0001044905-17-000001.txt : 20170127 0001044905-17-000001.hdr.sgml : 20170127 20170127095427 ACCESSION NUMBER: 0001044905-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 17551920 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 12-31-2016 12-31-2016 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 7563480 W. A. Bryan Patten Chattanooga TN 01-27-2017 0 220 814162 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 10756 60236 SH SOLE 60236 0 0 A.O. Smith Corp. COM 831865209 21365 451211 SH SOLE 451211 0 0 Abbott Laboratories COM 002824100 685 17835 SH SOLE 17835 0 0 AbbVie Inc. COM 00287y109 12607 201328 SH SOLE 201328 0 0 Actelion Ltd. COM 010879574 392 1800 SH SOLE 1800 0 0 Affiliated Managers Group COM 008252108 531 3655 SH SOLE 3655 0 0 AFLAC Inc. COM 001055102 244 3505 SH SOLE 3505 0 0 Air Products and Chemical Co. COM 009158106 488 3394 SH SOLE 3394 0 0 ALCOA, Corp. COM 013872106 693 24669 SH SOLE 24669 0 0 Allergan, Inc. COM G0177J108 306 1455 SH SOLE 1455 0 0 Allscripts Healthcare Solution COM 01988p108 433 42440 SH SOLE 42440 0 0 Alphabet Inc Cl A COM 02079K305 5054 6378 SH SOLE 6378 0 0 Alphabet Inc Cl C COM 02079K107 5404 7001 SH SOLE 7001 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 5691 451705 SH SOLE 451705 0 0 Altria Group, Inc. COM 02209S103 7533 111408 SH SOLE 111408 0 0 Amazon.com, Inc. COM 023135106 1052 1403 SH SOLE 1403 0 0 American Express COM 025816109 890 12015 SH SOLE 12015 0 0 American International Group I COM 026874784 11485 175846 SH SOLE 175846 0 0 American Water Works, Inc. COM 030420103 1366 18882 SH SOLE 18882 0 0 Amgen COM 031162100 417 2850 SH SOLE 2850 0 0 Anadarko Pete Corp Com COM 032511107 5849 83879 SH SOLE 83879 0 0 Apache Corp. COM 037411105 363 5715 SH SOLE 5715 0 0 Apple Inc Com COM 037833100 39562 341582 SH SOLE 341582 0 0 Arconic, Inc. COM 03965L100 1172 63199 SH SOLE 63199 0 0 Ashland Global Holdings, Inc. COM 044186104 3416 31252 SH SOLE 31252 0 0 AT&T, Inc. COM 00206r102 19228 452112 SH SOLE 452112 0 0 AURA Systems Inc. NEW COM 051526200 5 135410 SH SOLE 135410 0 0 Automatic Data Processing COM 053015103 866 8423 SH SOLE 8423 0 0 Bank of America Corp. COM 060505104 3952 178824 SH SOLE 178824 0 0 BB&T Corporation COM 054937107 1386 29487 SH SOLE 29487 0 0 Berkshire Hathaway Inc. Class COM 084670702 967 5934 SH SOLE 5934 0 0 Boeing Corp. COM 097023105 288 1850 SH SOLE 1850 0 0 Bombardier Inc. Class B (BDRB COM 097751200 35 22000 SH SOLE 22000 0 0 BP Amoco PLC - Spons ADR COM 055622104 651 17417 SH SOLE 17417 0 0 Bristol Myers Squibb Co COM 110122108 7580 129711 SH SOLE 129711 0 0 Brown & Brown, Inc. COM 115236101 493 11000 SH SOLE 11000 0 0 Cabot Corp. COM 127055101 1108 21918 SH SOLE 21918 0 0 Canadian National Railway Co. COM 136375102 9257 137729 SH SOLE 137729 0 0 CarMax, Inc. COM 143130102 3195 49620 SH SOLE 49620 0 0 Celgene Corp. COM 151020104 4998 43175 SH SOLE 43175 0 0 ChevronTexaco Corporation COM 166764100 8277 70324 SH SOLE 70324 0 0 Chicago Bridge & Iron NY SHR COM 167250109 307 9685 SH SOLE 9685 0 0 Chubb LTD. COM H1467J104 805 6096 SH SOLE 6096 0 0 Cisco Systems, Inc. COM 17275R102 7706 255003 SH SOLE 255003 0 0 Citigroup, Inc. COM 172967424 1896 31911 SH SOLE 31911 0 0 Citrix Sys Inc Com COM 177376100 807 9037 SH SOLE 9037 0 0 Coca Cola Company COM 191216100 7840 189107 SH SOLE 189107 0 0 Cohen and Steers Infrasstructu COM 19248a109 1104 57050 SH SOLE 57050 0 0 Colgate-Palmolive Co. COM 194162103 1029 15717 SH SOLE 15717 0 0 Comcast Corporation - Class A COM 20030N101 218 3161 SH SOLE 3161 0 0 Conagra Brands, Inc. COM 205887102 337 8525 SH SOLE 8525 0 0 ConocoPhillips COM 20825C104 1420 28315 SH SOLE 28315 0 0 Constellation Brands, Inc. COM 21036P108 15437 100690 SH SOLE 100690 0 0 Corning Inc Com COM 219350105 382 15722 SH SOLE 15722 0 0 Costco Wholesale Corp. COM 22160K105 9138 57074 SH SOLE 57074 0 0 Danaher Corp COM 235851102 224 2880 SH SOLE 2880 0 0 Delta Airlines COM 247361702 13850 281566 SH SOLE 281566 0 0 Dentsply Sirona Inc. COM 24906P109 4171 72256 SH SOLE 72256 0 0 DexCom Inc. COM 252131107 2589 43370 SH SOLE 43370 0 0 Dixie Group, Inc. COM 255519100 113 31400 SH SOLE 31400 0 0 Dollar General COM 256677105 283 3815 SH SOLE 3815 0 0 Dominion Res Inc VA New COM 25746U109 1440 18807 SH SOLE 18807 0 0 Dover Corp. COM 260003108 270 3600 SH SOLE 3600 0 0 Dow Chem Company COM 260543103 5510 96302 SH SOLE 96302 0 0 Duke Energy Corp. COM 26441C204 2565 33041 SH SOLE 33041 0 0 DuPont (EI) deNemours COM 263534109 1755 23906 SH SOLE 23906 0 0 Eaton Corp. PLC COM G29183103 1334 19891 SH SOLE 19891 0 0 Ecolabs COM 278865100 1528 13038 SH SOLE 13038 0 0 Edwards Lifesciences Corp. COM 28176E108 1317 14058 SH SOLE 14058 0 0 Eli Lilly COM 532457108 577 7839 SH SOLE 7839 0 0 Emerson Elec Co Com COM 291011104 1385 24843 SH SOLE 24843 0 0 Energy Select Sector SPDR COM 81369y506 3913 51948 SH SOLE 51948 0 0 Enterprise Products Partners COM 293792107 233 8624 SH SOLE 8624 0 0 Express Scripts Holding Co. COM 30219g108 798 11603 SH SOLE 11603 0 0 Exxon Mobil Corporation COM 30231G102 12545 138992 SH SOLE 138992 0 0 Facebook Inc. A COM 30303M102 988 8585 SH SOLE 8585 0 0 FEDEX Corporation COM 31428X106 306 1645 SH SOLE 1645 0 0 Fifth Third Bancorp COM 316773100 216 8000 SH SOLE 8000 0 0 Financial Select Sector SPDR ( COM 81369y605 797 34267 SH SOLE 34267 0 0 First Horizon National Corp. COM 320517105 268 13393 SH SOLE 13393 0 0 First Republic Bank COM 33616c100 214 2323 SH SOLE 2323 0 0 Ford Motor Company COM 345370860 283 23355 SH SOLE 23355 0 0 General Electric Corp. 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COM 446150104 132 10000 SH SOLE 10000 0 0 I Shares Transportation Index COM 464287192 1004 6165 SH SOLE 6165 0 0 Industrial Select Spdr COM 81369y704 446 7166 SH SOLE 7166 0 0 Ingevity Corporation COM 45688C107 18647 339907 SH SOLE 339907 0 0 Intel Corporation COM 458140100 10852 299213 SH SOLE 299213 0 0 International Business Machine COM 459200101 8529 51384 SH SOLE 51384 0 0 International Paper COM 460146103 223 4210 SH SOLE 4210 0 0 Iron Mountain, Inc. COM 464284v10 662 20371 SH SOLE 20371 0 0 IShares Core S&P 500 Index Fun COM 464287200 526 2338 SH SOLE 2338 0 0 IShares Core S&P Midcap 400 In COM 464287507 219 1325 SH SOLE 1325 0 0 IShares DJ US Financial Sect COM 464287788 10154 100075 SH SOLE 100075 0 0 IShares DJ US Financial Servic COM 464287770 1277 12020 SH SOLE 12020 0 0 IShares DJ US Real Estate COM 464287739 407 5285 SH SOLE 5285 0 0 Ishares Dow Jones Select Divid COM 464287168 766 8644 SH SOLE 8644 0 0 iShares Dow Jones U.S. Technol COM 464287721 400 3330 SH SOLE 3330 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1223 8645 SH SOLE 8645 0 0 iShares Dow Jones US Regional COM 464288778 394 8685 SH SOLE 8685 0 0 iShares High Dividend Equity F COM 46429b663 858 10428 SH SOLE 10428 0 0 IShares MSCI EAFE Growth Index COM 464288885 225 3534 SH SOLE 3534 0 0 IShares MSCI Emergin Mkt COM 464287234 669 19102 SH SOLE 19102 0 0 Ishares Russell 2000 COM 464287655 487 3615 SH SOLE 3615 0 0 Ishares S&P Global Tech Sector COM 464287291 9813 89311 SH SOLE 89311 0 0 J C Penney Co, Inc. COM 708160106 5283 635775 SH SOLE 635775 0 0 J. M. Smucker Company COM 832696405 298 2326 SH SOLE 2326 0 0 John Hancock Bk & Thrift Opp F COM 409735206 11323 312175 SH SOLE 312175 0 0 Johnson and Johnson COM 478160104 11150 96776 SH SOLE 96776 0 0 Johnson Controls International COM G51502105 1111 26975 SH SOLE 26975 0 0 JP Morgan Chase & Co Com COM 46625H100 10508 121779 SH SOLE 121779 0 0 KBW Regional Banking Index COM 78464a698 2953 53143 SH SOLE 53143 0 0 Keycorp COM 493267108 564 30850 SH SOLE 30850 0 0 Kimberly-Clark COM 494368103 3673 32189 SH SOLE 32189 0 0 Kinder Morgan, Inc COM 49456b101 901 43502 SH SOLE 43502 0 0 Kroger COM 501044101 7682 222610 SH SOLE 222610 0 0 Lockheed Martin Corporation COM 539830109 292 1169 SH SOLE 1169 0 0 Louisiana Pacific COM 546347105 718 37950 SH SOLE 37950 0 0 Lowe's Companies COM 548661107 2053 28861 SH SOLE 28861 0 0 Lululemon Athletica Inc COM 550021109 2272 34955 SH SOLE 34955 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 13196 161521 SH SOLE 161521 0 0 Macy's Inc. COM 55616p104 2929 81800 SH SOLE 81800 0 0 Marriott International Inc. Cl COM 571903202 547 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 2465 77950 SH SOLE 77950 0 0 MasterCard Inc. - Class A COM 57636Q104 738 7150 SH SOLE 7150 0 0 McDonald's Corp. COM 580135101 712 5847 SH SOLE 5847 0 0 Merck & Co., Inc. COM 58933y105 9399 159663 SH SOLE 159663 0 0 Microsoft, Inc. COM 594918104 13019 209515 SH SOLE 209515 0 0 MiMedx Group, Inc. COM 602496101 252 28400 SH SOLE 28400 0 0 Mohawk Industries COM 608190104 1489 7458 SH SOLE 7458 0 0 Morgan Stanley Com New COM 617446448 3106 73510 SH SOLE 73510 0 0 Nestle SA Spons ADR for REG COM 641069406 1187 16548 SH SOLE 16548 0 0 Newell Brands, Inc. COM 651229106 4267 95571 SH SOLE 95571 0 0 NextEra Energy, Inc. COM 65339f101 6921 57939 SH SOLE 57939 0 0 Nike Inc. Class B COM 654106103 3720 73182 SH SOLE 73182 0 0 Nokia Corp - ADR COM 654902204 6888 1431975 SH SOLE 1431975 0 0 Nordstrom, Inc. COM 655664100 337 7025 SH SOLE 7025 0 0 Norfolk Southern Corp. COM 655844108 2542 23520 SH SOLE 23520 0 0 Northrop Grumman Corp. COM 666807102 722 3104 SH SOLE 3104 0 0 Novartis A G Sponsored ADR COM 66987V109 6580 90339 SH SOLE 90339 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 903 25170 SH SOLE 25170 0 0 Nucor Corp COM 670346105 307 5165 SH SOLE 5165 0 0 Occidental Pete Corp Del Com COM 674599105 2146 30124 SH SOLE 30124 0 0 PayPal Holdings, Inc. 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COM 7591ep100 1913 133192 SH SOLE 133192 0 0 Republic Svcs Inc Com COM 760759100 1071 18770 SH SOLE 18770 0 0 RH COM 74967X103 2462 80185 SH SOLE 80185 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 5879 206058 SH SOLE 206058 0 0 Royal Bank of Canada COM 780087102 466 6885 SH SOLE 6885 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 599 11020 SH SOLE 11020 0 0 Rydex S&P Equal Weight ETF COM 78355w106 315 3630 SH SOLE 3630 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6342 28372 SH SOLE 28372 0 0 Schlumberger, Ltd. COM 806857108 1353 16121 SH SOLE 16121 0 0 Schwab US Large Cap ETC COM 808524201 211 3970 SH SOLE 3970 0 0 Shire PLC-ADR COM 82481r106 204 1200 SH SOLE 1200 0 0 Southern Co. COM 842587107 350 7124 SH SOLE 7124 0 0 SPDR Gold Trust COM 78463v107 629 5736 SH SOLE 5736 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 353 5965 SH SOLE 5965 0 0 SPDR S&P Dividend ETF COM 78464a763 349 4085 SH SOLE 4085 0 0 Spectra Energy Corp. COM 847560109 647 15749 SH SOLE 15749 0 0 Starbucks Corp. COM 855244109 894 16105 SH SOLE 16105 0 0 Straumann Holding AG COM 013293546 477 1200 SH SOLE 1200 0 0 Suntrust Banks, Inc. COM 867914103 3696 67386 SH SOLE 67386 0 0 Target Corporation COM 87612E106 215 2975 SH SOLE 2975 0 0 Technology Select Sect Spdr (x COM 81369y803 1041 21526 SH SOLE 21526 0 0 Texas Instruments COM 882508104 338 4626 SH SOLE 4626 0 0 Titan Medical Inc. COM 88830X108 8 32775 SH SOLE 32775 0 0 Toll Brothers Inc COM 889478103 431 13895 SH SOLE 13895 0 0 Tractor Supply Company COM 892356106 12447 164188 SH SOLE 164188 0 0 Trinity Industries, Inc. COM 896522109 4508 162402 SH SOLE 162402 0 0 U S Concrete, Inc. 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