0001044905-17-000004.txt : 20171012 0001044905-17-000004.hdr.sgml : 20171012 20171012140427 ACCESSION NUMBER: 0001044905-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 EFFECTIVENESS DATE: 20171012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 171134271 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 09-30-2017 09-30-2017 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 756 3480 W. A. Bryan Patten Chattanooga TN 10-12-2017 0 251 949055 false INFORMATION TABLE 2 inftable.xml PATTEN AND PATTEN, INC. 3M Co. COM 88579Y101 12957 61729 SH SOLE 61729 0 0 A.O. Smith Corp. COM 831865209 23406 393849 SH SOLE 393849 0 0 Abbott Laboratories COM 002824100 940 17614 SH SOLE 17614 0 0 AbbVie Inc. COM 00287y109 16722 188180 SH SOLE 188180 0 0 ACACIA Communication COM 00401c108 1240 26320 SH SOLE 26320 0 0 Actelion Ltd. COM 010879574 438 1575 SH SOLE 1575 0 0 Activision, Inc. COM 00507V109 334 5182 SH SOLE 5182 0 0 Adobe Sys Inc Com COM 00724F101 6548 43892 SH SOLE 43892 0 0 AdvanSix, Inc. COM 00773T101 346 8705 SH SOLE 8705 0 0 Affiliated Managers Group COM 008252108 458 2415 SH SOLE 2415 0 0 AFLAC Inc. COM 001055102 302 3713 SH SOLE 3713 0 0 Air Products and Chemical Co. COM 009158106 635 4200 SH SOLE 4200 0 0 ALCOA, Corp. COM 013872106 3221 69084 SH SOLE 69084 0 0 Alibaba Group Holding Ltd COM 01609w102 288 1670 SH SOLE 1670 0 0 Allscripts Healthcare Solution COM 01988p108 195 13685 SH SOLE 13685 0 0 Alphabet Inc Cl A COM 02079K305 9786 10050 SH SOLE 10050 0 0 Alphabet Inc Cl C COM 02079K107 7563 7885 SH SOLE 7885 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 6604 588594 SH SOLE 588594 0 0 Altria Group, Inc. COM 02209S103 6468 101989 SH SOLE 101989 0 0 Amazon.com, Inc. COM 023135106 1639 1705 SH SOLE 1705 0 0 American Express COM 025816109 800 8845 SH SOLE 8845 0 0 American International Group I COM 026874784 6142 100044 SH SOLE 100044 0 0 American Tower Corporation COM 03027x100 256 1873 SH SOLE 1873 0 0 American Water Works, Inc. COM 030420103 1310 16190 SH SOLE 16190 0 0 Amgen COM 031162100 585 3140 SH SOLE 3140 0 0 Anadarko Pete Corp Com COM 032511107 4145 84859 SH SOLE 84859 0 0 Apache Corp. COM 037411105 262 5715 SH SOLE 5715 0 0 Apple Inc Com COM 037833100 51633 335018 SH SOLE 335018 0 0 Applied Materials, Inc. COM 038222105 276 5300 SH SOLE 5300 0 0 Arconic, Inc. COM 03965L100 1204 48386 SH SOLE 48386 0 0 Ashland Global Holdings, Inc. COM 044186104 389 5956 SH SOLE 5956 0 0 AT&T, Inc. COM 00206r102 18691 477189 SH SOLE 477189 0 0 AURA Systems Inc. NEW COM 051526200 34 415519 SH SOLE 415519 0 0 Automatic Data Processing COM 053015103 1004 9184 SH SOLE 9184 0 0 Bank of America Corp. COM 060505104 6215 245250 SH SOLE 245250 0 0 Bank of Montreal COM 063671101 207 2729 SH SOLE 2729 0 0 Bank of New York Mellon Corp c COM 064058100 531 10020 SH SOLE 10020 0 0 BB&T Corporation COM 054937107 4124 87853 SH SOLE 87853 0 0 Becton, Dickinson Co COM 075887109 209 1066 SH SOLE 1066 0 0 Berkshire Hathaway Inc. Class COM 084670702 925 5045 SH SOLE 5045 0 0 Boeing Corp. COM 097023105 671 2640 SH SOLE 2640 0 0 BP Amoco PLC - Spons ADR COM 055622104 767 19970 SH SOLE 19970 0 0 Bristol Myers Squibb Co COM 110122108 10680 167563 SH SOLE 167563 0 0 Broadcom Ltd F COM 134136316 301 1241 SH SOLE 1241 0 0 Cabot Corp. COM 127055101 1120 20078 SH SOLE 20078 0 0 Canadian National Railway Co. COM 136375102 11056 133353 SH SOLE 133353 0 0 CarMax, Inc. COM 143130102 3063 40405 SH SOLE 40405 0 0 Caterpillar COM 149123101 229 1840 SH SOLE 1840 0 0 Celgene Corp. COM 151020104 5898 40447 SH SOLE 40447 0 0 ChevronTexaco Corporation COM 166764100 8287 70530 SH SOLE 70530 0 0 Chubb LTD. COM H1467J104 855 6000 SH SOLE 6000 0 0 Cisco Systems, Inc. COM 17275R102 9500 282490 SH SOLE 282490 0 0 Citigroup, Inc. COM 172967424 5667 77913 SH SOLE 77913 0 0 Citrix Sys Inc Com COM 177376100 796 10362 SH SOLE 10362 0 0 Coca Cola Company COM 191216100 9866 219200 SH SOLE 219200 0 0 Cohen and Steers Infrasstructu COM 19248a109 952 41375 SH SOLE 41375 0 0 Colgate-Palmolive Co. COM 194162103 1098 15072 SH SOLE 15072 0 0 Comcast Corporation - Class A COM 20030N101 11388 295949 SH SOLE 295949 0 0 Conagra Brands, Inc. COM 205887102 302 8959 SH SOLE 8959 0 0 ConocoPhillips COM 20825C104 4340 86707 SH SOLE 86707 0 0 Constellation Brands, Inc. COM 21036P108 17540 87944 SH SOLE 87944 0 0 Corning Inc Com COM 219350105 433 14465 SH SOLE 14465 0 0 Costco Wholesale Corp. COM 22160K105 9374 57059 SH SOLE 57059 0 0 Creative Realities Incorporate COM 22530j101 8 20000 SH SOLE 20000 0 0 CSX Corp. COM 126408103 453 8355 SH SOLE 8355 0 0 CVS/Caremark Corp. COM 126650100 645 7930 SH SOLE 7930 0 0 Danaher Corp COM 235851102 302 3523 SH SOLE 3523 0 0 Delta Airlines COM 247361702 12992 269425 SH SOLE 269425 0 0 Dentsply Sirona Inc. COM 24906P109 260 4355 SH SOLE 4355 0 0 DexCom Inc. COM 252131107 2442 49905 SH SOLE 49905 0 0 Dixie Group, Inc. COM 255519100 126 31400 SH SOLE 31400 0 0 Dollar General COM 256677105 247 3042 SH SOLE 3042 0 0 Dominion Res Inc VA New COM 25746U109 1627 21143 SH SOLE 21143 0 0 Dover Corp. COM 260003108 270 2950 SH SOLE 2950 0 0 DowDuPont, Inc. COM 26078J100 9239 133450 SH SOLE 133450 0 0 Duke Energy Corp. COM 26441C204 3197 38096 SH SOLE 38096 0 0 Eaton Corp. PLC COM G29183103 1124 14634 SH SOLE 14634 0 0 Ecolabs COM 278865100 2623 20396 SH SOLE 20396 0 0 Edwards Lifesciences Corp. COM 28176E108 6783 62050 SH SOLE 62050 0 0 Electronic Arts, Inc. COM 285512109 866 7335 SH SOLE 7335 0 0 Eli Lilly COM 532457108 624 7298 SH SOLE 7298 0 0 Emerson Elec Co Com COM 291011104 1309 20833 SH SOLE 20833 0 0 Enbridge Inc COM 29250N105 658 15737 SH SOLE 15737 0 0 Energy Select Sector SPDR COM 81369y506 1808 26398 SH SOLE 26398 0 0 Enterprise Products Partners COM 293792107 249 9532 SH SOLE 9532 0 0 Exxon Mobil Corporation COM 30231G102 10856 132425 SH SOLE 132425 0 0 Facebook Inc. A COM 30303M102 1462 8557 SH SOLE 8557 0 0 Farmers National Banc Corp COM 309627107 190 12614 SH SOLE 12614 0 0 FEDEX Corporation COM 31428X106 604 2677 SH SOLE 2677 0 0 Financial Select Sector SPDR ( COM 81369y605 803 31042 SH SOLE 31042 0 0 First Horizon National Corp. COM 320517105 489 25542 SH SOLE 25542 0 0 First Republic Bank COM 33616c100 226 2163 SH SOLE 2163 0 0 Ford Motor Company COM 345370860 225 18820 SH SOLE 18820 0 0 Gabelli Equity Trust COM 362397101 161 24750 SH SOLE 24750 0 0 Gabelli Multimedia Trust, Inc. COM 36239q109 117 12100 SH SOLE 12100 0 0 General Electric Corp. COM 369604103 14217 587951 SH SOLE 587951 0 0 General Mills COM 370334104 543 10489 SH SOLE 10489 0 0 General Motors COM 37045V100 5858 145068 SH SOLE 145068 0 0 Gilead Sciences Inc COM 375558103 210 2590 SH SOLE 2590 0 0 Harris Corp. COM 413875105 203 1540 SH SOLE 1540 0 0 HCA Healthcare Co. COM 40412c101 420 5275 SH SOLE 5275 0 0 Health Care Select Sector COM 81369y209 2889 35347 SH SOLE 35347 0 0 Healthcare Realty Trust Inc. COM 421946104 858 26535 SH SOLE 26535 0 0 Hilton Worldwide Holdings Inc. COM 43300A203 2343 33743 SH SOLE 33743 0 0 Home Depot COM 437076102 4947 30248 SH SOLE 30248 0 0 Honeywell International, Inc. COM 438516106 6895 48644 SH SOLE 48644 0 0 I Shares Transportation Index COM 464287192 1114 6245 SH SOLE 6245 0 0 Imperial Oil Ltd. COM 453038408 385 12052 SH SOLE 12052 0 0 Industrial Select Spdr COM 81369y704 879 12386 SH SOLE 12386 0 0 Ingevity Corporation COM 45688C107 19076 305362 SH SOLE 305362 0 0 Intel Corporation COM 458140100 14245 374070 SH SOLE 374070 0 0 International Business Machine COM 459200101 2962 20418 SH SOLE 20418 0 0 International Paper COM 460146103 271 4773 SH SOLE 4773 0 0 Intuit, Inc. COM 461202103 4084 28729 SH SOLE 28729 0 0 Iron Mountain, Inc. COM 464284v10 798 20521 SH SOLE 20521 0 0 IShares Core S&P 500 Index Fun COM 464287200 728 2877 SH SOLE 2877 0 0 IShares Core S&P Midcap 400 In COM 464287507 237 1325 SH SOLE 1325 0 0 IShares DJ US Financial Sect COM 464287788 10879 97031 SH SOLE 97031 0 0 IShares DJ US Financial Servic COM 464287770 1339 11175 SH SOLE 11175 0 0 IShares DJ US Real Estate COM 464287739 368 4610 SH SOLE 4610 0 0 Ishares Dow Jones Select Divid COM 464287168 784 8369 SH SOLE 8369 0 0 iShares Dow Jones U.S. Technol COM 464287721 585 3905 SH SOLE 3905 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1287 8230 SH SOLE 8230 0 0 iShares Dow Jones US Regional COM 464288778 393 8335 SH SOLE 8335 0 0 iShares High Dividend Equity F COM 46429b663 933 10853 SH SOLE 10853 0 0 IShares MSCI EAFE Growth Index COM 464288885 307 3964 SH SOLE 3964 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 237 3455 SH SOLE 3455 0 0 IShares MSCI Emergin Mkt COM 464287234 851 18997 SH SOLE 18997 0 0 Ishares Nasdaq Biotech Index COM 464287556 395 1185 SH SOLE 1185 0 0 Ishares Russell 2000 COM 464287655 667 4500 SH SOLE 4500 0 0 IShares Russell 2000 Value COM 464287630 404 3255 SH SOLE 3255 0 0 Ishares S&P Global Tech Sector COM 464287291 13638 95792 SH SOLE 95792 0 0 J C Penney Co, Inc. COM 708160106 2185 573600 SH SOLE 573600 0 0 J. M. Smucker Company COM 832696405 225 2145 SH SOLE 2145 0 0 Jazz Pharmaceuticals PLC COM G50871105 230 1575 SH SOLE 1575 0 0 John Hancock Bk & Thrift Opp F COM 409735206 11312 303590 SH SOLE 303590 0 0 Johnson and Johnson COM 478160104 12125 93265 SH SOLE 93265 0 0 JP Morgan Chase & Co Com COM 46625H100 11859 124162 SH SOLE 124162 0 0 JPMorgan Diversified Return Eu COM 46641q605 841 13880 SH SOLE 13880 0 0 KBW Regional Banking Index COM 78464a698 3447 60733 SH SOLE 60733 0 0 Keycorp COM 493267108 5050 268355 SH SOLE 268355 0 0 Kimberly-Clark COM 494368103 3655 31059 SH SOLE 31059 0 0 Kinder Morgan, Inc COM 49456b101 777 40505 SH SOLE 40505 0 0 Kroger COM 501044101 3978 198310 SH SOLE 198310 0 0 Kuka AG Kuka ORD COM 001115456 249 1575 SH SOLE 1575 0 0 Lockheed Martin Corporation COM 539830109 488 1574 SH SOLE 1574 0 0 Louisiana Pacific COM 546347105 1365 50400 SH SOLE 50400 0 0 Lowe's Companies COM 548661107 2380 29770 SH SOLE 29770 0 0 Lululemon Athletica Inc COM 550021109 2107 33840 SH SOLE 33840 0 0 Macom Technology Solutions COM 55405y100 2843 63730 SH SOLE 63730 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 12203 169064 SH SOLE 169064 0 0 Macy's Inc. COM 55616p104 892 40870 SH SOLE 40870 0 0 Marriott International Inc. Cl COM 571903202 729 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 2339 59950 SH SOLE 59950 0 0 MasterCard Inc. - Class A COM 57636Q104 1036 7335 SH SOLE 7335 0 0 McDonald's Corp. COM 580135101 1255 8011 SH SOLE 8011 0 0 Medovex Corp. COM 58504H101 11 10000 SH SOLE 10000 0 0 Merck & Co., Inc. COM 58933y105 10123 158092 SH SOLE 158092 0 0 Microsoft, Inc. COM 594918104 17450 234262 SH SOLE 234262 0 0 MiMedx Group, Inc. COM 602496101 390 32800 SH SOLE 32800 0 0 Mohawk Industries COM 608190104 2162 8733 SH SOLE 8733 0 0 Mondelez International Inc. (A COM 609207105 215 5286 SH SOLE 5286 0 0 Morgan Stanley Com New COM 617446448 3870 80337 SH SOLE 80337 0 0 Nestle SA Spons ADR for REG COM 641069406 1225 14580 SH SOLE 14580 0 0 Netflix Inc. COM 64110L106 357 1970 SH SOLE 1970 0 0 Newell Brands, Inc. COM 651229106 1457 34136 SH SOLE 34136 0 0 NextEra Energy, Inc. COM 65339f101 8550 58345 SH SOLE 58345 0 0 Nike Inc. Class B COM 654106103 5605 108092 SH SOLE 108092 0 0 Nokia Corp - ADR COM 654902204 8113 1356740 SH SOLE 1356740 0 0 Nordstrom, Inc. COM 655664100 440 9325 SH SOLE 9325 0 0 Norfolk Southern Corp. COM 655844108 3215 24314 SH SOLE 24314 0 0 Northrop Grumman Corp. COM 666807102 1066 3704 SH SOLE 3704 0 0 Novartis A G Sponsored ADR COM 66987V109 6773 78890 SH SOLE 78890 0 0 Nucor Corp COM 670346105 288 5132 SH SOLE 5132 0 0 Nvidia Corp COM 67066G104 366 2045 SH SOLE 2045 0 0 O'Reilly Automotive, Inc. COM 67103H107 1637 7602 SH SOLE 7602 0 0 Occidental Pete Corp Del Com COM 674599105 1785 27799 SH SOLE 27799 0 0 Oracle Systems Corp COM 68389X105 267 5522 SH SOLE 5522 0 0 Paychex, Inc. COM 704326107 470 7846 SH SOLE 7846 0 0 PayPal Holdings, Inc. 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COM 92047w101 511 21780 SH SOLE 21780 0 0 Vanguard Dividend Appreciation COM 921908844 372 3921 SH SOLE 3921 0 0 Vanguard Emerging Market ETF COM 922042858 801 18392 SH SOLE 18392 0 0 Vanguard Health Care ETF COM 92204a504 233 1530 SH SOLE 1530 0 0 Vanguard Information Technolog COM 92204a702 753 4957 SH SOLE 4957 0 0 Vanguard REIT Index ETF COM 922908553 732 8815 SH SOLE 8815 0 0 Vanguard S&P 500 ETF COM 922908363 2787 12075 SH SOLE 12075 0 0 Vanguard US Total Stock Market COM 922908769 238 1841 SH SOLE 1841 0 0 Verizon Communications COM 92343V104 4598 92914 SH SOLE 92914 0 0 Visa, Inc. - Cl. A COM 92826c839 11484 109125 SH SOLE 109125 0 0 Vulcan Matls Co Com COM 929160109 1002 8379 SH SOLE 8379 0 0 Wabtec Corporation COM 929740108 233 3070 SH SOLE 3070 0 0 Wal-Mart Stores COM 931142103 860 11010 SH SOLE 11010 0 0 Walgreens Boots Alliance, Inc. 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