0001044905-16-000010.txt : 20160229 0001044905-16-000010.hdr.sgml : 20160229 20160229143805 ACCESSION NUMBER: 0001044905-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 EFFECTIVENESS DATE: 20160229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 161466825 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 12-31-2015 12-31-2015 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4237563480 W. A. Bryan Patten Chattanooga TN 02-29-2016 0 216 723321 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 9430 62598 SH SOLE 62598 0 0 A.O. Smith Corp. COM 831865209 19626 256180 SH SOLE 256180 0 0 Abbott Laboratories COM 002824100 775 17260 SH SOLE 17260 0 0 AbbVie Inc. COM 00287y109 13913 234857 SH SOLE 234857 0 0 Actelion Ltd. COM 010879574 275 2000 SH SOLE 2000 0 0 Affiliated Managers Group COM 008252108 689 4310 SH SOLE 4310 0 0 Air Products and Chemical Co. COM 009158106 457 3509 SH SOLE 3509 0 0 Allergan, Inc. COM 125013678 455 1455 SH SOLE 1455 0 0 Allscripts Healthcare Solution COM 01988p108 905 58840 SH SOLE 58840 0 0 Alphabet Inc Cl A COM 02079K305 3759 4831 SH SOLE 4831 0 0 Alphabet Inc Cl C COM 02079K107 4339 5718 SH SOLE 5718 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 2818 233865 SH SOLE 233865 0 0 Altria Group, Inc. COM 02209S103 6804 116882 SH SOLE 116882 0 0 Amazon.com, Inc. COM 023135106 1019 1508 SH SOLE 1508 0 0 American Express COM 025816109 4278 61510 SH SOLE 61510 0 0 American International Group I COM 026874784 11257 181658 SH SOLE 181658 0 0 American Water Works, Inc. COM 030420103 237 3960 SH SOLE 3960 0 0 Amgen COM 031162100 577 3555 SH SOLE 3555 0 0 Anadarko Pete Corp Com COM 032511107 4981 102528 SH SOLE 102528 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 1116 8930 SH SOLE 8930 0 0 Apache Corp. COM 037411105 296 6645 SH SOLE 6645 0 0 Apple Inc Com COM 037833100 35033 332824 SH SOLE 332824 0 0 Ashland, Inc. COM 044209104 8648 84207 SH SOLE 84207 0 0 AT&T, Inc. COM 00206r102 14208 412912 SH SOLE 412912 0 0 Athenahealth Inc. COM 04685W103 386 2400 SH SOLE 2400 0 0 Automatic Data Processing COM 053015103 714 8423 SH SOLE 8423 0 0 Bank of America Corp. COM 060505104 2330 138423 SH SOLE 138423 0 0 BB&T Corporation COM 054937107 219 5782 SH SOLE 5782 0 0 Berkshire Hathaway Inc. Class COM 084670702 406 3072 SH SOLE 3072 0 0 Boeing Corp. COM 097023105 398 2752 SH SOLE 2752 0 0 Bombardier Inc. Class B (BDRB COM 097751200 36 37350 SH SOLE 37350 0 0 BP Amoco PLC - Spons ADR COM 055622104 349 11165 SH SOLE 11165 0 0 Bristol Myers Squibb Co COM 110122108 1621 23566 SH SOLE 23566 0 0 Cabot Corp. COM 127055101 1400 34238 SH SOLE 34238 0 0 Canadian National Railway Co. COM 136375102 7506 134329 SH SOLE 134329 0 0 CarMax, Inc. COM 143130102 4519 83729 SH SOLE 83729 0 0 Caterpillar COM 149123101 332 4880 SH SOLE 4880 0 0 Celgene Corp. COM 151020104 6176 51570 SH SOLE 51570 0 0 ChevronTexaco Corporation COM 166764100 5331 59255 SH SOLE 59255 0 0 Chicago Bridge & Iron NY SHR COM 167250109 484 12410 SH SOLE 12410 0 0 Chubb LTD. COM 037964964 1124 8475 SH SOLE 8475 0 0 Cisco Systems, Inc. COM 17275R102 6500 239371 SH SOLE 239371 0 0 Citigroup, Inc. COM 172967424 940 18157 SH SOLE 18157 0 0 Citrix Sys Inc Com COM 177376100 687 9082 SH SOLE 9082 0 0 Coca Cola Bottling Co. Consoli COM 191098102 641 3513 SH SOLE 3513 0 0 Coca Cola Company COM 191216100 12194 283851 SH SOLE 283851 0 0 Cohen and Steers Infrasstructu COM 19248a109 1181 61900 SH SOLE 61900 0 0 Colgate-Palmolive Co. COM 194162103 1265 18984 SH SOLE 18984 0 0 Conagra Foods Inc Com COM 205887102 486 11525 SH SOLE 11525 0 0 ConocoPhillips COM 20825C104 7821 167512 SH SOLE 167512 0 0 Constellation Brands, Inc. COM 21036P108 14317 100510 SH SOLE 100510 0 0 Corning Inc Com COM 219350105 196 10742 SH SOLE 10742 0 0 Costco Wholesale Corp. COM 22160K105 8242 51032 SH SOLE 51032 0 0 Credit Suisse Group-Spon Adr COM 225401108 282 13000 SH SOLE 13000 0 0 Cummins Inc. COM 231021106 578 6565 SH SOLE 6565 0 0 CVS/Caremark Corp. COM 126650100 245 2506 SH SOLE 2506 0 0 Danaher Corp COM 235851102 260 2800 SH SOLE 2800 0 0 Delta Airlines COM 247361702 5906 116510 SH SOLE 116510 0 0 DexCom Inc. COM 252131107 1904 23250 SH SOLE 23250 0 0 Dixie Group, Inc. COM 255519100 145 27800 SH SOLE 27800 0 0 Dominion Res Inc VA New COM 25746U109 1307 19321 SH SOLE 19321 0 0 Dover Corp. COM 260003108 313 5100 SH SOLE 5100 0 0 Dow Chem Company COM 260543103 5043 97957 SH SOLE 97957 0 0 Duke Energy Corp. COM 26441C204 2276 31876 SH SOLE 31876 0 0 DuPont (EI) deNemours COM 263534109 1745 26195 SH SOLE 26195 0 0 Eaton Corp. PLC COM G29183103 1371 26348 SH SOLE 26348 0 0 Ecolabs COM 278865100 3620 31648 SH SOLE 31648 0 0 Eli Lilly COM 532457108 793 9409 SH SOLE 9409 0 0 Emerson Elec Co Com COM 291011104 1784 37306 SH SOLE 37306 0 0 Energy Select Sector SPDR COM 81369y506 314 5203 SH SOLE 5203 0 0 Express Scripts Holding Co. COM 30219g108 1503 17198 SH SOLE 17198 0 0 Exxon Mobil Corporation COM 30231G102 11089 142263 SH SOLE 142263 0 0 Facebook Inc. A COM 30303M102 780 7450 SH SOLE 7450 0 0 FEDEX Corporation COM 31428X106 252 1690 SH SOLE 1690 0 0 Financial Select Sector SPDR ( COM 81369y605 744 31230 SH SOLE 31230 0 0 First Horizon National Corp. COM 320517105 178 12233 SH SOLE 12233 0 0 Ford Motor Company COM 345370860 349 24796 SH SOLE 24796 0 0 General Electric Corp. COM 369604103 19260 618311 SH SOLE 618311 0 0 General Mills COM 370334104 635 11018 SH SOLE 11018 0 0 General Motors COM 37045V100 6703 197096 SH SOLE 197096 0 0 Gilead Sciences Inc COM 375558103 263 2598 SH SOLE 2598 0 0 Harman International COM 413086109 520 5520 SH SOLE 5520 0 0 HDFC Bank Ltd ADR COM 40415f101 308 5000 SH SOLE 5000 0 0 Health Care Select Sector COM 81369y209 2226 30906 SH SOLE 30906 0 0 Healthcare Realty Trust Inc. COM 421946104 828 29245 SH SOLE 29245 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 9150 427586 SH SOLE 427586 0 0 Home Depot COM 437076102 3591 27150 SH SOLE 27150 0 0 Honeywell International, Inc. COM 438516106 6356 61366 SH SOLE 61366 0 0 Huntington Bancshares, Inc. COM 446150104 111 10000 SH SOLE 10000 0 0 I Shares Transportation Index COM 464287192 864 6410 SH SOLE 6410 0 0 Inditex (Spain BP9DL90) COM 109067423 285 9000 SH SOLE 9000 0 0 Industrial Select Spdr COM 81369y704 433 8175 SH SOLE 8175 0 0 Intel Corporation COM 458140100 9801 284490 SH SOLE 284490 0 0 International Business Machine COM 459200101 1016 7381 SH SOLE 7381 0 0 International Paper COM 460146103 541 14350 SH SOLE 14350 0 0 Iron Mountain, Inc. COM 464284v10 493 18260 SH SOLE 18260 0 0 IShares Core S&P 500 Index Fun COM 464287200 477 2327 SH SOLE 2327 0 0 IShares DJ US Financial Sect COM 464287788 8770 99232 SH SOLE 99232 0 0 IShares DJ US Financial Servic COM 464287770 1123 12480 SH SOLE 12480 0 0 IShares DJ US Real Estate COM 464287739 233 3105 SH SOLE 3105 0 0 Ishares Dow Jones Select Divid COM 464287168 682 9072 SH SOLE 9072 0 0 iShares Dow Jones U.S. Technol COM 464287721 392 3660 SH SOLE 3660 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1767 10930 SH SOLE 10930 0 0 iShares Dow Jones US Regional COM 464288778 305 8710 SH SOLE 8710 0 0 iShares High Dividend Equity F COM 46429b663 743 10118 SH SOLE 10118 0 0 IShares MSCI EAFE Growth Index COM 464288885 246 3669 SH SOLE 3669 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 281 4781 SH SOLE 4781 0 0 IShares MSCI Emergin Mkt COM 464287234 686 21320 SH SOLE 21320 0 0 Ishares Russell 2000 COM 464287655 275 2439 SH SOLE 2439 0 0 Ishares S&P Global Tech Sector COM 464287291 9094 93251 SH SOLE 93251 0 0 J C Penney Co, Inc. COM 708160106 606 91000 SH SOLE 91000 0 0 Jazz Pharmaceuticals PLC COM G50871105 295 2100 SH SOLE 2100 0 0 John Hancock Bk & Thrift Opp F COM 409735206 8859 316037 SH SOLE 316037 0 0 Johnson and Johnson COM 478160104 9058 88185 SH SOLE 88185 0 0 Johnson Controls Inc. COM 478366107 1376 34847 SH SOLE 34847 0 0 JP Morgan Chase & Co Com COM 46625H100 7403 112112 SH SOLE 112112 0 0 KBW Regional Banking Index COM 78464a698 2306 55008 SH SOLE 55008 0 0 Keycorp COM 493267108 396 30000 SH SOLE 30000 0 0 Kimberly-Clark COM 494368103 4473 35139 SH SOLE 35139 0 0 Kinder Morgan, Inc COM 49456b101 1421 95229 SH SOLE 95229 0 0 Kroger COM 501044101 257 6140 SH SOLE 6140 0 0 LGI Homes, Inc. COM 50187t106 601 24700 SH SOLE 24700 0 0 Lockheed Martin Corporation COM 539830109 244 1125 SH SOLE 1125 0 0 Lowe's Companies COM 548661107 2416 31770 SH SOLE 31770 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 10186 140298 SH SOLE 140298 0 0 Macy's Inc. COM 55616p104 2979 85165 SH SOLE 85165 0 0 Marriott International Inc. Cl COM 571903202 443 6611 SH SOLE 6611 0 0 MasterCard Inc. - Class A COM 57636Q104 719 7380 SH SOLE 7380 0 0 McDonald's Corp. COM 580135101 672 5685 SH SOLE 5685 0 0 Merck & Co., Inc. COM 58933y105 8672 164176 SH SOLE 164176 0 0 Microsoft, Inc. COM 594918104 8229 148333 SH SOLE 148333 0 0 MiMedx Group, Inc. COM 602496101 241 25700 SH SOLE 25700 0 0 Mobileye N.V. COM 109661724 376 8900 SH SOLE 8900 0 0 Mohawk Industries COM 608190104 1099 5803 SH SOLE 5803 0 0 Morgan Stanley Com New COM 617446448 2586 81310 SH SOLE 81310 0 0 NCR Corp. COM 62886E108 545 22300 SH SOLE 22300 0 0 Nestle SA Spons ADR for REG COM 641069406 1718 23066 SH SOLE 23066 0 0 Netflix Inc. COM 64110L106 480 4198 SH SOLE 4198 0 0 Newell Rubbermaid, Inc. COM 651229106 13772 312422 SH SOLE 312422 0 0 NextEra Energy, Inc. COM 65339f101 5964 57404 SH SOLE 57404 0 0 NGK Spark Plug Co., Ltd. COM 001227572 228 11000 SH SOLE 11000 0 0 Nike Inc. Class B COM 654106103 4853 77647 SH SOLE 77647 0 0 Nokia Corp - ADR COM 654902204 8533 1215515 SH SOLE 1215515 0 0 Nordstrom, Inc. COM 655664100 365 7325 SH SOLE 7325 0 0 Norfolk Southern Corp. COM 655844108 2240 26485 SH SOLE 26485 0 0 Northrop Grumman Corp. COM 666807102 586 3104 SH SOLE 3104 0 0 Novartis A G Sponsored ADR COM 66987V109 8288 96326 SH SOLE 96326 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 6626 114080 SH SOLE 114080 0 0 Nucor Corp COM 670346105 279 6915 SH SOLE 6915 0 0 Occidental Pete Corp Del Com COM 674599105 2279 33703 SH SOLE 33703 0 0 Oracle Systems Corp COM 68389X105 795 21764 SH SOLE 21764 0 0 PayPal Holdings, Inc. COM 70450Y103 3423 94552 SH SOLE 94552 0 0 Pepsico COM 713448108 5710 57143 SH SOLE 57143 0 0 Pfizer COM 717081103 6281 194590 SH SOLE 194590 0 0 Philip Morris International, I COM 718172109 827 9406 SH SOLE 9406 0 0 Phillips 66 COM 718546104 2401 29348 SH SOLE 29348 0 0 Pinnacle Financial Partners, I COM 72346q104 2186 42556 SH SOLE 42556 0 0 Plum Creek Timber Company COM 729251108 579 12136 SH SOLE 12136 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 633 5659 SH SOLE 5659 0 0 Praxair COM 74005P104 1196 11677 SH SOLE 11677 0 0 Procter and Gamble COM 742718109 2805 35318 SH SOLE 35318 0 0 Prudential Financial, Inc. COM 744320102 1620 19905 SH SOLE 19905 0 0 Pulte Homes, Inc. COM 745867101 7399 415185 SH SOLE 415185 0 0 Qualcomm, Inc. COM 747525103 4808 96196 SH SOLE 96196 0 0 Raytheon Company COM 755111507 747 5995 SH SOLE 5995 0 0 Regions Financial Corp. COM 7591ep100 1357 141400 SH SOLE 141400 0 0 Republic Svcs Inc Com COM 760759100 925 21025 SH SOLE 21025 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 3848 111474 SH SOLE 111474 0 0 Royal Bank of Canada COM 780087102 369 6885 SH SOLE 6885 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 582 12720 SH SOLE 12720 0 0 Ryman Hospitality Properties, COM 012952384 1030 19955 SH SOLE 19955 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6014 29497 SH SOLE 29497 0 0 Schlumberger, Ltd. COM 806857108 1093 15673 SH SOLE 15673 0 0 Shimano, Inc. COM 002077485 382 2500 SH SOLE 2500 0 0 Shire PLC-ADR COM 82481r106 266 1300 SH SOLE 1300 0 0 Sirona Dental Systems Inc. COM 82966c103 5482 50033 SH SOLE 50033 0 0 Solarcity Corporation COM 83416T100 434 8500 SH SOLE 8500 0 0 Sonova Holding AG Reg COM 013330212 270 2200 SH SOLE 2200 0 0 Southern Co. COM 842587107 257 5491 SH SOLE 5491 0 0 SPDR Gold Trust COM 78463v107 1750 17245 SH SOLE 17245 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 434 6180 SH SOLE 6180 0 0 Spectra Energy Corp. COM 847560109 454 18969 SH SOLE 18969 0 0 Starbucks Corp. COM 855244109 646 10762 SH SOLE 10762 0 0 Straumann Holding AG COM 013293546 394 1300 SH SOLE 1300 0 0 Suntrust Banks, Inc. COM 867914103 2993 69874 SH SOLE 69874 0 0 Target Corporation COM 87612E106 289 3975 SH SOLE 3975 0 0 Technology Select Sect Spdr (x COM 81369y803 1017 23750 SH SOLE 23750 0 0 Texas Instruments COM 882508104 241 4395 SH SOLE 4395 0 0 Titan Medical Inc. COM 88830X108 25 32775 SH SOLE 32775 0 0 Toll Brothers Inc COM 889478103 593 17820 SH SOLE 17820 0 0 Tractor Supply Company COM 892356106 13884 162389 SH SOLE 162389 0 0 Trinity Industries, Inc. COM 896522109 6188 257618 SH SOLE 257618 0 0 Unilever NV New York Shs COM 904784501 325 7500 SH SOLE 7500 0 0 Union Pacific COM 907818108 370 4729 SH SOLE 4729 0 0 United Technologies Corp Com COM 913017109 2799 29134 SH SOLE 29134 0 0 UnitedHealth Group COM 91324P102 589 5005 SH SOLE 5005 0 0 Unum Group Com COM 91529Y106 5914 177639 SH SOLE 177639 0 0 Utilities Select Sector SPDR F COM 81369Y886 1154 26663 SH SOLE 26663 0 0 Vanguard Emergin Market ETF COM 922042858 348 10629 SH SOLE 10629 0 0 Vanguard Large Cap VIPERS (VV) COM 922908637 292 3125 SH SOLE 3125 0 0 Vanguard REIT Index ETF COM 922908553 441 5528 SH SOLE 5528 0 0 Vanguard S&P 500 ETF COM 922908363 485 2595 SH SOLE 2595 0 0 Verifone Holdings Inc COM 92342y109 474 16925 SH SOLE 16925 0 0 Verizon Communications COM 92343V104 4281 92619 SH SOLE 92619 0 0 Visa, Inc. - Cl. A COM 92826c839 6508 83926 SH SOLE 83926 0 0 Vulcan Matls Co Com COM 929160109 673 7089 SH SOLE 7089 0 0 Wabtec Corporation COM 929740108 849 11935 SH SOLE 11935 0 0 Wal-Mart Stores COM 931142103 527 8591 SH SOLE 8591 0 0 Walgreens Boots Alliance, Inc. COM 931427108 9188 107902 SH SOLE 107902 0 0 Walt Disney COM 254687106 2427 23093 SH SOLE 23093 0 0 Wells Fargo COM 949746101 10893 200381 SH SOLE 200381 0 0 WestRock Company COM 96145D105 64102 1405121 SH SOLE 1405121 0 0 Weyerhaeuser Co. COM 962166104 15956 532235 SH SOLE 532235 0 0 Williams Companies, Inc. COM 969457100 219 8540 SH SOLE 8540 0 0 Wisdomtree Europe Hedged Equit COM 97717X701 2031 37745 SH SOLE 37745 0 0 Zoetis, Inc. COM 98978v103 2254 47034 SH SOLE 47034 0 0