0001044905-14-000003.txt : 20140725 0001044905-14-000003.hdr.sgml : 20140725 20140725083414 ACCESSION NUMBER: 0001044905-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 EFFECTIVENESS DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 14992722 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 06-30-2014 06-30-2014 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 4237563480 W. A. Bryan Patten Chattanooga TN 06-30-2014 0 206 615131 false INFORMATION TABLE 2 inftable063014.xml 3M Co. COM 88579Y101 9677 67559 SH SOLE 67559 0 0 A.O. Smith Corp. COM 831865209 8472 170880 SH SOLE 170880 0 0 Abbott Laboratories COM 002824100 699 17102 SH SOLE 17102 0 0 AbbVie Inc. COM 00287y109 1777 31477 SH SOLE 31477 0 0 Actavis PLC COM G0083B108 508 2279 SH SOLE 2279 0 0 Adobe Sys Inc Com COM 00724F101 268 3700 SH SOLE 3700 0 0 Air Products and Chemical Co. COM 009158106 251 1954 SH SOLE 1954 0 0 Allscripts Healthcare Solution COM 01988p108 1432 89230 SH SOLE 89230 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 16677 877726 SH SOLE 877726 0 0 Altria Group, Inc. COM 02209S103 5965 142224 SH SOLE 142224 0 0 American Express COM 025816109 8116 85550 SH SOLE 85550 0 0 American International Group I COM 026874784 9644 176704 SH SOLE 176704 0 0 American Water Works, Inc. COM 030420103 213 4310 SH SOLE 4310 0 0 Anadarko Pete Corp Com COM 032511107 11076 101174 SH SOLE 101174 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 454 3950 SH SOLE 3950 0 0 Annaly Mortgage Management COM 035710409 276 24179 SH SOLE 24179 0 0 Apache Corp. COM 037411105 1059 10520 SH SOLE 10520 0 0 Apple Inc Com COM 037833100 27802 299170 SH SOLE 299170 0 0 Ashland, Inc. COM 044209104 1291 11875 SH SOLE 11875 0 0 AT&T, Inc. COM 00206r102 8772 248087 SH SOLE 248087 0 0 Automatic Data Processing COM 053015103 783 9873 SH SOLE 9873 0 0 Bank of America Corp. COM 060505104 1960 127518 SH SOLE 127518 0 0 BB&T Corporation COM 054937107 234 5924 SH SOLE 5924 0 0 Berkshire Hathaway Inc. Class COM 084670702 462 3649 SH SOLE 3649 0 0 Boeing Corp. COM 097023105 2940 23110 SH SOLE 23110 0 0 Bombardier Inc. Class B (BDRB COM 097751200 275 77950 SH SOLE 77950 0 0 Boulder Brands Inc. COM 101405108 640 45100 SH SOLE 45100 0 0 BP Amoco PLC - Spons ADR COM 055622104 994 18842 SH SOLE 18842 0 0 Bristol Myers Squibb Co COM 110122108 777 16026 SH SOLE 16026 0 0 Cabot Corp. COM 127055101 6639 114489 SH SOLE 114489 0 0 Canadian National Railway Co. COM 136375102 8851 136052 SH SOLE 136052 0 0 Caterpillar COM 149123101 575 5290 SH SOLE 5290 0 0 Chart Industries, Inc. COM 16115q308 740 8945 SH SOLE 8945 0 0 Cheniere Energy, Inc. COM 16411r208 1298 18110 SH SOLE 18110 0 0 ChevronTexaco Corporation COM 166764100 7735 59253 SH SOLE 59253 0 0 Chicago Bridge & Iron NY SHR COM 167250109 643 9425 SH SOLE 9425 0 0 Chubb Corp. COM 171232101 512 5560 SH SOLE 5560 0 0 Cisco Systems, Inc. COM 17275R102 5465 219908 SH SOLE 219908 0 0 Citigroup, Inc. COM 172967424 937 19886 SH SOLE 19886 0 0 Citrix Sys Inc Com COM 177376100 1026 16395 SH SOLE 16395 0 0 Coca Cola Company COM 191216100 7583 179022 SH SOLE 179022 0 0 Cohen and Steers Infrasstructu COM 19248a109 1828 74650 SH SOLE 74650 0 0 Colgate-Palmolive Co. COM 194162103 3255 47740 SH SOLE 47740 0 0 Comcast Corporation - Class A COM 20030N101 351 6534 SH SOLE 6534 0 0 Conagra Foods Inc Com COM 205887102 436 14675 SH SOLE 14675 0 0 ConocoPhillips COM 20825C104 8040 93786 SH SOLE 93786 0 0 Corning Inc Com COM 219350105 321 14642 SH SOLE 14642 0 0 Costco Wholesale Corp. COM 22160K105 737 6397 SH SOLE 6397 0 0 Cummins Inc. COM 231021106 820 5315 SH SOLE 5315 0 0 Danaher Corp COM 235851102 220 2800 SH SOLE 2800 0 0 Dicks Sporting Goods Inc COM 253393102 243 5225 SH SOLE 5225 0 0 Diebold, Inc. COM 253651103 1347 33535 SH SOLE 33535 0 0 Digital Realty Trust, Inc. COM 253868103 526 9020 SH SOLE 9020 0 0 Dollar General COM 256677105 258 4500 SH SOLE 4500 0 0 Dominion Res Inc VA New COM 25746U109 1272 17780 SH SOLE 17780 0 0 Dover Corp. COM 260003108 499 5485 SH SOLE 5485 0 0 Dow Chem Company COM 260543103 8739 169820 SH SOLE 169820 0 0 Duke Energy Corp. COM 26441C204 2479 33409 SH SOLE 33409 0 0 DuPont (EI) deNemours COM 263534109 1843 28160 SH SOLE 28160 0 0 Eaton Corp. PLC COM G29183103 2904 37620 SH SOLE 37620 0 0 eBay, Inc. COM 278642103 4520 90297 SH SOLE 90297 0 0 Eli Lilly COM 532457108 587 9442 SH SOLE 9442 0 0 Emerson Elec Co Com COM 291011104 3813 57464 SH SOLE 57464 0 0 Energy Select Sector SPDR COM 81369y506 464 4635 SH SOLE 4635 0 0 Enterprise Products Partners COM 293792107 289 3697 SH SOLE 3697 0 0 Express Scripts Holding Co. COM 30219g108 1403 20241 SH SOLE 20241 0 0 Exxon Mobil Corporation COM 30231G102 13300 132105 SH SOLE 132105 0 0 Financial Select Sector SPDR ( COM 81369y605 738 32450 SH SOLE 32450 0 0 First Horizon National Corp. COM 320517105 145 12264 SH SOLE 12264 0 0 Ford Motor Company COM 345370860 443 25718 SH SOLE 25718 0 0 Freeport-McMoran Copper COM 35671D857 4973 136234 SH SOLE 136234 0 0 Fresh Market Inc. COM 35804H106 400 11950 SH SOLE 11950 0 0 GasLog Ltd. COM G37585109 271 8500 SH SOLE 8500 0 0 General Electric Corp. COM 369604103 11763 447600 SH SOLE 447600 0 0 General Mills COM 370334104 1158 22042 SH SOLE 22042 0 0 General Motors COM 37045V100 7050 194202 SH SOLE 194202 0 0 Goldman Sachs Group, Inc. COM 38141G104 318 1900 SH SOLE 1900 0 0 Google Inc Cl A COM 38259p508 2992 5118 SH SOLE 5118 0 0 Google Inc Cl C COM 38259p706 2872 4993 SH SOLE 4993 0 0 Government Properties Income COM 38376a103 3039 119688 SH SOLE 119688 0 0 Guggenheim Solar Energy Index COM 18383Q739 245 5500 SH SOLE 5500 0 0 Health Care Select Sector COM 81369y209 1088 17884 SH SOLE 17884 0 0 Healthcare Realty Trust Inc. COM 421946104 451 17750 SH SOLE 17750 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 6984 299735 SH SOLE 299735 0 0 Home Depot COM 437076102 2574 31798 SH SOLE 31798 0 0 Honeywell International, Inc. COM 438516106 6714 72230 SH SOLE 72230 0 0 I Shares Inc MSCI Hong Kong In COM 464286871 231 11075 SH SOLE 11075 0 0 I Shares Transportation Index COM 464287192 892 6070 SH SOLE 6070 0 0 Illinois Tool Works COM 452308109 700 8000 SH SOLE 8000 0 0 Industrial Select Spdr COM 81369y704 342 6325 SH SOLE 6325 0 0 Intel Corporation COM 458140100 8720 282208 SH SOLE 282208 0 0 International Business Machine COM 459200101 1832 10104 SH SOLE 10104 0 0 International Paper COM 460146103 287 5680 SH SOLE 5680 0 0 Iron Mountain, Inc. COM 462846106 852 24025 SH SOLE 24025 0 0 IShares Core S&P 500 Index Fun COM 464287200 357 1811 SH SOLE 1811 0 0 IShares DJ US Financial Sect COM 464287788 9558 114960 SH SOLE 114960 0 0 IShares DJ US Financial Servic COM 464287770 1015 12020 SH SOLE 12020 0 0 IShares DJ US Real Estate COM 464287739 457 6370 SH SOLE 6370 0 0 Ishares Dow Jones Select Divid COM 464287168 669 8696 SH SOLE 8696 0 0 IShares Dow Jones U.S. Industr COM 464287754 214 2068 SH SOLE 2068 0 0 iShares Dow Jones U.S. Technol COM 464287721 374 3860 SH SOLE 3860 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1909 14130 SH SOLE 14130 0 0 iShares Dow Jones US Regional COM 464288778 289 8335 SH SOLE 8335 0 0 iShares GS Natural Resources F COM 464287374 213 4255 SH SOLE 4255 0 0 iShares High Dividend Equity F COM 46429b663 768 10189 SH SOLE 10189 0 0 iShares MSCI Brazil Index Fund COM 464286400 637 13327 SH SOLE 13327 0 0 IShares MSCI EAFE Growth Index COM 464288885 404 5580 SH SOLE 5580 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 305 4458 SH SOLE 4458 0 0 IShares MSCI Emergin Mkt COM 464287234 1661 38431 SH SOLE 38431 0 0 IShares MSCI Germany Index (ew COM 464286806 248 7925 SH SOLE 7925 0 0 Ishares MSCI Pacific Ex Japan COM 464286665 217 4409 SH SOLE 4409 0 0 IShares MSCI South Korea COM 464286772 888 13655 SH SOLE 13655 0 0 Ishares Nasdaq Biotech Index COM 464287556 218 850 SH SOLE 850 0 0 Ishares S&P Global Tech Sector COM 464287291 8130 91383 SH SOLE 91383 0 0 John Hancock Bk & Thrift Opp F COM 409735206 8155 352400 SH SOLE 352400 0 0 Johnson and Johnson COM 478160104 8660 82773 SH SOLE 82773 0 0 Johnson Controls Inc. COM 478366107 2135 42765 SH SOLE 42765 0 0 JP Morgan Chase & Co Com COM 46625H100 6194 107496 SH SOLE 107496 0 0 Kayne Anderson Midstream/Energ COM 48661e108 3358 82855 SH SOLE 82855 0 0 KBW Regional Banking Index COM 78464a698 1610 39920 SH SOLE 39920 0 0 Kimberly-Clark COM 494368103 5120 46038 SH SOLE 46038 0 0 Kinder Morgan Energy Partners COM 494550106 379 4611 SH SOLE 4611 0 0 Kinder Morgan, Inc COM 49456b101 4237 116839 SH SOLE 116839 0 0 Lowe's Companies COM 548661107 1534 31970 SH SOLE 31970 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 5279 84647 SH SOLE 84647 0 0 Macy's Inc. COM 55616p104 5814 100205 SH SOLE 100205 0 0 Market Vectors Agribusiness ET COM 57060u605 207 3770 SH SOLE 3770 0 0 Marriott International Inc. Cl COM 571903202 314 4894 SH SOLE 4894 0 0 MasterCard Inc. - Class A COM 57636Q104 551 7500 SH SOLE 7500 0 0 McDonald's Corp. COM 580135101 1483 14720 SH SOLE 14720 0 0 MeadWestvaco Corporation COM 583334107 2772 62630 SH SOLE 62630 0 0 Merck & Co., Inc. COM 58933y105 9578 165569 SH SOLE 165569 0 0 Microsoft, Inc. COM 594918104 5621 134793 SH SOLE 134793 0 0 MiMedx Group, Inc. COM 602496101 98 13800 SH SOLE 13800 0 0 Mohawk Industries COM 608190104 775 5603 SH SOLE 5603 0 0 Morgan Stanley China A. Share COM 617468103 569 25930 SH SOLE 25930 0 0 Morgan Stanley Com New COM 617446448 3489 107910 SH SOLE 107910 0 0 NCR Corp. COM 62886E108 4895 139505 SH SOLE 139505 0 0 Nestle SA Spons ADR for REG COM 641069406 1460 18801 SH SOLE 18801 0 0 NextEra Energy, Inc. COM 65339f101 7050 68793 SH SOLE 68793 0 0 Nike Inc. Class B COM 654106103 4932 63601 SH SOLE 63601 0 0 Nokia Corp - ADR COM 654902204 3319 438985 SH SOLE 438985 0 0 Nordstrom, Inc. COM 655664100 406 5975 SH SOLE 5975 0 0 Norfolk Southern Corp. COM 655844108 3519 34154 SH SOLE 34154 0 0 Northrop Grumman Corp. COM 666807102 407 3404 SH SOLE 3404 0 0 Novartis A G Sponsored ADR COM 66987V109 8371 92468 SH SOLE 92468 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 588 12740 SH SOLE 12740 0 0 Nuance Communications, Inc. COM 67020y100 559 29765 SH SOLE 29765 0 0 Nucor Corp COM 670346105 707 14365 SH SOLE 14365 0 0 Occidental Pete Corp Del Com COM 674599105 3769 36720 SH SOLE 36720 0 0 Oracle Systems Corp COM 68389X105 1007 24847 SH SOLE 24847 0 0 Pepsico COM 713448108 5033 56336 SH SOLE 56336 0 0 Pfizer COM 717081103 5575 187839 SH SOLE 187839 0 0 Philip Morris International, I COM 718172109 846 10030 SH SOLE 10030 0 0 Phillips 66 COM 718546104 7256 90220 SH SOLE 90220 0 0 Plum Creek Timber Company COM 729251108 795 17620 SH SOLE 17620 0 0 Powershares ETF Trust Water Re COM 73935X575 240 9015 SH SOLE 9015 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 326 3467 SH SOLE 3467 0 0 Praxair COM 74005P104 1414 10645 SH SOLE 10645 0 0 Procter and Gamble COM 742718109 2843 36175 SH SOLE 36175 0 0 Prudential Financial, Inc. COM 744320102 1739 19595 SH SOLE 19595 0 0 Qualcomm, Inc. COM 747525103 9478 119667 SH SOLE 119667 0 0 Regions Financial Corp. COM 7591ep100 1432 134857 SH SOLE 134857 0 0 Republic Svcs Inc Com COM 760759100 998 26287 SH SOLE 26287 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 4369 117127 SH SOLE 117127 0 0 Rock-Tenn Co. COM 772739207 2623 24841 SH SOLE 24841 0 0 Royal Bank of Canada COM 780087102 499 6985 SH SOLE 6985 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 1273 15459 SH SOLE 15459 0 0 S & P 500 Depositary Receipt ( COM 78462F103 6309 32234 SH SOLE 32234 0 0 Sanchez Energy Corp COM 79970Y105 376 10000 SH SOLE 10000 0 0 Schlumberger, Ltd. COM 806857108 1763 14947 SH SOLE 14947 0 0 Sirona Dental Systems Inc. COM 82966c103 5027 60960 SH SOLE 60960 0 0 Southwestern Energy Co COM 845467109 210 4625 SH SOLE 4625 0 0 SPDR Gold Trust COM 78463v107 5146 40190 SH SOLE 40190 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 496 3220 SH SOLE 3220 0 0 Spectra Energy Corp. COM 847560109 739 17406 SH SOLE 17406 0 0 Starbucks Corp. COM 855244109 211 2724 SH SOLE 2724 0 0 Suntrust Banks, Inc. COM 867914103 3066 76547 SH SOLE 76547 0 0 Target Corporation COM 87612E106 298 5150 SH SOLE 5150 0 0 Technology Select Sect Spdr (x COM 81369y803 1003 26155 SH SOLE 26155 0 0 Texas Instruments COM 882508104 234 4902 SH SOLE 4902 0 0 The Mosaic Company COM 61945c103 5342 108025 SH SOLE 108025 0 0 Toll Brothers Inc COM 889478103 763 20690 SH SOLE 20690 0 0 Tractor Supply Company COM 892356106 8860 146682 SH SOLE 146682 0 0 Trinity Industries, Inc. COM 896522109 14429 330040 SH SOLE 330040 0 0 Union Pacific COM 907818108 402 4030 SH SOLE 4030 0 0 United Technologies Corp Com COM 913017109 16553 143379 SH SOLE 143379 0 0 Unum Group Com COM 91529Y106 4579 131721 SH SOLE 131721 0 0 Utilities Select Sector SPDR F COM 81369Y886 1090 24620 SH SOLE 24620 0 0 Vanguard Emergin Market ETF COM 922042858 302 6995 SH SOLE 6995 0 0 Vanguard Large Cap VIPERS (VV) COM 922908637 252 2800 SH SOLE 2800 0 0 Vanguard REIT Index ETF COM 922908553 396 5290 SH SOLE 5290 0 0 Verizon Communications COM 92343V104 4938 100925 SH SOLE 100925 0 0 Visa, Inc. - Cl. A COM 92826c839 4442 21081 SH SOLE 21081 0 0 Vulcan Matls Co Com COM 929160109 318 4989 SH SOLE 4989 0 0 Wabtec Corporation COM 929740108 212 2570 SH SOLE 2570 0 0 Wal-Mart Stores COM 931142103 1034 13771 SH SOLE 13771 0 0 Walgreen Co. COM 931422109 6523 87997 SH SOLE 87997 0 0 Walt Disney COM 254687106 1798 20974 SH SOLE 20974 0 0 Wells Fargo COM 949746101 8768 166817 SH SOLE 166817 0 0 Weyerhaeuser Co. COM 962166104 12705 383942 SH SOLE 383942 0 0 Whirlpool Corp. COM 963320106 537 3860 SH SOLE 3860 0 0 Williams Companies, Inc. COM 969457100 357 6125 SH SOLE 6125 0 0 Wisdom Tree Japan Hedge Equity COM 97717W851 1039 21040 SH SOLE 21040 0 0 Wisdomtree Europe Hedged Equit COM 97717X701 4973 85103 SH SOLE 85103 0 0 Zoetis, Inc. COM 98978v103 1380 42776 SH SOLE 42776 0 0