0001044905-16-000013.txt : 20161012 0001044905-16-000013.hdr.sgml : 20161012 20161012160230 ACCESSION NUMBER: 0001044905-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161012 DATE AS OF CHANGE: 20161012 EFFECTIVENESS DATE: 20161012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 161933248 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 09-30-2016 09-30-2016 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 424 4109 W. A. Bryan Patten Chattanooga TN 10-12-2016 0 218 776296 false INFORMATION TABLE 2 inftable.xml PATTEN AND PATTEN DISCRETIONARY ACCOUNTS 3M Co. COM 88579Y101 10656 60468 SH SOLE 60468 0 0 A.O. Smith Corp. COM 831865209 22825 231046 SH SOLE 231046 0 0 Abbott Laboratories COM 002824100 754 17835 SH SOLE 17835 0 0 AbbVie Inc. COM 00287y109 13990 221813 SH SOLE 221813 0 0 Actelion Ltd. COM 010879574 309 1800 SH SOLE 1800 0 0 Affiliated Managers Group COM 008252108 559 3860 SH SOLE 3860 0 0 AFLAC Inc. COM 001055102 252 3505 SH SOLE 3505 0 0 Air Products and Chemical Co. COM 009158106 510 3394 SH SOLE 3394 0 0 ALCOA, Inc. COM 013817507 1898 187177 SH SOLE 187177 0 0 Allergan, Inc. COM G0177J108 339 1470 SH SOLE 1470 0 0 Allscripts Healthcare Solution COM 01988p108 765 58115 SH SOLE 58115 0 0 Alphabet Inc Cl A COM 02079K305 4114 5116 SH SOLE 5116 0 0 Alphabet Inc Cl C COM 02079K107 5093 6552 SH SOLE 6552 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 3615 284845 SH SOLE 284845 0 0 Altria Group, Inc. COM 02209S103 7154 113150 SH SOLE 113150 0 0 Amazon.com, Inc. COM 023135106 1176 1405 SH SOLE 1405 0 0 American Express COM 025816109 1043 16285 SH SOLE 16285 0 0 American International Group I COM 026874784 10627 179095 SH SOLE 179095 0 0 American Water Works, Inc. COM 030420103 1413 18882 SH SOLE 18882 0 0 Amgen COM 031162100 472 2832 SH SOLE 2832 0 0 Anadarko Pete Corp Com COM 032511107 5423 85593 SH SOLE 85593 0 0 Apache Corp. COM 037411105 424 6645 SH SOLE 6645 0 0 Apple Inc Com COM 037833100 39165 346440 SH SOLE 346440 0 0 Ashland Global Holdings, Inc. COM 044186104 4639 40007 SH SOLE 40007 0 0 AT&T, Inc. COM 00206r102 17592 433192 SH SOLE 433192 0 0 Atlantic Capital Bancshares COM 048269203 179 11956 SH SOLE 11956 0 0 Automatic Data Processing COM 053015103 747 8464 SH SOLE 8464 0 0 Bank of America Corp. COM 060505104 2585 165151 SH SOLE 165151 0 0 BB&T Corporation COM 054937107 301 7982 SH SOLE 7982 0 0 Becton, Dickinson Co COM 075887109 205 1138 SH SOLE 1138 0 0 Berkshire Hathaway Inc. Class COM 084670702 859 5949 SH SOLE 5949 0 0 Boeing Corp. COM 097023105 326 2475 SH SOLE 2475 0 0 Bombardier Inc. Class B (BDRB COM 097751200 30 22000 SH SOLE 22000 0 0 BP Amoco PLC - Spons ADR COM 055622104 480 13647 SH SOLE 13647 0 0 Bristol Myers Squibb Co COM 110122108 1898 35205 SH SOLE 35205 0 0 Brown & Brown, Inc. COM 115236101 415 11000 SH SOLE 11000 0 0 Cabot Corp. COM 127055101 1393 26578 SH SOLE 26578 0 0 Canadian National Railway Co. COM 136375102 9088 139119 SH SOLE 139119 0 0 CarMax, Inc. COM 143130102 3000 56230 SH SOLE 56230 0 0 Celgene Corp. COM 151020104 6016 57549 SH SOLE 57549 0 0 ChevronTexaco Corporation COM 166764100 7273 70669 SH SOLE 70669 0 0 Chicago Bridge & Iron NY SHR COM 167250109 288 10285 SH SOLE 10285 0 0 Chubb LTD. COM H1467J104 766 6096 SH SOLE 6096 0 0 Cisco Systems, Inc. COM 17275R102 7929 249983 SH SOLE 249983 0 0 Citigroup, Inc. COM 172967424 696 14736 SH SOLE 14736 0 0 Citrix Sys Inc Com COM 177376100 770 9037 SH SOLE 9037 0 0 Coca Cola Company COM 191216100 8360 197543 SH SOLE 197543 0 0 Cohen and Steers Infrasstructu COM 19248a109 1306 60650 SH SOLE 60650 0 0 Colgate-Palmolive Co. COM 194162103 1242 16756 SH SOLE 16756 0 0 Comcast Corporation - Class A COM 20030N101 205 3083 SH SOLE 3083 0 0 Conagra Foods Inc Com COM 205887102 402 8525 SH SOLE 8525 0 0 ConocoPhillips COM 20825C104 1305 30015 SH SOLE 30015 0 0 Constellation Brands, Inc. COM 21036P108 16374 98350 SH SOLE 98350 0 0 Corning Inc Com COM 219350105 258 10922 SH SOLE 10922 0 0 Costco Wholesale Corp. COM 22160K105 8829 57889 SH SOLE 57889 0 0 CVS/Caremark Corp. COM 126650100 275 3094 SH SOLE 3094 0 0 Danaher Corp COM 235851102 226 2880 SH SOLE 2880 0 0 Delta Airlines COM 247361702 10817 274811 SH SOLE 274811 0 0 Dentsply Sirona Inc. COM 24906P109 4601 77415 SH SOLE 77415 0 0 DexCom Inc. COM 252131107 4363 49775 SH SOLE 49775 0 0 Dixie Group, Inc. COM 255519100 142 28400 SH SOLE 28400 0 0 Dollar General COM 256677105 524 7490 SH SOLE 7490 0 0 Dominion Res Inc VA New COM 25746U109 1410 18991 SH SOLE 18991 0 0 Dover Corp. COM 260003108 339 4600 SH SOLE 4600 0 0 Dow Chem Company COM 260543103 4954 95577 SH SOLE 95577 0 0 Duke Energy Corp. COM 26441C204 2332 29133 SH SOLE 29133 0 0 DuPont (EI) deNemours COM 263534109 1621 24206 SH SOLE 24206 0 0 Eaton Corp. PLC COM G29183103 1583 24091 SH SOLE 24091 0 0 Ecolabs COM 278865100 1101 9048 SH SOLE 9048 0 0 Eli Lilly COM 532457108 653 8138 SH SOLE 8138 0 0 Emerson Elec Co Com COM 291011104 1472 27003 SH SOLE 27003 0 0 Energy Select Sector SPDR COM 81369y506 3748 53078 SH SOLE 53078 0 0 Enterprise Products Partners COM 293792107 204 7390 SH SOLE 7390 0 0 Express Scripts Holding Co. COM 30219g108 833 11812 SH SOLE 11812 0 0 Exxon Mobil Corporation COM 30231G102 12059 138167 SH SOLE 138167 0 0 Facebook Inc. A COM 30303M102 1111 8660 SH SOLE 8660 0 0 FEDEX Corporation COM 31428X106 314 1795 SH SOLE 1795 0 0 Financial Select Sector SPDR ( COM 81369y605 616 31917 SH SOLE 31917 0 0 First Horizon National Corp. COM 320517105 203 13343 SH SOLE 13343 0 0 Ford Motor Company COM 345370860 235 19435 SH SOLE 19435 0 0 General Electric Corp. COM 369604103 19230 649236 SH SOLE 649236 0 0 General Mills COM 370334104 579 9071 SH SOLE 9071 0 0 General Motors COM 37045V100 5609 176555 SH SOLE 176555 0 0 Harman International COM 413086109 1242 14705 SH SOLE 14705 0 0 HCA Healthcare Co. COM 40412c101 448 5925 SH SOLE 5925 0 0 Health Care Select Sector COM 81369y209 2271 31493 SH SOLE 31493 0 0 Healthcare Realty Trust Inc. COM 421946104 1122 32945 SH SOLE 32945 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 2482 108225 SH SOLE 108225 0 0 Home Depot COM 437076102 3654 28394 SH SOLE 28394 0 0 Honeywell International, Inc. COM 438516106 5931 50867 SH SOLE 50867 0 0 Huntington Bancshares, Inc. COM 446150104 99 10000 SH SOLE 10000 0 0 I Shares Transportation Index COM 464287192 903 6215 SH SOLE 6215 0 0 Illumina, Inc. COM 452327109 211 1160 SH SOLE 1160 0 0 Ingevity Corporation COM 45688C107 16376 355232 SH SOLE 355232 0 0 Intel Corporation COM 458140100 11174 295988 SH SOLE 295988 0 0 International Business Machine COM 459200101 3131 19713 SH SOLE 19713 0 0 International Paper COM 460146103 202 4210 SH SOLE 4210 0 0 Iron Mountain, Inc. COM 464284v10 789 21014 SH SOLE 21014 0 0 IShares Core S&P 500 Index Fun COM 464287200 508 2334 SH SOLE 2334 0 0 IShares Core S&P Midcap 400 In COM 464287507 220 1425 SH SOLE 1425 0 0 IShares DJ US Financial Sect COM 464287788 8729 96992 SH SOLE 96992 0 0 IShares DJ US Financial Servic COM 464287770 1075 12245 SH SOLE 12245 0 0 IShares DJ US Real Estate COM 464287739 409 5075 SH SOLE 5075 0 0 Ishares Dow Jones Select Divid COM 464287168 733 8559 SH SOLE 8559 0 0 iShares Dow Jones U.S. Technol COM 464287721 409 3435 SH SOLE 3435 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1312 8780 SH SOLE 8780 0 0 iShares Dow Jones US Regional COM 464288778 305 8685 SH SOLE 8685 0 0 iShares High Dividend Equity F COM 46429b663 876 10783 SH SOLE 10783 0 0 IShares MSCI EAFE Growth Index COM 464288885 251 3669 SH SOLE 3669 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 245 4148 SH SOLE 4148 0 0 IShares MSCI Emergin Mkt COM 464287234 723 19297 SH SOLE 19297 0 0 Ishares Russell 2000 COM 464287655 335 2697 SH SOLE 2697 0 0 Ishares S&P Global Tech Sector COM 464287291 9891 89346 SH SOLE 89346 0 0 J C Penney Co, Inc. COM 708160106 5594 606725 SH SOLE 606725 0 0 J. M. Smucker Company COM 832696405 315 2326 SH SOLE 2326 0 0 Jazz Pharmaceuticals PLC COM G50871105 219 1800 SH SOLE 1800 0 0 John Hancock Bk & Thrift Opp F COM 409735206 8582 309140 SH SOLE 309140 0 0 Johnson and Johnson COM 478160104 11324 95863 SH SOLE 95863 0 0 Johnson Controls International COM G51502105 1298 27893 SH SOLE 27893 0 0 JP Morgan Chase & Co Com COM 46625H100 8181 122862 SH SOLE 122862 0 0 KBW Regional Banking Index COM 78464a698 2158 51043 SH SOLE 51043 0 0 Keycorp COM 493267108 365 30000 SH SOLE 30000 0 0 Kimberly-Clark COM 494368103 4186 33189 SH SOLE 33189 0 0 Kinder Morgan, Inc COM 49456b101 1037 44833 SH SOLE 44833 0 0 Kroger COM 501044101 4064 136925 SH SOLE 136925 0 0 Lockheed Martin Corporation COM 539830109 280 1169 SH SOLE 1169 0 0 Lowe's Companies COM 548661107 2095 29011 SH SOLE 29011 0 0 Lululemon Athletica Inc COM 550021109 2028 33260 SH SOLE 33260 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 13440 161466 SH SOLE 161466 0 0 Macy's Inc. COM 55616p104 3675 99195 SH SOLE 99195 0 0 Marriott International Inc. Cl COM 571903202 445 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 3199 93225 SH SOLE 93225 0 0 MasterCard Inc. - Class A COM 57636Q104 751 7380 SH SOLE 7380 0 0 McDonald's Corp. COM 580135101 678 5875 SH SOLE 5875 0 0 Merck & Co., Inc. COM 58933y105 10437 167233 SH SOLE 167233 0 0 Microsoft, Inc. COM 594918104 10501 182304 SH SOLE 182304 0 0 MiMedx Group, Inc. COM 602496101 257 29970 SH SOLE 29970 0 0 Mohawk Industries COM 608190104 1212 6048 SH SOLE 6048 0 0 Morgan Stanley Com New COM 617446448 2392 74610 SH SOLE 74610 0 0 NCR Corp. COM 62886E108 298 9250 SH SOLE 9250 0 0 Nestle SA Spons ADR for REG COM 641069406 1733 21933 SH SOLE 21933 0 0 Newell Brands, Inc. COM 651229106 4933 93671 SH SOLE 93671 0 0 NextEra Energy, Inc. COM 65339f101 6840 55919 SH SOLE 55919 0 0 Nike Inc. Class B COM 654106103 3954 75097 SH SOLE 75097 0 0 Nokia Corp - ADR COM 654902204 7431 1283415 SH SOLE 1283415 0 0 Nordstrom, Inc. COM 655664100 372 7175 SH SOLE 7175 0 0 Norfolk Southern Corp. COM 655844108 2321 23915 SH SOLE 23915 0 0 Northrop Grumman Corp. COM 666807102 664 3104 SH SOLE 3104 0 0 Novartis A G Sponsored ADR COM 66987V109 7494 94907 SH SOLE 94907 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 3704 89055 SH SOLE 89055 0 0 Nucor Corp COM 670346105 255 5165 SH SOLE 5165 0 0 Occidental Pete Corp Del Com COM 674599105 2322 31839 SH SOLE 31839 0 0 PayPal Holdings, Inc. COM 70450Y103 5716 139517 SH SOLE 139517 0 0 Pepsico COM 713448108 5970 54891 SH SOLE 54891 0 0 Pfizer COM 717081103 6843 202033 SH SOLE 202033 0 0 Philip Morris International, I COM 718172109 1042 10719 SH SOLE 10719 0 0 Phillips 66 COM 718546104 2237 27777 SH SOLE 27777 0 0 Pinnacle Financial Partners, I COM 72346q104 2646 48927 SH SOLE 48927 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 541 4559 SH SOLE 4559 0 0 PowerShares S&P 500 High Divid COM 73937b654 210 5400 SH SOLE 5400 0 0 PowerShares S&P 500 Low Volati COM 73937b779 219 5269 SH SOLE 5269 0 0 Praxair COM 74005P104 786 6507 SH SOLE 6507 0 0 Procter and Gamble COM 742718109 2999 33410 SH SOLE 33410 0 0 Prudential Financial, Inc. COM 744320102 968 11859 SH SOLE 11859 0 0 Pulte Homes, Inc. COM 745867101 10708 534330 SH SOLE 534330 0 0 Raytheon Company COM 755111507 9986 73355 SH SOLE 73355 0 0 Regions Financial Corp. COM 7591ep100 1368 138563 SH SOLE 138563 0 0 Republic Svcs Inc Com COM 760759100 969 19205 SH SOLE 19205 0 0 Restoration Hardware Holding COM 761283100 1420 41050 SH SOLE 41050 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 6753 218063 SH SOLE 218063 0 0 Royal Bank of Canada COM 780087102 427 6885 SH SOLE 6885 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 577 11520 SH SOLE 11520 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6115 28273 SH SOLE 28273 0 0 Schlumberger, Ltd. COM 806857108 1276 16221 SH SOLE 16221 0 0 Schwab US Large Cap ETC COM 808524201 205 3970 SH SOLE 3970 0 0 Shire PLC-ADR COM 82481r106 233 1200 SH SOLE 1200 0 0 Southern Co. COM 842587107 330 6424 SH SOLE 6424 0 0 SPDR Gold Trust COM 78463v107 721 5736 SH SOLE 5736 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 424 6390 SH SOLE 6390 0 0 SPDR S&P Dividend ETF COM 78464a763 382 4531 SH SOLE 4531 0 0 Spectra Energy Corp. COM 847560109 704 16474 SH SOLE 16474 0 0 Starbucks Corp. COM 855244109 855 15799 SH SOLE 15799 0 0 Straumann Holding AG COM 013293546 456 1200 SH SOLE 1200 0 0 Suntrust Banks, Inc. COM 867914103 2949 67336 SH SOLE 67336 0 0 Target Corporation COM 87612E106 204 2975 SH SOLE 2975 0 0 Technology Select Sect Spdr (x COM 81369y803 1124 23526 SH SOLE 23526 0 0 Texas Instruments COM 882508104 325 4626 SH SOLE 4626 0 0 Titan Medical Inc. COM 88830X108 9 32775 SH SOLE 32775 0 0 Toll Brothers Inc COM 889478103 548 18345 SH SOLE 18345 0 0 Tractor Supply Company COM 892356106 11016 163559 SH SOLE 163559 0 0 Trinity Industries, Inc. COM 896522109 6079 251427 SH SOLE 251427 0 0 U S Concrete, Inc. COM 90333L201 316 6850 SH SOLE 6850 0 0 Under Armour Inc. - Class A COM 904311107 372 9627 SH SOLE 9627 0 0 Union Pacific COM 907818108 438 4493 SH SOLE 4493 0 0 United Parcel Service Co COM 911312106 215 1965 SH SOLE 1965 0 0 United Technologies Corp Com COM 913017109 2280 22445 SH SOLE 22445 0 0 UnitedHealth Group COM 91324P102 882 6300 SH SOLE 6300 0 0 Unum Group Com COM 91529Y106 4976 140919 SH SOLE 140919 0 0 Utilities Select Sector SPDR F COM 81369Y886 4347 88725 SH SOLE 88725 0 0 Vanguard Dividend Appreciation COM 921908844 291 3469 SH SOLE 3469 0 0 Vanguard Emerging Market ETF COM 922042858 479 12724 SH SOLE 12724 0 0 Vanguard Large Cap (VV) COM 922908637 350 3530 SH SOLE 3530 0 0 Vanguard Mid-Cap ETF (VO) COM 922908629 210 1620 SH SOLE 1620 0 0 Vanguard REIT Index ETF COM 922908553 780 8990 SH SOLE 8990 0 0 Vanguard S&P 500 ETF COM 922908363 1686 8487 SH SOLE 8487 0 0 Verizon Communications COM 92343V104 5064 97431 SH SOLE 97431 0 0 Visa, Inc. - Cl. A COM 92826c839 6811 82352 SH SOLE 82352 0 0 Vulcan Matls Co Com COM 929160109 806 7089 SH SOLE 7089 0 0 Wabtec Corporation COM 929740108 371 4545 SH SOLE 4545 0 0 Wal-Mart Stores COM 931142103 530 7354 SH SOLE 7354 0 0 Walgreens Boots Alliance, Inc. COM 931427108 9173 113777 SH SOLE 113777 0 0 Walt Disney COM 254687106 2156 23214 SH SOLE 23214 0 0 Wells Fargo COM 949746101 9592 216622 SH SOLE 216622 0 0 WestRock Company COM 96145D105 68199 1406752 SH SOLE 1406752 0 0 Weyerhaeuser Co. COM 962166104 18600 582340 SH SOLE 582340 0 0 Williams Companies, Inc. COM 969457100 258 8380 SH SOLE 8380 0 0 Wisdomtree Europe Hedged Equit COM 97717X701 1655 30790 SH SOLE 30790 0 0 Zoetis, Inc. COM 98978v103 2543 48899 SH SOLE 48899 0 0