0001044905-14-000004.txt : 20141016 0001044905-14-000004.hdr.sgml : 20141016 20141014121848 ACCESSION NUMBER: 0001044905-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 EFFECTIVENESS DATE: 20141014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 141154453 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 09-30-2014 09-30-2014 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4234244109 W. A. Bryan Patten Chattanooga TN 09-30-2014 0 205 628567 false INFORMATION TABLE 2 13F093014.xml 3M Co. COM 88579Y101 9183 64815 SH SOLE 64815 0 0 A.O. Smith Corp. COM 831865209 9021 190795 SH SOLE 190795 0 0 Abbott Laboratories COM 002824100 705 16952 SH SOLE 16952 0 0 AbbVie Inc. COM 00287y109 8815 152607 SH SOLE 152607 0 0 Actinium Pharmaceuticals, Inc. COM 00507w107 425 63500 SH SOLE 63500 0 0 Adobe Sys Inc Com COM 00724F101 256 3700 SH SOLE 3700 0 0 Air Products and Chemical Co. COM 009158106 280 2154 SH SOLE 2154 0 0 Allscripts Healthcare Solution COM 01988p108 921 68665 SH SOLE 68665 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 17172 895796 SH SOLE 895796 0 0 Altria Group, Inc. COM 02209S103 6125 133327 SH SOLE 133327 0 0 Ambarella Inc. COM G037AX101 328 7500 SH SOLE 7500 0 0 American Express COM 025816109 7726 88260 SH SOLE 88260 0 0 American International Group I COM 026874784 9812 181628 SH SOLE 181628 0 0 American Water Works, Inc. COM 030420103 208 4310 SH SOLE 4310 0 0 Amgen COM 031162100 224 1598 SH SOLE 1598 0 0 Anadarko Pete Corp Com COM 032511107 10244 100988 SH SOLE 100988 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 1274 11495 SH SOLE 11495 0 0 Annaly Mortgage Management COM 035710409 248 23207 SH SOLE 23207 0 0 Apache Corp. COM 037411105 1118 11915 SH SOLE 11915 0 0 Apple Inc Com COM 037833100 30774 305451 SH SOLE 305451 0 0 Ashland, Inc. COM 044209104 1569 15075 SH SOLE 15075 0 0 AT&T, Inc. COM 00206r102 8985 254962 SH SOLE 254962 0 0 Automatic Data Processing COM 053015103 750 9023 SH SOLE 9023 0 0 Bank of America Corp. COM 060505104 2343 137418 SH SOLE 137418 0 0 BB&T Corporation COM 054937107 237 6357 SH SOLE 6357 0 0 Berkshire Hathaway Inc. Class COM 084670702 589 4262 SH SOLE 4262 0 0 Boeing Corp. COM 097023105 2722 21370 SH SOLE 21370 0 0 Bombardier Inc. Class B (BDRB COM 097751200 263 77950 SH SOLE 77950 0 0 Boulder Brands Inc. COM 101405108 601 44100 SH SOLE 44100 0 0 BP Amoco PLC - Spons ADR COM 055622104 884 20117 SH SOLE 20117 0 0 Bristol Myers Squibb Co COM 110122108 869 16981 SH SOLE 16981 0 0 Cabot Corp. COM 127055101 5904 116289 SH SOLE 116289 0 0 Canadian National Railway Co. COM 136375102 9377 132070 SH SOLE 132070 0 0 Caterpillar COM 149123101 539 5440 SH SOLE 5440 0 0 Celgene Corp. COM 151020104 2274 23995 SH SOLE 23995 0 0 Chart Industries, Inc. COM 16115q308 557 9105 SH SOLE 9105 0 0 Cheniere Energy, Inc. COM 16411r208 1403 17535 SH SOLE 17535 0 0 ChevronTexaco Corporation COM 166764100 6864 57528 SH SOLE 57528 0 0 Chicago Bridge & Iron NY SHR COM 167250109 560 9675 SH SOLE 9675 0 0 Chubb Corp. COM 171232101 583 6400 SH SOLE 6400 0 0 Cisco Systems, Inc. COM 17275R102 5506 218759 SH SOLE 218759 0 0 Citigroup, Inc. COM 172967424 1089 21007 SH SOLE 21007 0 0 Citrix Sys Inc Com COM 177376100 1182 16562 SH SOLE 16562 0 0 Coca Cola Company COM 191216100 7520 176278 SH SOLE 176278 0 0 Cohen and Steers Infrasstructu COM 19248a109 1340 57875 SH SOLE 57875 0 0 Colgate-Palmolive Co. COM 194162103 3198 49034 SH SOLE 49034 0 0 Conagra Foods Inc Com COM 205887102 485 14675 SH SOLE 14675 0 0 ConocoPhillips COM 20825C104 7276 95081 SH SOLE 95081 0 0 Corning Inc Com COM 219350105 288 14910 SH SOLE 14910 0 0 Costco Wholesale Corp. COM 22160K105 1264 10087 SH SOLE 10087 0 0 Cummins Inc. COM 231021106 1293 9799 SH SOLE 9799 0 0 Danaher Corp COM 235851102 213 2800 SH SOLE 2800 0 0 Delta Airlines COM 247361702 446 12350 SH SOLE 12350 0 0 Diebold, Inc. COM 253651103 1221 34560 SH SOLE 34560 0 0 Dixie Group, Inc. COM 255519100 189 21800 SH SOLE 21800 0 0 Dominion Res Inc VA New COM 25746U109 1254 18146 SH SOLE 18146 0 0 Dover Corp. COM 260003108 441 5485 SH SOLE 5485 0 0 Dow Chem Company COM 260543103 7887 150403 SH SOLE 150403 0 0 Duke Energy Corp. COM 26441C204 2561 34257 SH SOLE 34257 0 0 DuPont (EI) deNemours COM 263534109 2029 28270 SH SOLE 28270 0 0 Eaton Corp. PLC COM G29183103 3200 50500 SH SOLE 50500 0 0 eBay, Inc. COM 278642103 5491 96957 SH SOLE 96957 0 0 Eli Lilly COM 532457108 671 10344 SH SOLE 10344 0 0 Emerson Elec Co Com COM 291011104 3661 58494 SH SOLE 58494 0 0 Energy Select Sector SPDR COM 81369y506 485 5355 SH SOLE 5355 0 0 Enterprise Products Partners COM 293792107 331 8202 SH SOLE 8202 0 0 Express Scripts Holding Co. COM 30219g108 1436 20325 SH SOLE 20325 0 0 Exxon Mobil Corporation COM 30231G102 12561 133557 SH SOLE 133557 0 0 Facebook Inc. A COM 30303M102 217 2750 SH SOLE 2750 0 0 Financial Select Sector SPDR ( COM 81369y605 748 32275 SH SOLE 32275 0 0 First Horizon National Corp. COM 320517105 149 12166 SH SOLE 12166 0 0 Ford Motor Company COM 345370860 349 23612 SH SOLE 23612 0 0 Freeport-McMoran Copper COM 35671D857 4119 126151 SH SOLE 126151 0 0 Fresh Market Inc. COM 35804H106 341 9750 SH SOLE 9750 0 0 General Electric Corp. COM 369604103 12171 475057 SH SOLE 475057 0 0 General Mills COM 370334104 962 19078 SH SOLE 19078 0 0 General Motors COM 37045V100 6390 200077 SH SOLE 200077 0 0 Gilead Sciences Inc COM 375558103 750 7050 SH SOLE 7050 0 0 Google Inc Cl A COM 38259p508 3016 5125 SH SOLE 5125 0 0 Google Inc Cl C COM 38259p706 2945 5100 SH SOLE 5100 0 0 GoPro, Inc. Class A COM 38268T103 382 4075 SH SOLE 4075 0 0 Government Properties Income COM 38376a103 2248 102613 SH SOLE 102613 0 0 Guggenheim Solar Energy Index COM 18383Q739 366 9000 SH SOLE 9000 0 0 Health Care Select Sector COM 81369y209 1383 21640 SH SOLE 21640 0 0 Healthcare Realty Trust Inc. COM 421946104 462 19500 SH SOLE 19500 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 8406 341285 SH SOLE 341285 0 0 Home Depot COM 437076102 2578 28104 SH SOLE 28104 0 0 Honeywell International, Inc. COM 438516106 7174 77037 SH SOLE 77037 0 0 I Shares Inc MSCI Hong Kong In COM 464286871 225 11075 SH SOLE 11075 0 0 I Shares Transportation Index COM 464287192 946 6270 SH SOLE 6270 0 0 Illinois Tool Works COM 452308109 675 8000 SH SOLE 8000 0 0 Industrial Select Spdr COM 81369y704 465 8750 SH SOLE 8750 0 0 Intel Corporation COM 458140100 9293 266888 SH SOLE 266888 0 0 International Business Machine COM 459200101 1915 10090 SH SOLE 10090 0 0 International Paper COM 460146103 271 5680 SH SOLE 5680 0 0 Iron Mountain, Inc. COM 462846106 525 16075 SH SOLE 16075 0 0 IShares Core S&P 500 Index Fun COM 464287200 369 1863 SH SOLE 1863 0 0 IShares DJ US Financial Sect COM 464287788 9427 112605 SH SOLE 112605 0 0 IShares DJ US Financial Servic COM 464287770 1003 11645 SH SOLE 11645 0 0 IShares DJ US Real Estate COM 464287739 370 5345 SH SOLE 5345 0 0 Ishares Dow Jones Select Divid COM 464287168 691 9354 SH SOLE 9354 0 0 IShares Dow Jones U.S. Industr COM 464287754 209 2068 SH SOLE 2068 0 0 iShares Dow Jones U.S. Technol COM 464287721 389 3860 SH SOLE 3860 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1983 14130 SH SOLE 14130 0 0 iShares Dow Jones US Regional COM 464288778 288 8685 SH SOLE 8685 0 0 iShares High Dividend Equity F COM 46429b663 785 10429 SH SOLE 10429 0 0 iShares MSCI Brazil Index Fund COM 464286400 570 13117 SH SOLE 13117 0 0 IShares MSCI EAFE Growth Index COM 464288885 408 5997 SH SOLE 5997 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 316 4925 SH SOLE 4925 0 0 IShares MSCI Emergin Mkt COM 464287234 1679 40406 SH SOLE 40406 0 0 IShares MSCI Emerging Market COM 464286533 1876 31365 SH SOLE 31365 0 0 IShares MSCI Germany Index (ew COM 464286806 220 7925 SH SOLE 7925 0 0 Ishares MSCI Pacific Ex Japan COM 464286665 210 4569 SH SOLE 4569 0 0 IShares MSCI South Korea COM 464286772 876 14480 SH SOLE 14480 0 0 Ishares Nasdaq Biotech Index COM 464287556 233 850 SH SOLE 850 0 0 Ishares S&P Global Tech Sector COM 464287291 8338 91118 SH SOLE 91118 0 0 John Hancock Bk & Thrift Opp F COM 409735206 7660 344725 SH SOLE 344725 0 0 Johnson and Johnson COM 478160104 10024 94043 SH SOLE 94043 0 0 Johnson Controls Inc. COM 478366107 1750 39765 SH SOLE 39765 0 0 JP Morgan Chase & Co Com COM 46625H100 6430 106746 SH SOLE 106746 0 0 Kayne Anderson Midstream/Energ COM 48661e108 3221 80355 SH SOLE 80355 0 0 KBW Regional Banking Index COM 78464a698 1541 40707 SH SOLE 40707 0 0 Kimberly-Clark COM 494368103 4863 45212 SH SOLE 45212 0 0 Kinder Morgan Energy Partners COM 494550106 451 4837 SH SOLE 4837 0 0 Kinder Morgan, Inc COM 49456b101 4217 109992 SH SOLE 109992 0 0 Lowe's Companies COM 548661107 1692 31970 SH SOLE 31970 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 5630 84412 SH SOLE 84412 0 0 Macy's Inc. COM 55616p104 5124 88075 SH SOLE 88075 0 0 Marriott International Inc. Cl COM 571903202 342 4894 SH SOLE 4894 0 0 MasterCard Inc. - Class A COM 57636Q104 554 7500 SH SOLE 7500 0 0 McDonald's Corp. COM 580135101 1444 15235 SH SOLE 15235 0 0 MeadWestvaco Corporation COM 583334107 2190 53499 SH SOLE 53499 0 0 Merck & Co., Inc. COM 58933y105 9892 166861 SH SOLE 166861 0 0 Microsoft, Inc. COM 594918104 6474 139651 SH SOLE 139651 0 0 MiMedx Group, Inc. COM 602496101 147 20600 SH SOLE 20600 0 0 Mohawk Industries COM 608190104 755 5603 SH SOLE 5603 0 0 Morgan Stanley China A. Share COM 617468103 629 25930 SH SOLE 25930 0 0 Morgan Stanley Com New COM 617446448 3706 107210 SH SOLE 107210 0 0 NCR Corp. COM 62886E108 5468 163675 SH SOLE 163675 0 0 Nestle SA Spons ADR for REG COM 641069406 1388 18850 SH SOLE 18850 0 0 NextEra Energy, Inc. COM 65339f101 6455 68759 SH SOLE 68759 0 0 Nike Inc. Class B COM 654106103 5551 62236 SH SOLE 62236 0 0 Nokia Corp - ADR COM 654902204 4970 587430 SH SOLE 587430 0 0 Nordstrom, Inc. COM 655664100 409 5975 SH SOLE 5975 0 0 Norfolk Southern Corp. COM 655844108 3845 34454 SH SOLE 34454 0 0 Northrop Grumman Corp. COM 666807102 449 3404 SH SOLE 3404 0 0 Novartis A G Sponsored ADR COM 66987V109 8656 91961 SH SOLE 91961 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 630 13240 SH SOLE 13240 0 0 Nuance Communications, Inc. COM 67020y100 434 28165 SH SOLE 28165 0 0 Nucor Corp COM 670346105 780 14365 SH SOLE 14365 0 0 Occidental Pete Corp Del Com COM 674599105 3527 36680 SH SOLE 36680 0 0 Oracle Systems Corp COM 68389X105 952 24881 SH SOLE 24881 0 0 Pepsico COM 713448108 5415 58170 SH SOLE 58170 0 0 Pfizer COM 717081103 5693 192536 SH SOLE 192536 0 0 Philip Morris International, I COM 718172109 824 9880 SH SOLE 9880 0 0 Phillips 66 COM 718546104 7088 87178 SH SOLE 87178 0 0 Plum Creek Timber Company COM 729251108 601 15395 SH SOLE 15395 0 0 Powershares ETF Trust Water Re COM 73935X575 222 9015 SH SOLE 9015 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 350 3547 SH SOLE 3547 0 0 Praxair COM 74005P104 1408 10911 SH SOLE 10911 0 0 Procter and Gamble COM 742718109 2933 35023 SH SOLE 35023 0 0 Prudential Financial, Inc. COM 744320102 1679 19095 SH SOLE 19095 0 0 Qualcomm, Inc. COM 747525103 8992 120260 SH SOLE 120260 0 0 Regions Financial Corp. COM 7591ep100 1025 102122 SH SOLE 102122 0 0 Republic Svcs Inc Com COM 760759100 1035 26537 SH SOLE 26537 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 4322 116843 SH SOLE 116843 0 0 Rock-Tenn Co. COM 772739207 3100 65162 SH SOLE 65162 0 0 Royal Bank of Canada COM 780087102 508 7110 SH SOLE 7110 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 1173 15409 SH SOLE 15409 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6440 32689 SH SOLE 32689 0 0 Schlumberger, Ltd. COM 806857108 1538 15121 SH SOLE 15121 0 0 Sirona Dental Systems Inc. COM 82966c103 4631 60390 SH SOLE 60390 0 0 Skyworks Solutions, Inc. COM 83088M102 232 4000 SH SOLE 4000 0 0 SPDR Gold Trust COM 78463v107 4364 37552 SH SOLE 37552 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 579 3710 SH SOLE 3710 0 0 Spectra Energy Corp. COM 847560109 746 19005 SH SOLE 19005 0 0 Suntrust Banks, Inc. COM 867914103 2973 78174 SH SOLE 78174 0 0 Target Corporation COM 87612E106 298 4750 SH SOLE 4750 0 0 Technology Select Sect Spdr (x COM 81369y803 1036 25955 SH SOLE 25955 0 0 Texas Instruments COM 882508104 241 5045 SH SOLE 5045 0 0 The Mosaic Company COM 61945c103 2768 62335 SH SOLE 62335 0 0 Tractor Supply Company COM 892356106 9737 158292 SH SOLE 158292 0 0 Trinity Industries, Inc. COM 896522109 13486 288655 SH SOLE 288655 0 0 Union Pacific COM 907818108 437 4030 SH SOLE 4030 0 0 United Technologies Corp Com COM 913017109 15139 143360 SH SOLE 143360 0 0 Unum Group Com COM 91529Y106 4588 133446 SH SOLE 133446 0 0 Utilities Select Sector SPDR F COM 81369Y886 1080 25648 SH SOLE 25648 0 0 Vanguard Emergin Market ETF COM 922042858 411 9850 SH SOLE 9850 0 0 Vanguard Large Cap VIPERS (VV) COM 922908637 253 2800 SH SOLE 2800 0 0 Vanguard REIT Index ETF COM 922908553 402 5590 SH SOLE 5590 0 0 Verizon Communications COM 92343V104 5144 102900 SH SOLE 102900 0 0 Visa, Inc. - Cl. 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