0001044905-17-000002.txt : 20170419 0001044905-17-000002.hdr.sgml : 20170419 20170419091746 ACCESSION NUMBER: 0001044905-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 17768862 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 03-31-2017 03-31-2017 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4237563480 W. A. Bryan Patten Chattanooga TN 03-31-2017 0 242 867942 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 11660 60940 SH SOLE 60940 0 0 A.O. Smith Corp. COM 831865209 22142 432796 SH SOLE 432796 0 0 Abbott Laboratories COM 002824100 792 17835 SH SOLE 17835 0 0 AbbVie Inc. COM 00287y109 12403 190342 SH SOLE 190342 0 0 Actelion Ltd. COM 010879574 505 1800 SH SOLE 1800 0 0 Activision, Inc. COM 00507V109 249 5000 SH SOLE 5000 0 0 Adobe Sys Inc Com COM 00724F101 514 3950 SH SOLE 3950 0 0 Advance Auto Parts Inc (aap) COM 00751y106 491 3315 SH SOLE 3315 0 0 AdvanSix, Inc. COM 00773T101 244 8942 SH SOLE 8942 0 0 Affiliated Managers Group COM 008252108 593 3615 SH SOLE 3615 0 0 AFLAC Inc. COM 001055102 236 3255 SH SOLE 3255 0 0 Air Products and Chemical Co. COM 009158106 513 3794 SH SOLE 3794 0 0 Akamai Technologies COM 00971T101 290 4850 SH SOLE 4850 0 0 ALCOA, Corp. COM 013872106 1094 31814 SH SOLE 31814 0 0 Allergan, Inc. COM G0177J108 348 1455 SH SOLE 1455 0 0 Allscripts Healthcare Solution COM 01988p108 314 24735 SH SOLE 24735 0 0 Alphabet Inc Cl A COM 02079K305 6762 7976 SH SOLE 7976 0 0 Alphabet Inc Cl C COM 02079K107 6419 7738 SH SOLE 7738 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 7332 576875 SH SOLE 576875 0 0 Altria Group, Inc. COM 02209S103 7660 107248 SH SOLE 107248 0 0 Amazon.com, Inc. COM 023135106 1343 1515 SH SOLE 1515 0 0 American Express COM 025816109 893 11285 SH SOLE 11285 0 0 American International Group I COM 026874784 9848 157741 SH SOLE 157741 0 0 American Water Works, Inc. COM 030420103 1352 17382 SH SOLE 17382 0 0 Amgen COM 031162100 535 3263 SH SOLE 3263 0 0 Anadarko Pete Corp Com COM 032511107 5398 87065 SH SOLE 87065 0 0 Apache Corp. COM 037411105 294 5715 SH SOLE 5715 0 0 Apple Inc Com COM 037833100 47903 333449 SH SOLE 333449 0 0 Applied Materials, Inc. COM 038222105 654 16800 SH SOLE 16800 0 0 Arconic, Inc. COM 03965L100 1648 62549 SH SOLE 62549 0 0 Ashland Global Holdings, Inc. COM 044186104 3175 25647 SH SOLE 25647 0 0 AT&T, Inc. COM 00206r102 18626 448269 SH SOLE 448269 0 0 AURA Systems Inc. NEW COM 051526200 73 415519 SH SOLE 415519 0 0 Automatic Data Processing COM 053015103 862 8423 SH SOLE 8423 0 0 Bank of America Corp. COM 060505104 5243 222250 SH SOLE 222250 0 0 Bank of Montreal COM 063671101 204 2729 SH SOLE 2729 0 0 Bank of New York Mellon Corp c COM 064058100 473 10020 SH SOLE 10020 0 0 BB&T Corporation COM 054937107 3450 77182 SH SOLE 77182 0 0 Becton, Dickinson Co COM 075887109 218 1188 SH SOLE 1188 0 0 Berkshire Hathaway Inc. Class COM 084670702 1167 7003 SH SOLE 7003 0 0 Boeing Corp. COM 097023105 327 1850 SH SOLE 1850 0 0 Bombardier Inc. Class B (BDRB COM 097751200 34 22000 SH SOLE 22000 0 0 BP Amoco PLC - Spons ADR COM 055622104 634 18377 SH SOLE 18377 0 0 Bristol Myers Squibb Co COM 110122108 7201 132428 SH SOLE 132428 0 0 Broadcom Ltd F COM 134136316 272 1241 SH SOLE 1241 0 0 Brown & Brown, Inc. COM 115236101 459 11000 SH SOLE 11000 0 0 Cabot Corp. COM 127055101 1246 20798 SH SOLE 20798 0 0 Canadian National Railway Co. COM 136375102 10115 137279 SH SOLE 137279 0 0 CarMax, Inc. COM 143130102 2461 41560 SH SOLE 41560 0 0 Celgene Corp. COM 151020104 5392 43332 SH SOLE 43332 0 0 ChevronTexaco Corporation COM 166764100 7716 71867 SH SOLE 71867 0 0 Chicago Bridge & Iron NY SHR COM 167250109 304 9885 SH SOLE 9885 0 0 Chubb LTD. COM H1467J104 831 6096 SH SOLE 6096 0 0 Cisco Systems, Inc. COM 17275R102 8774 259587 SH SOLE 259587 0 0 Citigroup, Inc. COM 172967424 2137 35718 SH SOLE 35718 0 0 Citrix Sys Inc Com COM 177376100 754 9037 SH SOLE 9037 0 0 Coca Cola Company COM 191216100 9029 212749 SH SOLE 212749 0 0 Cohen and Steers Infrasstructu COM 19248a109 1132 52550 SH SOLE 52550 0 0 Colgate-Palmolive Co. COM 194162103 1154 15767 SH SOLE 15767 0 0 Comcast Corporation - Class A COM 20030N101 2438 64860 SH SOLE 64860 0 0 Conagra Brands, Inc. COM 205887102 361 8959 SH SOLE 8959 0 0 ConocoPhillips COM 20825C104 2828 56715 SH SOLE 56715 0 0 Constellation Brands, Inc. COM 21036P108 15500 95640 SH SOLE 95640 0 0 Corning Inc Com COM 219350105 438 16222 SH SOLE 16222 0 0 Costco Wholesale Corp. COM 22160K105 9637 57470 SH SOLE 57470 0 0 CSX Corp. COM 126408103 370 7955 SH SOLE 7955 0 0 Danaher Corp COM 235851102 246 2880 SH SOLE 2880 0 0 Delta Airlines COM 247361702 12703 276382 SH SOLE 276382 0 0 Dentsply Sirona Inc. COM 24906P109 3911 62636 SH SOLE 62636 0 0 DexCom Inc. COM 252131107 3933 46420 SH SOLE 46420 0 0 Dixie Group, Inc. COM 255519100 113 31400 SH SOLE 31400 0 0 Dollar General COM 256677105 224 3216 SH SOLE 3216 0 0 Dominion Res Inc VA New COM 25746U109 1463 18862 SH SOLE 18862 0 0 Dover Corp. COM 260003108 257 3200 SH SOLE 3200 0 0 Dow Chem Company COM 260543103 6177 97217 SH SOLE 97217 0 0 Duke Energy Corp. COM 26441C204 3134 38220 SH SOLE 38220 0 0 DuPont (EI) deNemours COM 263534109 2139 26623 SH SOLE 26623 0 0 Eaton Corp. PLC COM G29183103 1398 18849 SH SOLE 18849 0 0 Ecolabs COM 278865100 2559 20413 SH SOLE 20413 0 0 Edwards Lifesciences Corp. COM 28176E108 4604 48945 SH SOLE 48945 0 0 Eli Lilly COM 532457108 591 7029 SH SOLE 7029 0 0 Emerson Elec Co Com COM 291011104 1445 24143 SH SOLE 24143 0 0 Enbridge Inc COM 29250N105 657 15708 SH SOLE 15708 0 0 Energy Select Sector SPDR COM 81369y506 2855 40841 SH SOLE 40841 0 0 Enterprise Products Partners COM 293792107 261 9443 SH SOLE 9443 0 0 Express Scripts Holding Co. COM 30219g108 601 9125 SH SOLE 9125 0 0 Exxon Mobil Corporation COM 30231G102 11109 135464 SH SOLE 135464 0 0 Facebook Inc. A COM 30303M102 1390 9785 SH SOLE 9785 0 0 FEDEX Corporation COM 31428X106 516 2645 SH SOLE 2645 0 0 Fifth Third Bancorp COM 316773100 203 8000 SH SOLE 8000 0 0 Financial Select Sector SPDR ( COM 81369y605 757 31892 SH SOLE 31892 0 0 First Horizon National Corp. COM 320517105 475 25692 SH SOLE 25692 0 0 First Republic Bank COM 33616c100 218 2323 SH SOLE 2323 0 0 Ford Motor Company COM 345370860 299 25655 SH SOLE 25655 0 0 General Electric Corp. COM 369604103 19575 656864 SH SOLE 656864 0 0 General Mills COM 370334104 527 8937 SH SOLE 8937 0 0 General Motors COM 37045V100 5460 154420 SH SOLE 154420 0 0 HCA Healthcare Co. COM 40412c101 447 5025 SH SOLE 5025 0 0 Health Care Select Sector COM 81369y209 2301 30942 SH SOLE 30942 0 0 Healthcare Realty Trust Inc. COM 421946104 956 29410 SH SOLE 29410 0 0 Hilton Grand Vacations, Inc. COM 43283X105 246 8588 SH SOLE 8588 0 0 Hilton Worldwide Holdings Inc. COM 43300A203 2026 34659 SH SOLE 34659 0 0 Home Depot COM 437076102 4279 29141 SH SOLE 29141 0 0 Honeywell International, Inc. COM 438516106 5935 47532 SH SOLE 47532 0 0 Huntington Bancshares, Inc. COM 446150104 134 10000 SH SOLE 10000 0 0 I Shares Transportation Index COM 464287192 1011 6165 SH SOLE 6165 0 0 Imperial Oil Ltd. COM 453038408 373 12227 SH SOLE 12227 0 0 Industrial Select Spdr COM 81369y704 509 7816 SH SOLE 7816 0 0 Ingevity Corporation COM 45688C107 19973 328234 SH SOLE 328234 0 0 Intel Corporation COM 458140100 11500 318813 SH SOLE 318813 0 0 International Business Machine COM 459200101 9181 52724 SH SOLE 52724 0 0 International Paper COM 460146103 214 4210 SH SOLE 4210 0 0 Iron Mountain, Inc. COM 464284v10 727 20371 SH SOLE 20371 0 0 IShares Core S&P 500 Index Fun COM 464287200 555 2340 SH SOLE 2340 0 0 IShares Core S&P Midcap 400 In COM 464287507 227 1325 SH SOLE 1325 0 0 IShares DJ US Financial Sect COM 464287788 10360 99571 SH SOLE 99571 0 0 IShares DJ US Financial Servic COM 464287770 1254 11490 SH SOLE 11490 0 0 IShares DJ US Real Estate COM 464287739 399 5085 SH SOLE 5085 0 0 Ishares Dow Jones Select Divid COM 464287168 776 8519 SH SOLE 8519 0 0 iShares Dow Jones U.S. Technol COM 464287721 450 3330 SH SOLE 3330 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1272 8430 SH SOLE 8430 0 0 iShares Dow Jones US Regional COM 464288778 389 8685 SH SOLE 8685 0 0 iShares High Dividend Equity F COM 46429b663 869 10368 SH SOLE 10368 0 0 IShares MSCI EAFE Growth Index COM 464288885 225 3244 SH SOLE 3244 0 0 IShares MSCI Emergin Mkt COM 464287234 752 19082 SH SOLE 19082 0 0 Ishares Russell 1000 Index COM 464287622 243 1853 SH SOLE 1853 0 0 Ishares Russell 2000 COM 464287655 600 4366 SH SOLE 4366 0 0 IShares Russell 2000 Value COM 464287630 314 2660 SH SOLE 2660 0 0 Ishares S&P Global Tech Sector COM 464287291 11138 89641 SH SOLE 89641 0 0 J C Penney Co, Inc. COM 708160106 3439 558325 SH SOLE 558325 0 0 J. M. Smucker Company COM 832696405 305 2326 SH SOLE 2326 0 0 Jazz Pharmaceuticals PLC COM G50871105 261 1800 SH SOLE 1800 0 0 John Hancock Bk & Thrift Opp F COM 409735206 10621 312390 SH SOLE 312390 0 0 Johnson and Johnson COM 478160104 11865 95265 SH SOLE 95265 0 0 Johnson Controls International COM G51502105 1056 25071 SH SOLE 25071 0 0 JP Morgan Chase & Co Com COM 46625H100 10766 122564 SH SOLE 122564 0 0 KBW Regional Banking Index COM 78464a698 3065 56133 SH SOLE 56133 0 0 Keycorp COM 493267108 2910 163655 SH SOLE 163655 0 0 Kimberly-Clark COM 494368103 4269 32434 SH SOLE 32434 0 0 Kinder Morgan, Inc COM 49456b101 946 43502 SH SOLE 43502 0 0 Kroger COM 501044101 7224 244950 SH SOLE 244950 0 0 Lockheed Martin Corporation COM 539830109 310 1157 SH SOLE 1157 0 0 Louisiana Pacific COM 546347105 1015 40875 SH SOLE 40875 0 0 Lowe's Companies COM 548661107 2360 28711 SH SOLE 28711 0 0 Lululemon Athletica Inc COM 550021109 1709 32955 SH SOLE 32955 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 13687 169862 SH SOLE 169862 0 0 Macy's Inc. COM 55616p104 1583 53410 SH SOLE 53410 0 0 Marriott International Inc. Cl COM 571903202 623 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 1740 51185 SH SOLE 51185 0 0 MasterCard Inc. - Class A COM 57636Q104 804 7150 SH SOLE 7150 0 0 McDonald's Corp. COM 580135101 789 6091 SH SOLE 6091 0 0 Medtronic, PLC COM G5960L103 206 2558 SH SOLE 2558 0 0 Merck & Co., Inc. COM 58933y105 10375 163275 SH SOLE 163275 0 0 Microsoft, Inc. COM 594918104 14154 214915 SH SOLE 214915 0 0 MiMedx Group, Inc. COM 602496101 284 29800 SH SOLE 29800 0 0 Mohawk Industries COM 608190104 1973 8598 SH SOLE 8598 0 0 Morgan Stanley Com New COM 617446448 3184 74316 SH SOLE 74316 0 0 Nestle SA Spons ADR for REG COM 641069406 1211 15748 SH SOLE 15748 0 0 Netflix Inc. COM 64110L106 303 2051 SH SOLE 2051 0 0 Newell Brands, Inc. COM 651229106 3736 79196 SH SOLE 79196 0 0 NextEra Energy, Inc. COM 65339f101 7386 57537 SH SOLE 57537 0 0 Nike Inc. Class B COM 654106103 4919 88267 SH SOLE 88267 0 0 Nokia Corp - ADR COM 654902204 7405 1366225 SH SOLE 1366225 0 0 Nordstrom, Inc. COM 655664100 336 7225 SH SOLE 7225 0 0 Norfolk Southern Corp. COM 655844108 2687 23995 SH SOLE 23995 0 0 Northrop Grumman Corp. COM 666807102 857 3604 SH SOLE 3604 0 0 Novartis A G Sponsored ADR COM 66987V109 6302 84850 SH SOLE 84850 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 548 15995 SH SOLE 15995 0 0 Nucor Corp COM 670346105 407 6807 SH SOLE 6807 0 0 Occidental Pete Corp Del Com COM 674599105 1854 29266 SH SOLE 29266 0 0 Oracle Systems Corp COM 68389X105 215 4812 SH SOLE 4812 0 0 Park Hotels & Resorts Inc. COM 700517105 472 18393 SH SOLE 18393 0 0 Paychex, Inc. COM 704326107 1072 18206 SH SOLE 18206 0 0 PayPal Holdings, Inc. 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