0001044905-14-000001.txt : 20140115 0001044905-14-000001.hdr.sgml : 20140115 20140115123108 ACCESSION NUMBER: 0001044905-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140115 DATE AS OF CHANGE: 20140115 EFFECTIVENESS DATE: 20140115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 14529169 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 12-31-2013 12-31-2013 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N Z. Cartter Patten, III 423 756 3480 Z. Cartter Patten, III Chattanooga TN 01-15-2014 0 254 717411 false INFORMATION TABLE 2 inftable.xml 3D Systems Corp COM 88554d205 237 2550 SH SOLE 2550 0 0 3M Co. COM 88579Y101 11655 83099 SH SOLE 83099 0 0 A.O. Smith Corp. COM 831865209 818 15165 SH SOLE 15165 0 0 Abbott Laboratories COM 002824100 711 18542 SH SOLE 18542 0 0 AbbVie Inc. COM 00287y109 1147 21718 SH SOLE 21718 0 0 Actavis PLC COM G0083B108 232 1379 SH SOLE 1379 0 0 Adobe Sys Inc Com COM 00724F101 222 3700 SH SOLE 3700 0 0 AFLAC Inc. COM 001055102 290 4335 SH SOLE 4335 0 0 Air Products and Chemical Co. COM 009158106 313 2804 SH SOLE 2804 0 0 AK Steel Holding Corp COM 001547108 103 12600 SH SOLE 12600 0 0 Allergan, Inc. COM 018490102 513 4618 SH SOLE 4618 0 0 Allscripts Healthcare Solution COM 01988p108 472 30550 SH SOLE 30550 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 17261 970274 SH SOLE 970274 0 0 Altria Group, Inc. COM 02209S103 5893 153510 SH SOLE 153510 0 0 American Express COM 025816109 10860 119693 SH SOLE 119693 0 0 American International Group I COM 026874784 13397 262427 SH SOLE 262427 0 0 American Water Works, Inc. COM 030420103 381 9010 SH SOLE 9010 0 0 Amgen COM 031162100 205 1798 SH SOLE 1798 0 0 Anadarko Pete Corp Com COM 032511107 10245 129160 SH SOLE 129160 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 1653 15530 SH SOLE 15530 0 0 Annaly Mortgage Management COM 035710409 248 24825 SH SOLE 24825 0 0 Apache Corp. COM 037411105 2234 25990 SH SOLE 25990 0 0 Apple Inc Com COM 037833100 26879 47910 SH SOLE 47910 0 0 AT&T, Inc. COM 00206r102 10335 293948 SH SOLE 293948 0 0 Atmos Energy Corp COM 049560105 250 5500 SH SOLE 5500 0 0 Automatic Data Processing COM 053015103 889 10998 SH SOLE 10998 0 0 Bank of America Corp. COM 060505104 2095 134564 SH SOLE 134564 0 0 BB&T Corporation COM 054937107 441 11830 SH SOLE 11830 0 0 Becton, Dickinson Co COM 075887109 315 2850 SH SOLE 2850 0 0 Berkshire Hathaway Inc. Class COM 084670702 1932 16296 SH SOLE 16296 0 0 Biogen Idec Inc. COM 09062x103 203 725 SH SOLE 725 0 0 Boeing Corp. COM 097023105 6794 49775 SH SOLE 49775 0 0 Bombardier Inc. Class A (BDRB COM 097751200 57 13225 SH SOLE 13225 0 0 Boulder Brands Inc. COM 101405108 1330 83885 SH SOLE 83885 0 0 BP Amoco PLC - Spons ADR COM 055622104 1020 20988 SH SOLE 20988 0 0 Bristol Myers Squibb Co COM 110122108 638 12013 SH SOLE 12013 0 0 Cabot Corp. COM 127055101 7008 136337 SH SOLE 136337 0 0 Canadian National Railway Co. COM 136375102 9488 166392 SH SOLE 166392 0 0 Canadian Pacific Railway Ltd. COM 13645t100 384 2540 SH SOLE 2540 0 0 Cardno Ltd. (coldf) COM Q2097C105 107 17300 SH SOLE 17300 0 0 Caterpillar COM 149123101 903 9943 SH SOLE 9943 0 0 Chart Industries, Inc. COM 16115q308 238 2485 SH SOLE 2485 0 0 Chesapeake Energy Corp. COM 165167107 259 9552 SH SOLE 9552 0 0 ChevronTexaco Corporation COM 166764100 9903 79284 SH SOLE 79284 0 0 Chicago Bridge & Iron NY SHR COM 167250109 994 11960 SH SOLE 11960 0 0 Chubb Corp. COM 171232101 1537 15911 SH SOLE 15911 0 0 Cisco Systems, Inc. COM 17275R102 9764 435294 SH SOLE 435294 0 0 Citigroup, Inc. COM 172967424 577 11076 SH SOLE 11076 0 0 Citrix Sys Inc Com COM 177376100 1070 16920 SH SOLE 16920 0 0 Coca Cola Company COM 191216100 12737 308331 SH SOLE 308331 0 0 Cohen and Steers Infrasstructu COM 19248a109 1661 80625 SH SOLE 80625 0 0 Colgate-Palmolive Co. COM 194162103 4345 66635 SH SOLE 66635 0 0 Comcast Corporation - Class A COM 20030N101 355 6825 SH SOLE 6825 0 0 Conagra Foods Inc Com COM 205887102 511 15175 SH SOLE 15175 0 0 ConocoPhillips COM 20825C104 6250 88460 SH SOLE 88460 0 0 Corning Inc Com COM 219350105 668 37514 SH SOLE 37514 0 0 Costco Wholesale Corp. COM 22160K105 971 8162 SH SOLE 8162 0 0 Covance, Inc. COM 222816100 273 3100 SH SOLE 3100 0 0 Covidien PLC COM G2554F113 1458 21409 SH SOLE 21409 0 0 Danaher Corp COM 235851102 319 4131 SH SOLE 4131 0 0 Deltic Timber Corporation COM 247850100 650 9570 SH SOLE 9570 0 0 Dicks Sporting Goods Inc COM 253393102 734 12640 SH SOLE 12640 0 0 Diebold, Inc. COM 253651103 1472 44605 SH SOLE 44605 0 0 Digital Realty Trust, Inc. COM 253868103 469 9545 SH SOLE 9545 0 0 Dixie Group, Inc. COM 255519100 145 11000 SH SOLE 11000 0 0 Dollar General COM 256677105 274 4550 SH SOLE 4550 0 0 Dominion Res Inc VA New COM 25746U109 1683 26014 SH SOLE 26014 0 0 Dover Corp. COM 260003108 934 9675 SH SOLE 9675 0 0 Dow Chem Company COM 260543103 8490 191205 SH SOLE 191205 0 0 Duke Energy Corp. COM 26441C204 2691 39001 SH SOLE 39001 0 0 DuPont (EI) deNemours COM 263534109 2456 37796 SH SOLE 37796 0 0 Eaton Corp. PLC COM G29183103 3980 52285 SH SOLE 52285 0 0 Eli Lilly COM 532457108 723 14186 SH SOLE 14186 0 0 Emerson Elec Co Com COM 291011104 4881 69552 SH SOLE 69552 0 0 Energy Select Sector SPDR COM 81369y506 451 5090 SH SOLE 5090 0 0 Enterprise Products Partners COM 293792107 306 4617 SH SOLE 4617 0 0 Express Scripts Holding Co. COM 30219g108 1494 21268 SH SOLE 21268 0 0 Exxon Mobil Corporation COM 30231G102 18211 179949 SH SOLE 179949 0 0 EZU IShares MSCI EMU COM 464286608 1412 34125 SH SOLE 34125 0 0 Financial Select Sector SPDR ( COM 81369y605 760 34745 SH SOLE 34745 0 0 First Horizon National Corp. COM 320517105 827 70959 SH SOLE 70959 0 0 First Republic Bank COM 33616c100 2472 47225 SH SOLE 47225 0 0 First Security Group Inc. COM 336312202 48 20834 SH SOLE 20834 0 0 Ford Motor Company COM 345370860 3339 216365 SH SOLE 216365 0 0 Freeport-McMoran Copper COM 35671D857 7602 201424 SH SOLE 201424 0 0 Fresh Market Inc. COM 35804H106 699 17260 SH SOLE 17260 0 0 General Dynamics COM 369550108 376 3940 SH SOLE 3940 0 0 General Electric Corp. COM 369604103 15719 560787 SH SOLE 560787 0 0 General Mills COM 370334104 1491 29870 SH SOLE 29870 0 0 General Motors COM 37045V100 358 8769 SH SOLE 8769 0 0 GlaxoSmithkline PLC ADR COM 37733W105 213 3982 SH SOLE 3982 0 0 Goldman Sachs Group, Inc. COM 38141G104 374 2109 SH SOLE 2109 0 0 Google Inc Cl A COM 38259p508 6276 5600 SH SOLE 5600 0 0 Government Properties Income COM 38376a103 3647 146774 SH SOLE 146774 0 0 Guggenheim Spin-Off ETF COM 18383m605 565 12545 SH SOLE 12545 0 0 Health Care Select Sector COM 81369y209 1307 23569 SH SOLE 23569 0 0 Healthcare Realty Trust Inc. COM 421946104 316 14825 SH SOLE 14825 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 7360 330775 SH SOLE 330775 0 0 Home Depot COM 437076102 2792 33910 SH SOLE 33910 0 0 Honeywell International, Inc. COM 438516106 7855 85965 SH SOLE 85965 0 0 I Shares Inc MSCI Hong Kong In COM 464286871 254 12325 SH SOLE 12325 0 0 I Shares Transportation Index COM 464287192 915 6935 SH SOLE 6935 0 0 IDEXX Labs Inc COM 45168D104 349 3280 SH SOLE 3280 0 0 Illinois Tool Works COM 452308109 738 8775 SH SOLE 8775 0 0 Industrial Select Spdr COM 81369y704 328 6282 SH SOLE 6282 0 0 Intel Corporation COM 458140100 9423 363052 SH SOLE 363052 0 0 International Business Machine COM 459200101 3612 19255 SH SOLE 19255 0 0 International Game Technology COM 459902102 184 10150 SH SOLE 10150 0 0 International Paper COM 460146103 552 11258 SH SOLE 11258 0 0 Iron Mountain, Inc. COM 462846106 829 27300 SH SOLE 27300 0 0 iShares COMEX Gold Trust COM 464285105 271 23230 SH SOLE 23230 0 0 IShares Core S&P 500 Index Fun COM 464287200 807 4345 SH SOLE 4345 0 0 IShares Core S&P Midcap 400 In COM 464287507 1598 11941 SH SOLE 11941 0 0 IShares DJ US Financial Sect COM 464287788 9277 115730 SH SOLE 115730 0 0 IShares DJ US Financial Servic COM 464287770 954 11395 SH SOLE 11395 0 0 IShares DJ US Real Estate COM 464287739 504 7995 SH SOLE 7995 0 0 Ishares Dow Jones Select Divid COM 464287168 1088 15255 SH SOLE 15255 0 0 iShares Dow Jones U.S. Technol COM 464287721 461 5210 SH SOLE 5210 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1703 14420 SH SOLE 14420 0 0 iShares Dow Jones US Regional COM 464288778 293 8875 SH SOLE 8875 0 0 iShares High Dividend Equity F COM 46429b663 1697 24162 SH SOLE 24162 0 0 iShares MSCI Brazil Index Fund COM 464286400 959 21458 SH SOLE 21458 0 0 iShares MSCI Canada (ewc) COM 464286509 1270 43560 SH SOLE 43560 0 0 IShares MSCI EAFE Growth Index COM 464288885 665 9310 SH SOLE 9310 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 1914 28522 SH SOLE 28522 0 0 IShares MSCI Emergin Mkt COM 464287234 1856 44416 SH SOLE 44416 0 0 IShares MSCI Germany Index (ew COM 464286806 882 27764 SH SOLE 27764 0 0 Ishares MSCI Pacific Ex Japan COM 464286665 270 5779 SH SOLE 5779 0 0 IShares MSCI South Korea COM 464286772 905 13990 SH SOLE 13990 0 0 Ishares Russell 2000 COM 464287655 210 1819 SH SOLE 1819 0 0 Ishares Russell 3000 Index (IW COM 464287689 913 8250 SH SOLE 8250 0 0 IShares S&P Europe 350 COM 464287861 363 7645 SH SOLE 7645 0 0 Ishares S&P Global Tech Sector COM 464287291 7624 91533 SH SOLE 91533 0 0 Ishares S&P North American Tec COM 464287549 297 3319 SH SOLE 3319 0 0 IShares S&P Smallcap 600 COM 464287804 297 2720 SH SOLE 2720 0 0 John Hancock Bk & Thrift Opp F COM 409735206 8858 376150 SH SOLE 376150 0 0 Johnson and Johnson COM 478160104 9730 106235 SH SOLE 106235 0 0 Johnson Controls Inc. COM 478366107 2293 44705 SH SOLE 44705 0 0 JP Morgan Chase & Co Com COM 46625H100 7873 134625 SH SOLE 134625 0 0 Kayne Anderson Midstream/Energ COM 48661e108 2781 80805 SH SOLE 80805 0 0 KBW Regional Banking Index COM 78464a698 1864 45900 SH SOLE 45900 0 0 Kimberly-Clark COM 494368103 7921 75829 SH SOLE 75829 0 0 Kinder Morgan Energy Partners COM 494550106 642 7965 SH SOLE 7965 0 0 Kinder Morgan, Inc COM 49456b101 4278 118828 SH SOLE 118828 0 0 Kraft Foods Group, Inc. COM 50076Q106 520 9640 SH SOLE 9640 0 0 Lockheed Martin Corporation COM 539830109 217 1457 SH SOLE 1457 0 0 Lowe's Companies COM 548661107 1922 38790 SH SOLE 38790 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 5439 99932 SH SOLE 99932 0 0 Macy's Inc. COM 55616p104 5337 99941 SH SOLE 99941 0 0 Market Vectors Agribusiness ET COM 57060u605 773 14183 SH SOLE 14183 0 0 Marriott International Inc. Cl COM 571903202 887 17967 SH SOLE 17967 0 0 MasterCard Inc. - Class A COM 57636Q104 852 1020 SH SOLE 1020 0 0 McDonald's Corp. COM 580135101 2201 22679 SH SOLE 22679 0 0 MeadWestvaco Corporation COM 583334107 3772 102126 SH SOLE 102126 0 0 Merck & Co., Inc. COM 58933y105 9501 189822 SH SOLE 189822 0 0 Microsoft, Inc. COM 594918104 5827 155761 SH SOLE 155761 0 0 Mohawk Industries COM 608190104 850 5707 SH SOLE 5707 0 0 Mondelez International Inc. (A COM 609207105 213 6035 SH SOLE 6035 0 0 Morgan Stanley China A. Share COM 617468103 626 26280 SH SOLE 26280 0 0 Morgan Stanley Com New COM 617446448 1073 34230 SH SOLE 34230 0 0 NCR Corp. COM 62886E108 1974 57963 SH SOLE 57963 0 0 Nestle SA Spons ADR for REG COM 641069406 1410 19203 SH SOLE 19203 0 0 NextEra Energy, Inc. COM 65339f101 7516 87787 SH SOLE 87787 0 0 Nike Inc. Class B COM 654106103 5623 71508 SH SOLE 71508 0 0 Nokia Corp - ADR COM 654902204 1918 236485 SH SOLE 236485 0 0 Nordstrom, Inc. COM 655664100 1471 23797 SH SOLE 23797 0 0 Norfolk Southern Corp. COM 655844108 4253 45820 SH SOLE 45820 0 0 Northrop Grumman Corp. COM 666807102 608 5304 SH SOLE 5304 0 0 Novartis A G Sponsored ADR COM 66987V109 9347 116288 SH SOLE 116288 0 0 Nu Skin Enterprises Inc A COM 67018T105 366 2650 SH SOLE 2650 0 0 Nuance Communications, Inc. COM 67020y100 869 57140 SH SOLE 57140 0 0 Nucor Corp COM 670346105 1136 21290 SH SOLE 21290 0 0 Occidental Pete Corp Del Com COM 674599105 5266 55369 SH SOLE 55369 0 0 Oracle Systems Corp COM 68389X105 1091 28520 SH SOLE 28520 0 0 Pepsico COM 713448108 6252 75380 SH SOLE 75380 0 0 Perrigo Co. PLC COM G97822103 947 6170 SH SOLE 6170 0 0 Pfizer COM 717081103 5445 177758 SH SOLE 177758 0 0 Philip Morris International, I COM 718172109 1242 14254 SH SOLE 14254 0 0 Phillips 66 COM 718546104 6963 90280 SH SOLE 90280 0 0 Plum Creek Timber Company COM 729251108 915 19675 SH SOLE 19675 0 0 Potlatch Corporation COM 737630103 516 12370 SH SOLE 12370 0 0 Powershares ETF Trust Water Re COM 73935X575 267 10185 SH SOLE 10185 0 0 Powershares FTSE RAFI US 1000 COM 73935X583 1170 14101 SH SOLE 14101 0 0 Powershares Inter DVD Achiev ( COM 73935x716 206 11205 SH SOLE 11205 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 824 9370 SH SOLE 9370 0 0 Praxair COM 74005P104 2572 19778 SH SOLE 19778 0 0 PriceLine.Com Inc COM 741503403 232 200 SH SOLE 200 0 0 Procter and Gamble COM 742718109 3627 44555 SH SOLE 44555 0 0 Proshares S&P Emerging Markets COM 73937b662 312 11230 SH SOLE 11230 0 0 Protective Life Corp COM 743674103 811 16000 SH SOLE 16000 0 0 Prudential Financial, Inc. COM 744320102 2714 29425 SH SOLE 29425 0 0 Qualcomm, Inc. COM 747525103 10808 145568 SH SOLE 145568 0 0 Regions Financial Corp. COM 7591ep100 1790 180997 SH SOLE 180997 0 0 Republic Svcs Inc Com COM 760759100 1109 33400 SH SOLE 33400 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 5070 72375 SH SOLE 72375 0 0 Rock-Tenn Co. COM 772739207 2635 25091 SH SOLE 25091 0 0 Royal Bank of Canada COM 780087102 470 6985 SH SOLE 6985 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 1150 16142 SH SOLE 16142 0 0 S & P 500 Depositary Receipt ( COM 78462F103 7116 38531 SH SOLE 38531 0 0 Sanofi-Aventis - ADR COM 80105n105 350 6535 SH SOLE 6535 0 0 Schlumberger, Ltd. COM 806857108 2142 23768 SH SOLE 23768 0 0 Schwab US Dividend Equity ETF COM 808524797 215 5863 SH SOLE 5863 0 0 Scripps Networks Interactive COM 811065101 507 5864 SH SOLE 5864 0 0 Sempra Energy COM 816851109 257 2858 SH SOLE 2858 0 0 Sirona Dental Systems Inc. COM 82966c103 5173 73695 SH SOLE 73695 0 0 Southern Co. 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