 4230 65490 SH SOLE 65490 0 0 Target Corporation COM 87612E106 440 6750 SH SOLE 6750 0 0 Technology Select Sect Spdr (x COM 81369y803 1412 22076 SH SOLE 22076 0 0 Tesla Motors, Inc. COM 88160r101 240 770 SH SOLE 770 0 0 Texas Instruments COM 882508104 12067 115544 SH SOLE 115544 0 0 Titan Medical Inc. COM 88830X108 10 32775 SH SOLE 32775 0 0 TJX Companies COM 872540109 3791 49585 SH SOLE 49585 0 0 Toll Brothers Inc COM 889478103 569 11845 SH SOLE 11845 0 0 Tractor Supply Company COM 892356106 11378 152219 SH SOLE 152219 0 0 Trinity Industries, Inc. 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COM 92047w101 682 27234 SH SOLE 27234 0 0 Vanguard Dividend Appreciation COM 921908844 400 3921 SH SOLE 3921 0 0 Vanguard Emerging Market ETF COM 922042858 914 19917 SH SOLE 19917 0 0 Vanguard Health Care ETF COM 92204a504 236 1530 SH SOLE 1530 0 0 Vanguard Information Technolog COM 92204a702 817 4957 SH SOLE 4957 0 0 Vanguard REIT Index ETF COM 922908553 529 6370 SH SOLE 6370 0 0 Vanguard S&P 500 ETF COM 922908363 3288 13405 SH SOLE 13405 0 0 Vanguard US Total Stock Market COM 922908769 253 1840 SH SOLE 1840 0 0 Verizon Communications COM 92343V104 4471 84469 SH SOLE 84469 0 0 Visa, Inc. - Cl. A COM 92826c839 12992 113947 SH SOLE 113947 0 0 Vulcan Matls Co Com COM 929160109 1076 8379 SH SOLE 8379 0 0 Wal-Mart Stores COM 931142103 2005 20307 SH SOLE 20307 0 0 Walgreens Boots Alliance, Inc. 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