0001044905-17-000003.txt : 20170719 0001044905-17-000003.hdr.sgml : 20170719 20170719101100 ACCESSION NUMBER: 0001044905-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 EFFECTIVENESS DATE: 20170719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 17971010 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 06-30-2017 06-30-2017 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 756 3480 W. A. Bryan Patten Chattanooga TN 06-30-2017 0 249 904699 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 13178 63296 SH SOLE 63296 0 0 A.O. Smith Corp. COM 831865209 23753 421681 SH SOLE 421681 0 0 Abbott Laboratories COM 002824100 897 18447 SH SOLE 18447 0 0 AbbVie Inc. COM 00287y109 14047 193731 SH SOLE 193731 0 0 ACACIA Communication COM 00401c108 855 20620 SH SOLE 20620 0 0 Actelion Ltd. COM 010879574 496 1800 SH SOLE 1800 0 0 Activision, Inc. COM 00507V109 288 5000 SH SOLE 5000 0 0 Adobe Sys Inc Com COM 00724F101 629 4450 SH SOLE 4450 0 0 Advance Auto Parts Inc (aap) COM 00751y106 386 3315 SH SOLE 3315 0 0 AdvanSix, Inc. COM 00773T101 272 8716 SH SOLE 8716 0 0 Affiliated Managers Group COM 008252108 583 3515 SH SOLE 3515 0 0 AFLAC Inc. COM 001055102 280 3600 SH SOLE 3600 0 0 Air Products and Chemical Co. COM 009158106 629 4394 SH SOLE 4394 0 0 ALCOA, Corp. COM 013872106 2273 69605 SH SOLE 69605 0 0 Alibaba Group Holding Ltd COM 01609w102 235 1670 SH SOLE 1670 0 0 Allscripts Healthcare Solution COM 01988p108 268 21040 SH SOLE 21040 0 0 Alphabet Inc Cl A COM 02079K305 7830 8422 SH SOLE 8422 0 0 Alphabet Inc Cl C COM 02079K107 7155 7874 SH SOLE 7874 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 7572 633124 SH SOLE 633124 0 0 Altria Group, Inc. COM 02209S103 8164 109624 SH SOLE 109624 0 0 Amazon.com, Inc. COM 023135106 1655 1710 SH SOLE 1710 0 0 American Elect. Power COM 025537101 203 2921 SH SOLE 2921 0 0 American Express COM 025816109 810 9615 SH SOLE 9615 0 0 American International Group I COM 026874784 8917 142624 SH SOLE 142624 0 0 American Water Works, Inc. COM 030420103 1257 16122 SH SOLE 16122 0 0 Amgen COM 031162100 700 4063 SH SOLE 4063 0 0 Anadarko Pete Corp Com COM 032511107 4033 88941 SH SOLE 88941 0 0 Apache Corp. 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COM 194162103 1161 15664 SH SOLE 15664 0 0 Comcast Corporation - Class A COM 20030N101 10649 273613 SH SOLE 273613 0 0 Conagra Brands, Inc. COM 205887102 320 8959 SH SOLE 8959 0 0 ConocoPhillips COM 20825C104 2608 59322 SH SOLE 59322 0 0 Constellation Brands, Inc. COM 21036P108 18172 93799 SH SOLE 93799 0 0 Corning Inc Com COM 219350105 486 16162 SH SOLE 16162 0 0 Costco Wholesale Corp. COM 22160K105 9009 56328 SH SOLE 56328 0 0 Creative Realities Incorporate COM 22530j101 7 20000 SH SOLE 20000 0 0 CSX Corp. COM 126408103 456 8355 SH SOLE 8355 0 0 CVS/Caremark Corp. COM 126650100 586 7282 SH SOLE 7282 0 0 Danaher Corp COM 235851102 243 2880 SH SOLE 2880 0 0 Delta Airlines COM 247361702 15220 283217 SH SOLE 283217 0 0 Dentsply Sirona Inc. COM 24906P109 339 5222 SH SOLE 5222 0 0 DexCom Inc. COM 252131107 3355 45870 SH SOLE 45870 0 0 Dixie Group, Inc. 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COM 453038408 357 12227 SH SOLE 12227 0 0 Industrial Select Spdr COM 81369y704 598 8776 SH SOLE 8776 0 0 Ingevity Corporation COM 45688C107 18059 314622 SH SOLE 314622 0 0 Intel Corporation COM 458140100 11901 352724 SH SOLE 352724 0 0 International Business Machine COM 459200101 4482 29135 SH SOLE 29135 0 0 International Paper COM 460146103 261 4610 SH SOLE 4610 0 0 Intuit, Inc. COM 461202103 2615 19689 SH SOLE 19689 0 0 Iron Mountain, Inc. COM 464284v10 705 20521 SH SOLE 20521 0 0 IShares Core S&P 500 Index Fun COM 464287200 700 2875 SH SOLE 2875 0 0 IShares Core S&P Midcap 400 In COM 464287507 230 1325 SH SOLE 1325 0 0 IShares DJ US Financial Sect COM 464287788 10712 99631 SH SOLE 99631 0 0 IShares DJ US Financial Servic COM 464287770 1267 11175 SH SOLE 11175 0 0 IShares DJ US Real Estate COM 464287739 406 5095 SH SOLE 5095 0 0 Ishares Dow Jones Select Divid COM 464287168 774 8399 SH SOLE 8399 0 0 iShares Dow Jones U.S. Technol COM 464287721 532 3805 SH SOLE 3805 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1325 8540 SH SOLE 8540 0 0 iShares Dow Jones US Regional COM 464288778 380 8335 SH SOLE 8335 0 0 iShares High Dividend Equity F COM 46429b663 899 10818 SH SOLE 10818 0 0 IShares MSCI EAFE Growth Index COM 464288885 278 3764 SH SOLE 3764 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 220 3371 SH SOLE 3371 0 0 IShares MSCI Emergin Mkt COM 464287234 785 18957 SH SOLE 18957 0 0 Ishares Nasdaq Biotech Index COM 464287556 288 930 SH SOLE 930 0 0 Ishares Russell 1000 Index COM 464287622 200 1479 SH SOLE 1479 0 0 Ishares Russell 2000 COM 464287655 626 4440 SH SOLE 4440 0 0 IShares Russell 2000 Value COM 464287630 420 3530 SH SOLE 3530 0 0 Ishares S&P Global Tech Sector COM 464287291 11862 90601 SH SOLE 90601 0 0 J C Penney Co, Inc. COM 708160106 2706 581925 SH SOLE 581925 0 0 J. M. Smucker Company COM 832696405 254 2145 SH SOLE 2145 0 0 Jazz Pharmaceuticals PLC COM G50871105 280 1800 SH SOLE 1800 0 0 John Hancock Bk & Thrift Opp F COM 409735206 11139 309165 SH SOLE 309165 0 0 Johnson and Johnson COM 478160104 12631 95481 SH SOLE 95481 0 0 JP Morgan Chase & Co Com COM 46625H100 11322 123868 SH SOLE 123868 0 0 KBW Regional Banking Index COM 78464a698 3274 59578 SH SOLE 59578 0 0 Keycorp COM 493267108 3843 205050 SH SOLE 205050 0 0 Kimberly-Clark COM 494368103 4146 32116 SH SOLE 32116 0 0 Kinder Morgan, Inc COM 49456b101 799 41710 SH SOLE 41710 0 0 Kroger COM 501044101 4487 192415 SH SOLE 192415 0 0 Lockheed Martin Corporation COM 539830109 321 1157 SH SOLE 1157 0 0 Louisiana Pacific COM 546347105 1043 43275 SH SOLE 43275 0 0 Lowe's Companies COM 548661107 2262 29172 SH SOLE 29172 0 0 Lululemon Athletica Inc COM 550021109 2012 33715 SH SOLE 33715 0 0 Macom Technology Solutions COM 55405y100 1217 21820 SH SOLE 21820 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 13349 170269 SH SOLE 170269 0 0 Macy's Inc. 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