0001044905-16-000012.txt : 20160707 0001044905-16-000012.hdr.sgml : 20160707 20160707080900 ACCESSION NUMBER: 0001044905-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160707 DATE AS OF CHANGE: 20160707 EFFECTIVENESS DATE: 20160707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 161755536 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 06-30-2016 06-30-2016 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4234244109 W. A. Bryan Patten Chattanooga TN 06-30-2016 0 212 722660 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 10751 61393 SH SOLE 61393 0 0 A.O. Smith Corp. COM 831865209 20899 237190 SH SOLE 237190 0 0 Abbott Laboratories COM 002824100 680 17307 SH SOLE 17307 0 0 AbbVie Inc. COM 00287y109 14297 230937 SH SOLE 230937 0 0 Actelion Ltd. COM 010879574 299 1800 SH SOLE 1800 0 0 Affiliated Managers Group COM 008252108 649 4610 SH SOLE 4610 0 0 Air Products and Chemical Co. COM 009158106 482 3394 SH SOLE 3394 0 0 ALCOA, Inc. COM 013817101 1188 128127 SH SOLE 128127 0 0 Allergan, Inc. COM 125013678 338 1461 SH SOLE 1461 0 0 Allscripts Healthcare Solution COM 01988p108 741 58365 SH SOLE 58365 0 0 Alphabet Inc Cl A COM 02079K305 3463 4922 SH SOLE 4922 0 0 Alphabet Inc Cl C COM 02079K107 4654 6725 SH SOLE 6725 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 3434 269970 SH SOLE 269970 0 0 Altria Group, Inc. COM 02209S103 7830 113547 SH SOLE 113547 0 0 Amazon.com, Inc. COM 023135106 1005 1405 SH SOLE 1405 0 0 American Express COM 025816109 1332 21922 SH SOLE 21922 0 0 American International Group I COM 026874784 9979 188667 SH SOLE 188667 0 0 American Water Works, Inc. COM 030420103 1573 18610 SH SOLE 18610 0 0 Amgen COM 031162100 425 2794 SH SOLE 2794 0 0 Anadarko Pete Corp Com COM 032511107 4822 90553 SH SOLE 90553 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 228 1730 SH SOLE 1730 0 0 Apache Corp. COM 037411105 384 6895 SH SOLE 6895 0 0 Apple Inc Com COM 037833100 32830 343412 SH SOLE 343412 0 0 Ashland, Inc. COM 044209104 5439 47392 SH SOLE 47392 0 0 AT&T, Inc. COM 00206r102 18807 435255 SH SOLE 435255 0 0 Atlantic Capital Bancshares COM 048269203 375 25956 SH SOLE 25956 0 0 Automatic Data Processing COM 053015103 821 8941 SH SOLE 8941 0 0 Bank of America Corp. COM 060505104 2091 157557 SH SOLE 157557 0 0 BB&T Corporation COM 054937107 287 8050 SH SOLE 8050 0 0 Berkshire Hathaway Inc. Class COM 084670702 504 3479 SH SOLE 3479 0 0 Boeing Corp. COM 097023105 321 2475 SH SOLE 2475 0 0 Bombardier Inc. Class B (BDRB COM 097751200 33 22000 SH SOLE 22000 0 0 BP Amoco PLC - Spons ADR COM 055622104 495 13947 SH SOLE 13947 0 0 Bristol Myers Squibb Co COM 110122108 1734 23576 SH SOLE 23576 0 0 Cabot Corp. COM 127055101 1255 27493 SH SOLE 27493 0 0 Canadian National Railway Co. COM 136375102 7797 132364 SH SOLE 132364 0 0 CarMax, Inc. COM 143130102 3174 64744 SH SOLE 64744 0 0 Celgene Corp. COM 151020104 5779 58589 SH SOLE 58589 0 0 ChevronTexaco Corporation COM 166764100 7394 70529 SH SOLE 70529 0 0 Chicago Bridge & Iron NY SHR COM 167250109 384 11085 SH SOLE 11085 0 0 Chubb LTD. COM 037964964 799 6114 SH SOLE 6114 0 0 Cisco Systems, Inc. COM 17275R102 6568 228918 SH SOLE 228918 0 0 Citigroup, Inc. COM 172967424 625 14737 SH SOLE 14737 0 0 Citrix Sys Inc Com COM 177376100 732 9137 SH SOLE 9137 0 0 Coca Cola Company COM 191216100 9310 205386 SH SOLE 205386 0 0 Cohen and Steers Infrasstructu COM 19248a109 1299 60650 SH SOLE 60650 0 0 Colgate-Palmolive Co. COM 194162103 1351 18456 SH SOLE 18456 0 0 Conagra Foods Inc Com COM 205887102 455 9525 SH SOLE 9525 0 0 ConocoPhillips COM 20825C104 1265 29002 SH SOLE 29002 0 0 Constellation Brands, Inc. COM 21036P108 16623 100500 SH SOLE 100500 0 0 Corning Inc Com COM 219350105 227 11061 SH SOLE 11061 0 0 Costco Wholesale Corp. COM 22160K105 8652 55092 SH SOLE 55092 0 0 CVS/Caremark Corp. COM 126650100 324 3383 SH SOLE 3383 0 0 Danaher Corp COM 235851102 283 2800 SH SOLE 2800 0 0 Delta Airlines COM 247361702 8894 244128 SH SOLE 244128 0 0 Dentsply Sirona Inc. COM 24906P109 4919 79291 SH SOLE 79291 0 0 DexCom Inc. COM 252131107 4000 50425 SH SOLE 50425 0 0 Dixie Group, Inc. COM 255519100 101 28400 SH SOLE 28400 0 0 Dollar General COM 256677105 880 9365 SH SOLE 9365 0 0 Dominion Res Inc VA New COM 25746U109 1551 19909 SH SOLE 19909 0 0 Dover Corp. COM 260003108 319 4600 SH SOLE 4600 0 0 Dow Chem Company COM 260543103 4764 95827 SH SOLE 95827 0 0 Duke Energy Corp. COM 26441C204 2481 28915 SH SOLE 28915 0 0 DuPont (EI) deNemours COM 263534109 1591 24549 SH SOLE 24549 0 0 Eaton Corp. PLC COM G29183103 1546 25891 SH SOLE 25891 0 0 eBay, Inc. COM 278642103 246 10500 SH SOLE 10500 0 0 Ecolabs COM 278865100 1075 9066 SH SOLE 9066 0 0 Eli Lilly COM 532457108 712 9039 SH SOLE 9039 0 0 Emerson Elec Co Com COM 291011104 1508 28905 SH SOLE 28905 0 0 Energy Select Sector SPDR COM 81369y506 3672 53816 SH SOLE 53816 0 0 Express Scripts Holding Co. COM 30219g108 1248 16466 SH SOLE 16466 0 0 Exxon Mobil Corporation COM 30231G102 12808 136634 SH SOLE 136634 0 0 Facebook Inc. A COM 30303M102 864 7560 SH SOLE 7560 0 0 FEDEX Corporation COM 31428X106 272 1795 SH SOLE 1795 0 0 Financial Select Sector SPDR ( COM 81369y605 725 31717 SH SOLE 31717 0 0 First Horizon National Corp. COM 320517105 184 13343 SH SOLE 13343 0 0 Ford Motor Company COM 345370860 252 20061 SH SOLE 20061 0 0 General Electric Corp. COM 369604103 20170 640718 SH SOLE 640718 0 0 General Mills COM 370334104 792 11110 SH SOLE 11110 0 0 General Motors COM 37045V100 5159 182280 SH SOLE 182280 0 0 Harman International COM 413086109 303 4225 SH SOLE 4225 0 0 Hawaiian Holdings Inc. COM 419879101 228 6000 SH SOLE 6000 0 0 HCA Healthcare Co. COM 40412c101 447 5800 SH SOLE 5800 0 0 Health Care Select Sector COM 81369y209 2249 31371 SH SOLE 31371 0 0 Healthcare Realty Trust Inc. COM 421946104 1023 29245 SH SOLE 29245 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 2602 115500 SH SOLE 115500 0 0 Home Depot COM 437076102 3585 28078 SH SOLE 28078 0 0 Honeywell International, Inc. 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COM 464284v10 837 21014 SH SOLE 21014 0 0 IShares Core S&P 500 Index Fun COM 464287200 495 2350 SH SOLE 2350 0 0 IShares Core S&P Midcap 400 In COM 464287507 213 1425 SH SOLE 1425 0 0 IShares DJ US Financial Sect COM 464287788 8361 97287 SH SOLE 97287 0 0 IShares DJ US Financial Servic COM 464287770 979 12145 SH SOLE 12145 0 0 IShares DJ US Real Estate COM 464287739 254 3080 SH SOLE 3080 0 0 Ishares Dow Jones Select Divid COM 464287168 728 8533 SH SOLE 8533 0 0 iShares Dow Jones U.S. Technol COM 464287721 362 3435 SH SOLE 3435 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1326 9180 SH SOLE 9180 0 0 iShares Dow Jones US Regional COM 464288778 282 8685 SH SOLE 8685 0 0 iShares High Dividend Equity F COM 46429b663 885 10779 SH SOLE 10779 0 0 IShares MSCI EAFE Growth Index COM 464288885 240 3669 SH SOLE 3669 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 226 4055 SH SOLE 4055 0 0 IShares MSCI Emergin Mkt COM 464287234 668 19445 SH SOLE 19445 0 0 Ishares Russell 2000 COM 464287655 288 2505 SH SOLE 2505 0 0 Ishares S&P Global Tech Sector COM 464287291 8698 89366 SH SOLE 89366 0 0 J C Penney Co, Inc. COM 708160106 4973 560000 SH SOLE 560000 0 0 J. M. Smucker Company COM 832696405 357 2345 SH SOLE 2345 0 0 Jazz Pharmaceuticals PLC COM G50871105 254 1800 SH SOLE 1800 0 0 John Hancock Bk & Thrift Opp F COM 409735206 7847 306040 SH SOLE 306040 0 0 Johnson and Johnson COM 478160104 11873 97879 SH SOLE 97879 0 0 Johnson Controls Inc. COM 478366107 1468 33164 SH SOLE 33164 0 0 JP Morgan Chase & Co Com COM 46625H100 7478 120342 SH SOLE 120342 0 0 KBW Regional Banking Index COM 78464a698 2026 52768 SH SOLE 52768 0 0 Keycorp COM 493267108 331 30000 SH SOLE 30000 0 0 Kimberly-Clark COM 494368103 4744 34506 SH SOLE 34506 0 0 Kinder Morgan, Inc COM 49456b101 866 46254 SH SOLE 46254 0 0 Kroger COM 501044101 1482 40281 SH SOLE 40281 0 0 LGI Homes, Inc. COM 50187t106 319 10000 SH SOLE 10000 0 0 Lockheed Martin Corporation COM 539830109 290 1169 SH SOLE 1169 0 0 Lowe's Companies COM 548661107 2317 29271 SH SOLE 29271 0 0 Lululemon Athletica Inc COM 550021109 2365 32025 SH SOLE 32025 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 11846 159976 SH SOLE 159976 0 0 Macy's Inc. COM 55616p104 3683 109570 SH SOLE 109570 0 0 Marriott International Inc. Cl COM 571903202 441 6641 SH SOLE 6641 0 0 Masco Corp. COM 574599106 1190 38475 SH SOLE 38475 0 0 MasterCard Inc. - Class A COM 57636Q104 666 7565 SH SOLE 7565 0 0 McDonald's Corp. COM 580135101 693 5761 SH SOLE 5761 0 0 Merck & Co., Inc. COM 58933y105 9569 166096 SH SOLE 166096 0 0 Microsoft, Inc. COM 594918104 9011 176091 SH SOLE 176091 0 0 MiMedx Group, Inc. COM 602496101 236 29570 SH SOLE 29570 0 0 Mobileye N.V. COM 010831061 503 10900 SH SOLE 10900 0 0 Mohawk Industries COM 608190104 1151 6063 SH SOLE 6063 0 0 Mondelez International Inc. (A COM 609207105 200 4404 SH SOLE 4404 0 0 Morgan Stanley Com New COM 617446448 1918 73838 SH SOLE 73838 0 0 NCR Corp. COM 62886E108 288 10375 SH SOLE 10375 0 0 Nestle SA Spons ADR for REG COM 641069406 1705 22049 SH SOLE 22049 0 0 Newell Rubbermaid, Inc. COM 651229106 4690 96571 SH SOLE 96571 0 0 NextEra Energy, Inc. COM 65339f101 7479 57351 SH SOLE 57351 0 0 Nike Inc. Class B COM 654106103 4239 76787 SH SOLE 76787 0 0 Nokia Corp - ADR COM 654902204 7457 1310615 SH SOLE 1310615 0 0 Nordstrom, Inc. COM 655664100 269 7070 SH SOLE 7070 0 0 Norfolk Southern Corp. COM 655844108 2044 24015 SH SOLE 24015 0 0 Northrop Grumman Corp. COM 666807102 690 3104 SH SOLE 3104 0 0 Novartis A G Sponsored ADR COM 66987V109 7834 94951 SH SOLE 94951 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 6377 118580 SH SOLE 118580 0 0 Nucor Corp COM 670346105 256 5190 SH SOLE 5190 0 0 Occidental Pete Corp Del Com COM 674599105 2416 31968 SH SOLE 31968 0 0 Oracle Systems Corp COM 68389X105 213 5212 SH SOLE 5212 0 0 PayPal Holdings, Inc. COM 70450Y103 4206 115197 SH SOLE 115197 0 0 Pepsico COM 713448108 5928 55953 SH SOLE 55953 0 0 Pfizer COM 717081103 7201 204529 SH SOLE 204529 0 0 Philip Morris International, I COM 718172109 1060 10419 SH SOLE 10419 0 0 Phillips 66 COM 718546104 2866 36128 SH SOLE 36128 0 0 Pinnacle Financial Partners, I COM 72346q104 2286 46802 SH SOLE 46802 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 483 4492 SH SOLE 4492 0 0 PowerShares S&P 500 Low Volati COM 73937b779 203 4741 SH SOLE 4741 0 0 Praxair COM 74005P104 830 7382 SH SOLE 7382 0 0 Procter and Gamble COM 742718109 2808 33169 SH SOLE 33169 0 0 Prudential Financial, Inc. COM 744320102 845 11840 SH SOLE 11840 0 0 Pulte Homes, Inc. COM 745867101 9659 495595 SH SOLE 495595 0 0 Qualcomm, Inc. COM 747525103 369 6887 SH SOLE 6887 0 0 Raytheon Company COM 755111507 9049 66561 SH SOLE 66561 0 0 Regions Financial Corp. COM 7591ep100 1179 138563 SH SOLE 138563 0 0 Republic Svcs Inc Com COM 760759100 995 19389 SH SOLE 19389 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 6699 203298 SH SOLE 203298 0 0 Royal Bank of Canada COM 780087102 407 6885 SH SOLE 6885 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 636 11520 SH SOLE 11520 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6019 28732 SH SOLE 28732 0 0 Schlumberger, Ltd. COM 806857108 1244 15737 SH SOLE 15737 0 0 Shire PLC-ADR COM 82481r106 237 1288 SH SOLE 1288 0 0 SPDR Gold Trust COM 78463v107 757 5986 SH SOLE 5986 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 344 6365 SH SOLE 6365 0 0 SPDR S&P Dividend ETF COM 78464a763 380 4531 SH SOLE 4531 0 0 Spectra Energy Corp. COM 847560109 607 16574 SH SOLE 16574 0 0 Starbucks Corp. COM 855244109 965 16888 SH SOLE 16888 0 0 Straumann Holding AG COM 013293546 460 1200 SH SOLE 1200 0 0 Suntrust Banks, Inc. 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COM 90333L201 417 6850 SH SOLE 6850 0 0 Under Armour Inc. - Class A COM 904311107 386 9627 SH SOLE 9627 0 0 Union Pacific COM 907818108 358 4108 SH SOLE 4108 0 0 United Technologies Corp Com COM 913017109 2306 22483 SH SOLE 22483 0 0 UnitedHealth Group COM 91324P102 690 4890 SH SOLE 4890 0 0 Unum Group Com COM 91529Y106 4476 140809 SH SOLE 140809 0 0 Utilities Select Sector SPDR F COM 81369Y886 4709 89737 SH SOLE 89737 0 0 Vanguard Dividend Appreciation COM 921908844 214 2568 SH SOLE 2568 0 0 Vanguard Emerging Market ETF COM 922042858 322 9153 SH SOLE 9153 0 0 Vanguard Large Cap (VV) COM 922908637 300 3125 SH SOLE 3125 0 0 Vanguard REIT Index ETF COM 922908553 708 7988 SH SOLE 7988 0 0 Vanguard S&P 500 ETF COM 922908363 822 4275 SH SOLE 4275 0 0 Verizon Communications COM 92343V104 5291 94761 SH SOLE 94761 0 0 Visa, Inc. - Cl. 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