0001044905-16-000011.txt : 20160415 0001044905-16-000011.hdr.sgml : 20160415 20160415145443 ACCESSION NUMBER: 0001044905-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 EFFECTIVENESS DATE: 20160415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 161574189 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 03-31-2016 03-31-2016 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4237563480 W. A. Bryan Patten Chattanooga TN 03-31-2016 0 208 699859 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 10322 61943 SH SOLE 61943 0 0 A.O. Smith Corp. COM 831865209 19761 258960 SH SOLE 258960 0 0 Abbott Laboratories COM 002824100 705 16850 SH SOLE 16850 0 0 AbbVie Inc. COM 00287y109 13581 237762 SH SOLE 237762 0 0 Actelion Ltd. COM 010879574 298 2000 SH SOLE 2000 0 0 Affiliated Managers Group COM 008252108 749 4610 SH SOLE 4610 0 0 Air Products and Chemical Co. COM 009158106 505 3509 SH SOLE 3509 0 0 Allergan, Inc. COM 125013678 390 1455 SH SOLE 1455 0 0 Allscripts Healthcare Solution COM 01988p108 774 58590 SH SOLE 58590 0 0 Alphabet Inc Cl A COM 02079K305 3627 4754 SH SOLE 4754 0 0 Alphabet Inc Cl C COM 02079K107 4586 6156 SH SOLE 6156 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 2700 247290 SH SOLE 247290 0 0 Altria Group, Inc. COM 02209S103 7279 116171 SH SOLE 116171 0 0 Amazon.com, Inc. COM 023135106 762 1283 SH SOLE 1283 0 0 American Express COM 025816109 3545 57739 SH SOLE 57739 0 0 American International Group I COM 026874784 10758 199033 SH SOLE 199033 0 0 American Water Works, Inc. COM 030420103 1307 18960 SH SOLE 18960 0 0 Amgen COM 031162100 436 2905 SH SOLE 2905 0 0 Anadarko Pete Corp Com COM 032511107 4321 92779 SH SOLE 92779 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 864 6930 SH SOLE 6930 0 0 Apache Corp. COM 037411105 324 6645 SH SOLE 6645 0 0 Apple Inc Com COM 037833100 37196 341280 SH SOLE 341280 0 0 Ashland, Inc. COM 044209104 5152 46855 SH SOLE 46855 0 0 AT&T, Inc. COM 00206r102 16773 428199 SH SOLE 428199 0 0 Athenahealth Inc. COM 04685W103 416 3000 SH SOLE 3000 0 0 Atlantic Capital Bancshares COM 048269203 362 25956 SH SOLE 25956 0 0 Automatic Data Processing COM 053015103 756 8423 SH SOLE 8423 0 0 Bank of America Corp. COM 060505104 1830 135391 SH SOLE 135391 0 0 Berkshire Hathaway Inc. Class COM 084670702 454 3200 SH SOLE 3200 0 0 Boeing Corp. COM 097023105 349 2752 SH SOLE 2752 0 0 Bombardier Inc. Class B (BDRB COM 097751200 36 36150 SH SOLE 36150 0 0 BP Amoco PLC - Spons ADR COM 055622104 427 14147 SH SOLE 14147 0 0 Bristol Myers Squibb Co COM 110122108 1506 23571 SH SOLE 23571 0 0 Cabot Corp. COM 127055101 1631 33738 SH SOLE 33738 0 0 Canadian National Railway Co. COM 136375102 8339 133461 SH SOLE 133461 0 0 CarMax, Inc. COM 143130102 2893 56619 SH SOLE 56619 0 0 Celgene Corp. COM 151020104 5777 57720 SH SOLE 57720 0 0 ChevronTexaco Corporation COM 166764100 6673 69952 SH SOLE 69952 0 0 Chicago Bridge & Iron NY SHR COM 167250109 424 11585 SH SOLE 11585 0 0 Chubb LTD. COM 037964964 759 6371 SH SOLE 6371 0 0 Cisco Systems, Inc. COM 17275R102 6555 230236 SH SOLE 230236 0 0 Citigroup, Inc. COM 172967424 700 16767 SH SOLE 16767 0 0 Citrix Sys Inc Com COM 177376100 720 9157 SH SOLE 9157 0 0 Coca Cola Company COM 191216100 11959 257797 SH SOLE 257797 0 0 Cohen and Steers Infrasstructu COM 19248a109 1201 60650 SH SOLE 60650 0 0 Colgate-Palmolive Co. COM 194162103 1337 18919 SH SOLE 18919 0 0 Conagra Foods Inc Com COM 205887102 514 11525 SH SOLE 11525 0 0 ConocoPhillips COM 20825C104 1179 29274 SH SOLE 29274 0 0 Constellation Brands, Inc. COM 21036P108 15191 100540 SH SOLE 100540 0 0 Corning Inc Com COM 219350105 228 10922 SH SOLE 10922 0 0 Costco Wholesale Corp. COM 22160K105 8359 53047 SH SOLE 53047 0 0 CVS/Caremark Corp. COM 126650100 312 3010 SH SOLE 3010 0 0 Danaher Corp COM 235851102 266 2800 SH SOLE 2800 0 0 Delta Airlines COM 247361702 7749 159186 SH SOLE 159186 0 0 Dentsply Sirona Inc. COM 24906P109 5559 90205 SH SOLE 90205 0 0 DexCom Inc. COM 252131107 3304 48650 SH SOLE 48650 0 0 Dixie Group, Inc. COM 255519100 120 28400 SH SOLE 28400 0 0 Dominion Res Inc VA New COM 25746U109 1529 20356 SH SOLE 20356 0 0 Dover Corp. COM 260003108 322 5000 SH SOLE 5000 0 0 Dow Chem Company COM 260543103 4938 97082 SH SOLE 97082 0 0 Duke Energy Corp. COM 26441C204 2478 30711 SH SOLE 30711 0 0 DuPont (EI) deNemours COM 263534109 1542 24352 SH SOLE 24352 0 0 Eaton Corp. PLC COM G29183103 1611 25758 SH SOLE 25758 0 0 eBay, Inc. COM 278642103 280 11750 SH SOLE 11750 0 0 Ecolabs COM 278865100 897 8043 SH SOLE 8043 0 0 Eli Lilly COM 532457108 606 8409 SH SOLE 8409 0 0 Emerson Elec Co Com COM 291011104 1553 28558 SH SOLE 28558 0 0 Energy Select Sector SPDR COM 81369y506 3524 56945 SH SOLE 56945 0 0 Express Scripts Holding Co. COM 30219g108 1122 16336 SH SOLE 16336 0 0 Exxon Mobil Corporation COM 30231G102 11336 135609 SH SOLE 135609 0 0 Facebook Inc. A COM 30303M102 850 7450 SH SOLE 7450 0 0 FEDEX Corporation COM 31428X106 275 1690 SH SOLE 1690 0 0 Financial Select Sector SPDR ( COM 81369y605 714 31745 SH SOLE 31745 0 0 First Horizon National Corp. COM 320517105 160 12233 SH SOLE 12233 0 0 Ford Motor Company COM 345370860 266 19701 SH SOLE 19701 0 0 General Electric Corp. COM 369604103 20066 631206 SH SOLE 631206 0 0 General Mills COM 370334104 699 11028 SH SOLE 11028 0 0 General Motors COM 37045V100 5833 185577 SH SOLE 185577 0 0 HCA Healthcare Co. COM 40412c101 453 5800 SH SOLE 5800 0 0 Health Care Select Sector COM 81369y209 2133 31476 SH SOLE 31476 0 0 Healthcare Realty Trust Inc. COM 421946104 903 29245 SH SOLE 29245 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 2386 105950 SH SOLE 105950 0 0 Home Depot COM 437076102 3654 27386 SH SOLE 27386 0 0 Honeywell International, Inc. COM 438516106 6729 60053 SH SOLE 60053 0 0 Huntington Bancshares, Inc. COM 446150104 95 10000 SH SOLE 10000 0 0 I Shares Transportation Index COM 464287192 913 6410 SH SOLE 6410 0 0 Intel Corporation COM 458140100 9379 289936 SH SOLE 289936 0 0 International Business Machine COM 459200101 1122 7407 SH SOLE 7407 0 0 International Paper COM 460146103 277 6750 SH SOLE 6750 0 0 Iron Mountain, Inc. COM 464284v10 582 17149 SH SOLE 17149 0 0 IShares Core S&P 500 Index Fun COM 464287200 485 2348 SH SOLE 2348 0 0 IShares Core S&P Midcap 400 In COM 464287507 207 1435 SH SOLE 1435 0 0 IShares DJ US Financial Sect COM 464287788 8403 99324 SH SOLE 99324 0 0 IShares DJ US Financial Servic COM 464287770 1000 12330 SH SOLE 12330 0 0 IShares DJ US Real Estate COM 464287739 240 3080 SH SOLE 3080 0 0 Ishares Dow Jones Select Divid COM 464287168 677 8293 SH SOLE 8293 0 0 iShares Dow Jones U.S. Technol COM 464287721 397 3660 SH SOLE 3660 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1257 9180 SH SOLE 9180 0 0 iShares Dow Jones US Regional COM 464288778 277 8710 SH SOLE 8710 0 0 iShares High Dividend Equity F COM 46429b663 805 10324 SH SOLE 10324 0 0 IShares MSCI EAFE Growth Index COM 464288885 241 3669 SH SOLE 3669 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 268 4681 SH SOLE 4681 0 0 IShares MSCI Emergin Mkt COM 464287234 675 19695 SH SOLE 19695 0 0 Ishares Russell 2000 COM 464287655 271 2450 SH SOLE 2450 0 0 Ishares S&P Global Tech Sector COM 464287291 9205 92186 SH SOLE 92186 0 0 J C Penney Co, Inc. COM 708160106 4237 383125 SH SOLE 383125 0 0 J. M. Smucker Company COM 832696405 314 2422 SH SOLE 2422 0 0 Jazz Pharmaceuticals PLC COM G50871105 274 2100 SH SOLE 2100 0 0 John Hancock Bk & Thrift Opp F COM 409735206 7549 310672 SH SOLE 310672 0 0 Johnson and Johnson COM 478160104 10633 98273 SH SOLE 98273 0 0 Johnson Controls Inc. COM 478366107 1361 34914 SH SOLE 34914 0 0 JP Morgan Chase & Co Com COM 46625H100 7132 120432 SH SOLE 120432 0 0 KBW Regional Banking Index COM 78464a698 2161 57408 SH SOLE 57408 0 0 Keycorp COM 493267108 331 30000 SH SOLE 30000 0 0 Kimberly-Clark COM 494368103 4656 34614 SH SOLE 34614 0 0 Kinder Morgan, Inc COM 49456b101 1424 79727 SH SOLE 79727 0 0 Kroger COM 501044101 1093 28575 SH SOLE 28575 0 0 LGI Homes, Inc. COM 50187t106 484 20000 SH SOLE 20000 0 0 Lockheed Martin Corporation COM 539830109 256 1157 SH SOLE 1157 0 0 Lowe's Companies COM 548661107 2324 30675 SH SOLE 30675 0 0 Lululemon Athletica Inc COM 550021109 2041 30150 SH SOLE 30150 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 10228 151665 SH SOLE 151665 0 0 Macy's Inc. COM 55616p104 5613 127305 SH SOLE 127305 0 0 Marriott International Inc. Cl COM 571903202 473 6641 SH SOLE 6641 0 0 MasterCard Inc. - Class A COM 57636Q104 697 7380 SH SOLE 7380 0 0 McDonald's Corp. COM 580135101 725 5770 SH SOLE 5770 0 0 Merck & Co., Inc. COM 58933y105 8736 165110 SH SOLE 165110 0 0 Microsoft, Inc. COM 594918104 8917 161457 SH SOLE 161457 0 0 MiMedx Group, Inc. COM 602496101 225 25700 SH SOLE 25700 0 0 Mobileye N.V. COM 109661724 359 9625 SH SOLE 9625 0 0 Mohawk Industries COM 608190104 1161 6083 SH SOLE 6083 0 0 Morgan Stanley Com New COM 617446448 2040 81560 SH SOLE 81560 0 0 NCR Corp. COM 62886E108 611 20400 SH SOLE 20400 0 0 Nestle SA Spons ADR for REG COM 641069406 1716 23006 SH SOLE 23006 0 0 Netflix Inc. COM 64110L106 427 4175 SH SOLE 4175 0 0 Newell Rubbermaid, Inc. COM 651229106 5184 117041 SH SOLE 117041 0 0 NextEra Energy, Inc. COM 65339f101 6793 57404 SH SOLE 57404 0 0 Nike Inc. Class B COM 654106103 4758 77407 SH SOLE 77407 0 0 Nokia Corp - ADR COM 654902204 7535 1275015 SH SOLE 1275015 0 0 Nordstrom, Inc. COM 655664100 419 7325 SH SOLE 7325 0 0 Norfolk Southern Corp. COM 655844108 2076 24935 SH SOLE 24935 0 0 Northrop Grumman Corp. COM 666807102 614 3104 SH SOLE 3104 0 0 Novartis A G Sponsored ADR COM 66987V109 6906 95337 SH SOLE 95337 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 6281 115905 SH SOLE 115905 0 0 Nucor Corp COM 670346105 251 5315 SH SOLE 5315 0 0 Occidental Pete Corp Del Com COM 674599105 2222 32472 SH SOLE 32472 0 0 Oracle Systems Corp COM 68389X105 236 5764 SH SOLE 5764 0 0 PayPal Holdings, Inc. COM 70450Y103 3638 94252 SH SOLE 94252 0 0 Pepsico COM 713448108 5768 56283 SH SOLE 56283 0 0 Pfizer COM 717081103 5914 199538 SH SOLE 199538 0 0 Philip Morris International, I COM 718172109 941 9589 SH SOLE 9589 0 0 Phillips 66 COM 718546104 2496 28823 SH SOLE 28823 0 0 Pinnacle Financial Partners, I COM 72346q104 2012 41002 SH SOLE 41002 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 573 5243 SH SOLE 5243 0 0 PowerShares S&P 500 Low Volati COM 73937b779 201 4991 SH SOLE 4991 0 0 Praxair COM 74005P104 1070 9352 SH SOLE 9352 0 0 Procter and Gamble COM 742718109 2789 33886 SH SOLE 33886 0 0 Prudential Financial, Inc. COM 744320102 1051 14555 SH SOLE 14555 0 0 Pulte Homes, Inc. COM 745867101 9427 503870 SH SOLE 503870 0 0 Qualcomm, Inc. COM 747525103 373 7302 SH SOLE 7302 0 0 Raytheon Company COM 755111507 3936 32095 SH SOLE 32095 0 0 Regions Financial Corp. COM 7591ep100 1097 139687 SH SOLE 139687 0 0 Republic Svcs Inc Com COM 760759100 993 20845 SH SOLE 20845 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 3419 111654 SH SOLE 111654 0 0 Royal Bank of Canada COM 780087102 396 6885 SH SOLE 6885 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 616 12720 SH SOLE 12720 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6125 29804 SH SOLE 29804 0 0 Schlumberger, Ltd. COM 806857108 1111 15071 SH SOLE 15071 0 0 Shire PLC-ADR COM 82481r106 223 1300 SH SOLE 1300 0 0 Sonova Holding AG Reg COM 013330212 270 2200 SH SOLE 2200 0 0 Southern Co. COM 842587107 284 5491 SH SOLE 5491 0 0 SPDR Gold Trust COM 78463v107 794 6751 SH SOLE 6751 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 319 6180 SH SOLE 6180 0 0 Spectra Energy Corp. COM 847560109 587 19181 SH SOLE 19181 0 0 Starbucks Corp. COM 855244109 990 16587 SH SOLE 16587 0 0 Straumann Holding AG COM 013293546 431 1300 SH SOLE 1300 0 0 Suntrust Banks, Inc. 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