0001044905-15-000001.txt : 20150121
0001044905-15-000001.hdr.sgml : 20150121
20150121162509
ACCESSION NUMBER: 0001044905-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150121
DATE AS OF CHANGE: 20150121
EFFECTIVENESS DATE: 20150121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN
CENTRAL INDEX KEY: 0001044905
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06515
FILM NUMBER: 15538846
BUSINESS ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
BUSINESS PHONE: 4237563480
MAIL ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001044905
XXXXXXXX
12-31-2014
12-31-2014
PATTEN & PATTEN INC/TN
520 LOOKOUT STREET
CHATTANOOGA
TN
37403
13F HOLDINGS REPORT
028-06515
N
W. A. Bryan Patten
CEO
423 756 3480
W. A. Bryan Patten
Chattanooga
TN
01-21-2015
0
208
661582
false
INFORMATION TABLE
2
13F123114.xml
PATTEN AND PATTEN DISCRETIONARY PORTFOLIOS
3M Co.
COM
88579Y101
10676
64973
SH
SOLE
64973
0
0
A.O. Smith Corp.
COM
831865209
11448
202950
SH
SOLE
202950
0
0
Abbott Laboratories
COM
002824100
756
16802
SH
SOLE
16802
0
0
AbbVie Inc.
COM
00287y109
10724
163882
SH
SOLE
163882
0
0
Actinium Pharmaceuticals, Inc.
COM
00507w107
359
61000
SH
SOLE
61000
0
0
Adobe Sys Inc Com
COM
00724F101
233
3200
SH
SOLE
3200
0
0
Air Products and Chemical Co.
COM
009158106
465
3224
SH
SOLE
3224
0
0
Allscripts Healthcare Solution
COM
01988p108
851
66615
SH
SOLE
66615
0
0
ALPS Trust Alerian MLP ETF
COM
00162q866
15971
911561
SH
SOLE
911561
0
0
Altria Group, Inc.
COM
02209S103
6400
129905
SH
SOLE
129905
0
0
Ambarella Inc.
COM
G037AX101
456
9000
SH
SOLE
9000
0
0
American Express
COM
025816109
8320
89420
SH
SOLE
89420
0
0
American International Group I
COM
026874784
10246
182935
SH
SOLE
182935
0
0
American Water Works, Inc.
COM
030420103
230
4310
SH
SOLE
4310
0
0
Amgen
COM
031162100
493
3098
SH
SOLE
3098
0
0
Anadarko Pete Corp Com
COM
032511107
8611
104374
SH
SOLE
104374
0
0
Anheuser-Busch InBev SPN ADR
COM
03524A108
2992
26640
SH
SOLE
26640
0
0
Annaly Mortgage Management
COM
035710409
251
23235
SH
SOLE
23235
0
0
Apache Corp.
COM
037411105
666
10620
SH
SOLE
10620
0
0
Apple Inc Com
COM
037833100
34516
312702
SH
SOLE
312702
0
0
Ashland, Inc.
COM
044209104
6041
50442
SH
SOLE
50442
0
0
AT&T, Inc.
COM
00206r102
8471
252194
SH
SOLE
252194
0
0
Automatic Data Processing
COM
053015103
733
8798
SH
SOLE
8798
0
0
Bank of America Corp.
COM
060505104
2598
145233
SH
SOLE
145233
0
0
BB&T Corporation
COM
054937107
258
6632
SH
SOLE
6632
0
0
Becton, Dickinson Co
COM
075887109
216
1550
SH
SOLE
1550
0
0
Berkshire Hathaway Inc. Class
COM
084670702
600
3999
SH
SOLE
3999
0
0
Boeing Corp.
COM
097023105
1534
11805
SH
SOLE
11805
0
0
Bombardier Inc. Class B (BDRB
COM
097751200
308
86000
SH
SOLE
86000
0
0
BP Amoco PLC - Spons ADR
COM
055622104
749
19647
SH
SOLE
19647
0
0
Bristol Myers Squibb Co
COM
110122108
1200
20336
SH
SOLE
20336
0
0
Cabot Corp.
COM
127055101
5221
119034
SH
SOLE
119034
0
0
California Resources Corp.
COM
13057Q107
83
15014
SH
SOLE
15014
0
0
Canadian National Railway Co.
COM
136375102
8943
129835
SH
SOLE
129835
0
0
Caterpillar
COM
149123101
520
5680
SH
SOLE
5680
0
0
Celgene Corp.
COM
151020104
3535
31600
SH
SOLE
31600
0
0
Chart Industries, Inc.
COM
16115q308
400
11705
SH
SOLE
11705
0
0
ChevronTexaco Corporation
COM
166764100
6679
59536
SH
SOLE
59536
0
0
Chicago Bridge & Iron NY SHR
COM
167250109
622
14815
SH
SOLE
14815
0
0
Chubb Corp.
COM
171232101
662
6400
SH
SOLE
6400
0
0
Cisco Systems, Inc.
COM
17275R102
5428
195142
SH
SOLE
195142
0
0
Citigroup, Inc.
COM
172967424
1177
21747
SH
SOLE
21747
0
0
Citrix Sys Inc Com
COM
177376100
1057
16562
SH
SOLE
16562
0
0
Coca Cola Company
COM
191216100
7608
180194
SH
SOLE
180194
0
0
Cohen and Steers Infrasstructu
COM
19248a109
1315
57875
SH
SOLE
57875
0
0
Colgate-Palmolive Co.
COM
194162103
3404
49194
SH
SOLE
49194
0
0
Conagra Foods Inc Com
COM
205887102
537
14800
SH
SOLE
14800
0
0
ConocoPhillips
COM
20825C104
6592
95448
SH
SOLE
95448
0
0
Corning Inc Com
COM
219350105
258
11242
SH
SOLE
11242
0
0
Costco Wholesale Corp.
COM
22160K105
3032
21387
SH
SOLE
21387
0
0
Cummins Inc.
COM
231021106
1567
10870
SH
SOLE
10870
0
0
CVS/Caremark Corp.
COM
126650100
209
2174
SH
SOLE
2174
0
0
Danaher Corp
COM
235851102
240
2800
SH
SOLE
2800
0
0
Delta Airlines
COM
247361702
971
19735
SH
SOLE
19735
0
0
Dicks Sporting Goods Inc
COM
253393102
220
4425
SH
SOLE
4425
0
0
Diebold, Inc.
COM
253651103
1067
30810
SH
SOLE
30810
0
0
Dixie Group, Inc.
COM
255519100
200
21800
SH
SOLE
21800
0
0
Dominion Res Inc VA New
COM
25746U109
1483
19286
SH
SOLE
19286
0
0
Dover Corp.
COM
260003108
372
5185
SH
SOLE
5185
0
0
Dow Chem Company
COM
260543103
7014
153782
SH
SOLE
153782
0
0
Duke Energy Corp.
COM
26441C204
2977
35634
SH
SOLE
35634
0
0
DuPont (EI) deNemours
COM
263534109
2034
27510
SH
SOLE
27510
0
0
Eaton Corp. PLC
COM
G29183103
3419
50310
SH
SOLE
50310
0
0
eBay, Inc.
COM
278642103
5453
97162
SH
SOLE
97162
0
0
Eli Lilly
COM
532457108
714
10351
SH
SOLE
10351
0
0
Emerson Elec Co Com
COM
291011104
3681
59629
SH
SOLE
59629
0
0
Energy Select Sector SPDR
COM
81369y506
414
5225
SH
SOLE
5225
0
0
Enterprise Products Partners
COM
293792107
231
6400
SH
SOLE
6400
0
0
Express Scripts Holding Co.
COM
30219g108
1724
20366
SH
SOLE
20366
0
0
Exxon Mobil Corporation
COM
30231G102
12410
134234
SH
SOLE
134234
0
0
Facebook Inc. A
COM
30303M102
215
2750
SH
SOLE
2750
0
0
FEDEX Corporation
COM
31428X106
283
1627
SH
SOLE
1627
0
0
Financial Select Sector SPDR (
COM
81369y605
833
33675
SH
SOLE
33675
0
0
First Horizon National Corp.
COM
320517105
167
12283
SH
SOLE
12283
0
0
Ford Motor Company
COM
345370860
381
24612
SH
SOLE
24612
0
0
Freeport-McMoran Copper
COM
35671D857
1333
57046
SH
SOLE
57046
0
0
Fresh Market Inc.
COM
35804H106
210
5100
SH
SOLE
5100
0
0
General Electric Corp.
COM
369604103
13216
522975
SH
SOLE
522975
0
0
General Mills
COM
370334104
486
9118
SH
SOLE
9118
0
0
General Motors
COM
37045V100
7589
217387
SH
SOLE
217387
0
0
Google Inc Cl A
COM
38259p508
2723
5131
SH
SOLE
5131
0
0
Google Inc Cl C
COM
38259p706
2822
5361
SH
SOLE
5361
0
0
Government Properties Income
COM
38376a103
2110
91688
SH
SOLE
91688
0
0
Halyard Health Inc.
COM
40650v100
219
4809
SH
SOLE
4809
0
0
Health Care Select Sector
COM
81369y209
1549
22656
SH
SOLE
22656
0
0
Healthcare Realty Trust Inc.
COM
421946104
635
23225
SH
SOLE
23225
0
0
Hilton Worldwide Holdings Inc.
COM
43300A104
9361
358785
SH
SOLE
358785
0
0
Home Depot
COM
437076102
2777
26460
SH
SOLE
26460
0
0
Honeywell International, Inc.
COM
438516106
7421
74272
SH
SOLE
74272
0
0
I Shares Transportation Index
COM
464287192
1066
6500
SH
SOLE
6500
0
0
Illinois Tool Works
COM
452308109
758
8000
SH
SOLE
8000
0
0
Industrial Select Spdr
COM
81369y704
491
8675
SH
SOLE
8675
0
0
Intel Corporation
COM
458140100
9833
270967
SH
SOLE
270967
0
0
International Business Machine
COM
459200101
1607
10017
SH
SOLE
10017
0
0
International Paper
COM
460146103
298
5560
SH
SOLE
5560
0
0
Iron Mountain, Inc.
COM
462846106
663
17152
SH
SOLE
17152
0
0
IShares Core S&P 500 Index Fun
COM
464287200
528
2551
SH
SOLE
2551
0
0
IShares DJ US Financial Sect
COM
464287788
10190
112975
SH
SOLE
112975
0
0
IShares DJ US Financial Servic
COM
464287770
1142
12440
SH
SOLE
12440
0
0
IShares DJ US Real Estate
COM
464287739
357
4645
SH
SOLE
4645
0
0
Ishares Dow Jones Select Divid
COM
464287168
749
9427
SH
SOLE
9427
0
0
IShares Dow Jones U.S. Industr
COM
464287754
220
2068
SH
SOLE
2068
0
0
iShares Dow Jones U.S. Technol
COM
464287721
403
3860
SH
SOLE
3860
0
0
IShares Dow Jones US Pharmaceu
COM
464288836
1950
12880
SH
SOLE
12880
0
0
iShares Dow Jones US Regional
COM
464288778
315
9010
SH
SOLE
9010
0
0
iShares High Dividend Equity F
COM
46429b663
785
10253
SH
SOLE
10253
0
0
iShares MSCI Brazil Index Fund
COM
464286400
402
10992
SH
SOLE
10992
0
0
IShares MSCI EAFE Growth Index
COM
464288885
261
3964
SH
SOLE
3964
0
0
IShares MSCI EAFE Index Fund (
COM
464287465
323
5305
SH
SOLE
5305
0
0
IShares MSCI Emergin Mkt
COM
464287234
1380
35131
SH
SOLE
35131
0
0
IShares MSCI Emerging Market
COM
464286533
1470
25965
SH
SOLE
25965
0
0
IShares MSCI South Korea
COM
464286772
812
14680
SH
SOLE
14680
0
0
Ishares S&P Global Tech Sector
COM
464287291
9058
95473
SH
SOLE
95473
0
0
John Hancock Bk & Thrift Opp F
COM
409735206
8081
343000
SH
SOLE
343000
0
0
Johnson and Johnson
COM
478160104
9831
94010
SH
SOLE
94010
0
0
Johnson Controls Inc.
COM
478366107
1867
38615
SH
SOLE
38615
0
0
JP Morgan Chase & Co Com
COM
46625H100
6907
110378
SH
SOLE
110378
0
0
Kayne Anderson Midstream/Energ
COM
48661e108
2763
81170
SH
SOLE
81170
0
0
KBW Regional Banking Index
COM
78464a698
1718
42205
SH
SOLE
42205
0
0
Kimberly-Clark
COM
494368103
5195
44964
SH
SOLE
44964
0
0
Kinder Morgan, Inc
COM
49456b101
7502
177311
SH
SOLE
177311
0
0
Lockheed Martin Corporation
COM
539830109
223
1157
SH
SOLE
1157
0
0
Lowe's Companies
COM
548661107
2466
35840
SH
SOLE
35840
0
0
Macquarie Infrastr Co LLC Memb
COM
55608B105
6160
86648
SH
SOLE
86648
0
0
Macy's Inc.
COM
55616p104
5780
87915
SH
SOLE
87915
0
0
Marriott International Inc. Cl
COM
571903202
382
4894
SH
SOLE
4894
0
0
MasterCard Inc. - Class A
COM
57636Q104
646
7500
SH
SOLE
7500
0
0
McDonald's Corp.
COM
580135101
1047
11175
SH
SOLE
11175
0
0
MeadWestvaco Corporation
COM
583334107
676
15235
SH
SOLE
15235
0
0
Merck & Co., Inc.
COM
58933y105
9349
164632
SH
SOLE
164632
0
0
Microsoft, Inc.
COM
594918104
6587
141816
SH
SOLE
141816
0
0
MiMedx Group, Inc.
COM
602496101
238
20600
SH
SOLE
20600
0
0
Mohawk Industries
COM
608190104
948
6103
SH
SOLE
6103
0
0
Morgan Stanley China A. Share
COM
617468103
787
25930
SH
SOLE
25930
0
0
Morgan Stanley Com New
COM
617446448
4191
108005
SH
SOLE
108005
0
0
NCR Corp.
COM
62886E108
1929
66195
SH
SOLE
66195
0
0
Nestle SA Spons ADR for REG
COM
641069406
1363
18686
SH
SOLE
18686
0
0
NextEra Energy, Inc.
COM
65339f101
7427
69871
SH
SOLE
69871
0
0
Nike Inc. Class B
COM
654106103
4860
50549
SH
SOLE
50549
0
0
Nokia Corp - ADR
COM
654902204
5186
659830
SH
SOLE
659830
0
0
Nordstrom, Inc.
COM
655664100
462
5825
SH
SOLE
5825
0
0
Norfolk Southern Corp.
COM
655844108
3933
35884
SH
SOLE
35884
0
0
Northrop Grumman Corp.
COM
666807102
502
3404
SH
SOLE
3404
0
0
Novartis A G Sponsored ADR
COM
66987V109
8604
92855
SH
SOLE
92855
0
0
Novo-Nordisk A/S Spons ADR
COM
670100205
1099
25975
SH
SOLE
25975
0
0
Nuance Communications, Inc.
COM
67020y100
153
10715
SH
SOLE
10715
0
0
Nucor Corp
COM
670346105
739
15065
SH
SOLE
15065
0
0
Occidental Pete Corp Del Com
COM
674599105
3052
37863
SH
SOLE
37863
0
0
Oracle Systems Corp
COM
68389X105
1036
23037
SH
SOLE
23037
0
0
Pepsico
COM
713448108
5390
57001
SH
SOLE
57001
0
0
Pfizer
COM
717081103
6157
197659
SH
SOLE
197659
0
0
Philip Morris International, I
COM
718172109
818
10047
SH
SOLE
10047
0
0
Phillips 66
COM
718546104
1441
20102
SH
SOLE
20102
0
0
Plum Creek Timber Company
COM
729251108
650
15195
SH
SOLE
15195
0
0
Powershares ETF Trust Water Re
COM
73935X575
262
10165
SH
SOLE
10165
0
0
Powershares QQQ NASDAQ 100
COM
73935a104
369
3577
SH
SOLE
3577
0
0
Praxair
COM
74005P104
1366
10546
SH
SOLE
10546
0
0
Procter and Gamble
COM
742718109
3470
38090
SH
SOLE
38090
0
0
Prudential Financial, Inc.
COM
744320102
1727
19095
SH
SOLE
19095
0
0
Qualcomm, Inc.
COM
747525103
8925
120068
SH
SOLE
120068
0
0
Regions Financial Corp.
COM
7591ep100
1427
135097
SH
SOLE
135097
0
0
Republic Svcs Inc Com
COM
760759100
1075
26712
SH
SOLE
26712
0
0
Roche Hldg LTD Sponsored ADR
COM
771195104
3967
116703
SH
SOLE
116703
0
0
Rock-Tenn Co.
COM
772739207
16960
278116
SH
SOLE
278116
0
0
Royal Bank of Canada
COM
780087102
482
6985
SH
SOLE
6985
0
0
Royal Dutch Shell PLC ADR A (R
COM
780259206
986
14720
SH
SOLE
14720
0
0
S & P 500 Depositary Receipt (
COM
78462F103
7588
36916
SH
SOLE
36916
0
0
Schlumberger, Ltd.
COM
806857108
1402
16412
SH
SOLE
16412
0
0
Sirona Dental Systems Inc.
COM
82966c103
5214
59675
SH
SOLE
59675
0
0
Skyworks Solutions, Inc.
COM
83088M102
640
8800
SH
SOLE
8800
0
0
Southern Co.
COM
842587107
245
4991
SH
SOLE
4991
0
0
SPDR Gold Trust
COM
78463v107
3958
34845
SH
SOLE
34845
0
0
SPDR S&P Biotech ETF (xbi)
COM
78464A870
1003
5380
SH
SOLE
5380
0
0
Spectra Energy Corp.
COM
847560109
719
19805
SH
SOLE
19805
0
0
Starbucks Corp.
COM
855244109
201
2449
SH
SOLE
2449
0
0
Suntrust Banks, Inc.
COM
867914103
3150
75174
SH
SOLE
75174
0
0
Target Corporation
COM
87612E106
226
2975
SH
SOLE
2975
0
0
Technology Select Sect Spdr (x
COM
81369y803
1060
25630
SH
SOLE
25630
0
0
Texas Instruments
COM
882508104
243
4545
SH
SOLE
4545
0
0
The Mosaic Company
COM
61945c103
900
19720
SH
SOLE
19720
0
0
Titan Medical Inc.
COM
88830X108
39
32775
SH
SOLE
32775
0
0
Toll Brothers Inc
COM
889478103
337
9820
SH
SOLE
9820
0
0
Tractor Supply Company
COM
892356106
12587
159692
SH
SOLE
159692
0
0
Trinity Industries, Inc.
COM
896522109
7938
283410
SH
SOLE
283410
0
0
Union Pacific
COM
907818108
480
4030
SH
SOLE
4030
0
0
United Technologies Corp Com
COM
913017109
16448
143030
SH
SOLE
143030
0
0
Unum Group Com
COM
91529Y106
4592
131653
SH
SOLE
131653
0
0
Utilities Select Sector SPDR F
COM
81369Y886
1329
28143
SH
SOLE
28143
0
0
Vanguard Emergin Market ETF
COM
922042858
568
14205
SH
SOLE
14205
0
0
Vanguard Large Cap VIPERS (VV)
COM
922908637
264
2800
SH
SOLE
2800
0
0
Vanguard REIT Index ETF
COM
922908553
509
6285
SH
SOLE
6285
0
0
Verifone Holdings Inc
COM
92342y109
355
9550
SH
SOLE
9550
0
0
Verizon Communications
COM
92343V104
4906
104876
SH
SOLE
104876
0
0
Visa, Inc. - Cl. A
COM
92826c839
5765
21986
SH
SOLE
21986
0
0
Vulcan Matls Co Com
COM
929160109
328
4989
SH
SOLE
4989
0
0
Wabtec Corporation
COM
929740108
258
2970
SH
SOLE
2970
0
0
Wal-Mart Stores
COM
931142103
987
11496
SH
SOLE
11496
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
7526
98762
SH
SOLE
98762
0
0
Walt Disney
COM
254687106
2017
21409
SH
SOLE
21409
0
0
Wells Fargo
COM
949746101
9665
176303
SH
SOLE
176303
0
0
Weyerhaeuser Co.
COM
962166104
15385
428682
SH
SOLE
428682
0
0
Whirlpool Corp.
COM
963320106
758
3910
SH
SOLE
3910
0
0
Williams Companies, Inc.
COM
969457100
311
6925
SH
SOLE
6925
0
0
Wisdom Tree Japan Hedge Equity
COM
97717W851
1454
29530
SH
SOLE
29530
0
0
Wisdomtree Europe Hedged Equit
COM
97717X701
5682
102165
SH
SOLE
102165
0
0
WisdomTree India Earnings Fund
COM
97717w422
3066
139027
SH
SOLE
139027
0
0
Yahoo! Inc.
COM
984332106
248
4905
SH
SOLE
4905
0
0
Zoetis, Inc.
COM
98978v103
1834
42627
SH
SOLE
42627
0
0