0001044905-11-000003.txt : 20110722 0001044905-11-000003.hdr.sgml : 20110722 20110722142732 ACCESSION NUMBER: 0001044905-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110722 DATE AS OF CHANGE: 20110722 EFFECTIVENESS DATE: 20110722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 11982295 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 inftable.txt PATTEN AND PATTEN, INC. DISCRETIONARY ACCOUNTS FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 8641 91102 SH Sole 91102 Abbott Laboratories COM 002824100 984 18705 SH Sole 18705 Air Products and Chemical Co. COM 009158106 2981 31184 SH Sole 31184 ALCOA, Inc. COM 013817101 2635 166135 SH Sole 166135 Alerian MLP ETF COM 00162q866 7771 484485 SH Sole 484485 Allergan, Inc. COM 018490102 380 4568 SH Sole 4568 Altria Group, Inc. COM 02209S103 768 29070 SH Sole 29070 American Express COM 025816109 696 13465 SH Sole 13465 Anadarko Pete Corp Com COM 032511107 10391 135368 SH Sole 135368 Annaly Mortgage Management COM 035710409 1002 55535 SH Sole 55535 Apache Corp. COM 037411105 3226 26145 SH Sole 26145 Apple Inc Com COM 037833100 15562 46362 SH Sole 46362 AT&T, Inc. COM 00206r102 4803 152906 SH Sole 152906 Automatic Data Processing COM 053015103 586 11117 SH Sole 11117 Avalonbay Communities inc. COM 053484101 299 2330 SH Sole 2330 Bank of America Corp. COM 060505104 1287 117394 SH Sole 117394 Bank of New York Mellon Corp c COM 064058100 857 33450 SH Sole 33450 BB&T Corporation COM 054937107 333 12408 SH Sole 12408 Becton, Dickinson Co COM 075887109 643 7465 SH Sole 7465 Berkshire Hathaway Inc. Class COM 084670702 1114 14390 SH Sole 14390 Best Buy, Inc. COM 086516101 1505 47902 SH Sole 47902 BHP Billiton LTD Spon ADR COM 088606108 493 5210 SH Sole 5210 BP Amoco PLC - Spons ADR COM 055622104 1727 38987 SH Sole 38987 Bristol Myers Squibb Co COM 110122108 227 7856 SH Sole 7856 Cabot Corp. COM 127055101 3289 82492 SH Sole 82492 Canadian National Railway Co. COM 136375102 9389 117509 SH Sole 117509 Caterpillar COM 149123101 6074 57057 SH Sole 57057 Charter Comm Inc A - In Bankru COM 16117M107 0 13327 SH Sole 13327 Chesapeake Energy Corp. COM 165167107 1553 52320 SH Sole 52320 ChevronTexaco Corporation COM 166764100 6037 58705 SH Sole 58705 Chubb Corp. COM 171232101 1037 16563 SH Sole 16563 Cisco Systems, Inc. COM 17275R102 2844 182208 SH Sole 182208 Citigroup, Inc. COM 172967424 250 6014 SH Sole 6014 Citrix Sys Inc Com COM 177376100 448 5605 SH Sole 5605 Coca Cola Company COM 191216100 10484 155803 SH Sole 155803 Colgate-Palmolive Co. COM 194162103 2527 28907 SH Sole 28907 Conagra Foods Inc Com COM 205887102 485 18775 SH Sole 18775 ConocoPhillips COM 20825C104 5816 77357 SH Sole 77357 Corning Inc Com COM 219350105 6566 361783 SH Sole 361783 Costco Wholesale Corp. COM 22160K105 684 8416 SH Sole 8416 Coventry Health Care Inc COM 222862104 296 8125 SH Sole 8125 Crecimiento Y Desarrollo S.A. COM 0 11296 SH Sole 11296 Deere & Co. COM 244199105 255 3097 SH Sole 3097 Dell Inc. COM 24702R101 186 11150 SH Sole 11150 Devon Energy Corp. COM 25179M103 331 4205 SH Sole 4205 Digital Realty Trust, Inc. COM 253868103 520 8420 SH Sole 8420 Dixie Group, Inc. COM 255519100 43 10000 SH Sole 10000 Dominion Res Inc VA New COM 25746U109 1509 31255 SH Sole 31255 Dover Corp. COM 260003108 570 8410 SH Sole 8410 Dow Chem Company COM 260543103 8462 235055 SH Sole 235055 Duke Energy Corp. COM 26441c105 3910 207674 SH Sole 207674 DuPont (EI) deNemours COM 263534109 2242 41471 SH Sole 41471 Eaton Corp. COM 278058102 3750 72890 SH Sole 72890 El Paso Corp Com COM 28336L109 4890 242060 SH Sole 242060 Eli Lilly COM 532457108 348 9269 SH Sole 9269 Emerson Elec Co Com COM 291011104 4333 77025 SH Sole 77025 Enbridge Energy Partners, L.P. COM 29250R106 277 9200 SH Sole 9200 Encana Corp. COM 292505104 2284 74173 SH Sole 74173 Energy Select Sector SPDR COM 81369y506 657 8722 SH Sole 8722 Enterprise Products Partners COM 293792107 254 5871 SH Sole 5871 Entertainment Properties COM 29380t105 4704 100730 SH Sole 100730 Exelon Corporation COM 30161N101 253 5909 SH Sole 5909 Exxon Mobil Corporation COM 30231G102 13903 170834 SH Sole 170834 Financial Select Sector SPDR ( COM 81369y605 203 13225 SH Sole 13225 First Horizon National Corp. COM 320517105 1491 156280 SH Sole 156280 First Republic Bank COM 33616c100 1536 47595 SH Sole 47595 First Security Group, Inc. COM 336312103 24 36234 SH Sole 36234 Ford Motor Company COM 345370860 10209 740318 SH Sole 740318 Forsys Metals Corp COM 34660G104 16 10000 SH Sole 10000 Freeport-McMoran Copper COM 35671D857 3528 66686 SH Sole 66686 General Dynamics COM 369550108 334 4484 SH Sole 4484 General Electric Corp. COM 369604103 8137 431466 SH Sole 431466 General Mills COM 370334104 705 18940 SH Sole 18940 Globalstar Telecommunications COM 0 10000 SH Sole 10000 Goldman Sachs Group, Inc. COM 38141G104 1551 11655 SH Sole 11655 Google Inc Cl A COM 38259p508 613 1211 SH Sole 1211 Government Properties Income COM 38376a103 5503 203655 SH Sole 203655 HCA Healthcare Co. COM 40412c101 443 13435 SH Sole 13435 Health Care Select Sector COM 81369y209 205 5759 SH Sole 5759 Hewlett Packard COM 428236103 200 5503 SH Sole 5503 Home Depot COM 437076102 663 18303 SH Sole 18303 Honda Motor Co., LTD Spon ADR COM 438128308 1516 39275 SH Sole 39275 Honeywell International, Inc. COM 438516106 6695 112347 SH Sole 112347 I Shares Inc MSCI Hong Kong In COM 464286871 349 18870 SH Sole 18870 I Shares Transportation Index COM 464287192 738 7535 SH Sole 7535 IDEXX Labs Inc COM 45168D104 271 3500 SH Sole 3500 Illinois Tool Works COM 452308109 520 9200 SH Sole 9200 Intel Corporation COM 458140100 6521 294282 SH Sole 294282 International Business Machine COM 459200101 2809 16377 SH Sole 16377 IShares Cohen & Steers Realty COM 464287564 340 4695 SH Sole 4695 iShares COMEX Gold Trust COM 464285105 186 12680 SH Sole 12680 IShares DJ US Financial Servic COM 464287770 631 11570 SH Sole 11570 IShares DJ US Real Estate COM 464287739 1402 23250 SH Sole 23250 Ishares Dow Jones Select Divid COM 464287168 704 13307 SH Sole 13307 iShares Dow Jones U.S. Basic M COM 464287838 805 10166 SH Sole 10166 IShares Dow Jones U.S. Industr COM 464287754 249 3553 SH Sole 3553 iShares Dow Jones U.S. Technol COM 464287721 399 6135 SH Sole 6135 iShares GS Natural Resources F COM 464287374 405 9265 SH Sole 9265 iShares High Dividend Equity F COM 46429b663 1151 21995 SH Sole 21995 ISHARES INC MSCI GERMAN (ewg) COM 464286806 6353 236260 SH Sole 236260 IShares Inc MSCI Japan COM 464286848 7912 758594 SH Sole 758594 IShares MSCI Australia Index COM 464286103 363 13941 SH Sole 13941 iShares MSCI Brazil Index Fund COM 464286400 4993 68077 SH Sole 68077 iShares MSCI Canada (ewc) COM 464286509 9961 314510 SH Sole 314510 IShares MSCI EAFE Growth Index COM 464288885 738 11702 SH Sole 11702 IShares MSCI Emergin Mkt COM 464287234 1457 30608 SH Sole 30608 Ishares MSCI Japan Sm Cap COM 464286582 926 19565 SH Sole 19565 Ishares MSCI Pacific Ex Japan COM 464286665 6907 145067 SH Sole 145067 IShares MSCI South Korea COM 464286772 551 8480 SH Sole 8480 IShares MSCI Switzerland COM 464286749 210 7900 SH Sole 7900 IShares S&P 500 Index Fund COM 464287200 786 5935 SH Sole 5935 IShares S&P Global Energy Sect COM 464287341 244 5840 SH Sole 5840 Ishares S&P Global Tech Sector COM 464287291 3837 62850 SH Sole 62850 IShares S&P Latin America 40 COM 464287390 699 13550 SH Sole 13550 IShares S&P Midcap 400 Index F COM 464287507 1233 12620 SH Sole 12620 IShares S&P MidCap 400/Growth COM 464287606 315 2835 SH Sole 2835 Ishares S&P North American Tec COM 464287549 285 4594 SH Sole 4594 IShares S&P Smallcap 600 COM 464287804 201 2745 SH Sole 2745 ITT Corp New Com COM 450911102 328 5570 SH Sole 5570 John Hancock Bk & Thrift Opp F COM 409735206 5182 315400 SH Sole 315400 Johnson and Johnson COM 478160104 4249 63880 SH Sole 63880 Johnson Controls Inc. COM 478366107 9769 234495 SH Sole 234495 JP Morgan Chase & Co Com COM 46625H100 5078 124030 SH Sole 124030 KBW Regional Banking Index COM 78464a698 1254 49275 SH Sole 49275 Kimberly-Clark COM 494368103 5810 87283 SH Sole 87283 Kinder Morgan Energy Partners COM 494550106 671 9236 SH Sole 9236 Lowe's Companies COM 548661107 722 30971 SH Sole 30971 Macquarie Infrastr Co LLC Memb COM 55608B105 2970 107620 SH Sole 107620 Marathon Oil Corp. COM 565849106 215 4085 SH Sole 4085 Market Vectors Agribusiness ET COM 57060u605 2255 41925 SH Sole 41925 Market Vectors Gold Miners ETF COM 57060u100 477 8735 SH Sole 8735 Marriott International Inc. Cl COM 571903202 706 19895 SH Sole 19895 MasterCard Inc. - Class A COM 57636Q104 226 750 SH Sole 750 McDonald's Corp. COM 580135101 1795 21287 SH Sole 21287 McGraw Hill COM 580645109 308 7360 SH Sole 7360 Merck & Co., Inc. COM 58933y105 5524 156526 SH Sole 156526 Microsoft, Inc. COM 594918104 2405 92509 SH Sole 92509 Mohawk Industries COM 608190104 390 6499 SH Sole 6499 Monsanto Company COM 61166W101 302 4165 SH Sole 4165 Morgan Stanley Com New COM 617446448 630 27371 SH Sole 27371 Motorola Solutions, Inc. COM 620076307 219 4762 SH Sole 4762 Nestle SA Spons ADR for REG COM 641069406 344 5510 SH Sole 5510 NextEra Energy, Inc. COM 65339f101 5415 94235 SH Sole 94235 Nordstrom, Inc. COM 655664100 651 13875 SH Sole 13875 Norfolk Southern Corp. COM 655844108 1485 19813 SH Sole 19813 Northrop Grumman Corp. COM 666807102 460 6637 SH Sole 6637 Novartis A G Sponsored ADR COM 66987V109 6159 100785 SH Sole 100785 Nuance Communications, Inc. COM 67020y100 1586 73880 SH Sole 73880 Nucor Corp COM 670346105 2662 64570 SH Sole 64570 O'Reilly Automotive, Inc. COM 67103H107 2606 39775 SH Sole 39775 Occidental Pete Corp Del Com COM 674599105 5271 50661 SH Sole 50661 Oracle Systems Corp COM 68389X105 1687 51270 SH Sole 51270 Oshkosh Truck Corp Com COM 688239201 536 18510 SH Sole 18510 Paccar Inc. (PCAR) COM 693718108 1349 26405 SH Sole 26405 Peabody Energy Corporation COM 704549104 702 11910 SH Sole 11910 Pepsico COM 713448108 6525 92646 SH Sole 92646 Pfizer COM 717081103 559 27142 SH Sole 27142 Philip Morris International, I COM 718172109 1408 21083 SH Sole 21083 Plum Creek Timber Company COM 729251108 587 14485 SH Sole 14485 Potlatch Corporation COM 737630103 254 7215 SH Sole 7215 Powershares DB Commodity Index COM 73935S105 227 7840 SH Sole 7840 Powershares ETF Trust Water Re COM 73935X575 6760 349163 SH Sole 349163 Powershares Global Water Por ( COM 73936t623 822 40555 SH Sole 40555 Powershares Golden Dragon Halt COM 73935X401 243 9250 SH Sole 9250 Powershares High Yield Equity COM 73935x302 88 10000 SH Sole 10000 Powershares Preferred Portfoli COM 73936t565 371 25840 SH Sole 25840 Powershares QQQ NASDAQ 100 COM 73935a104 357 6252 SH Sole 6252 Praxair COM 74005P104 1985 18315 SH Sole 18315 Procter and Gamble COM 742718109 4220 66377 SH Sole 66377 Progress Energy, Inc. COM 743263105 902 18790 SH Sole 18790 Protective Life Corp COM 743674103 439 19000 SH Sole 19000 Prudential Financial, Inc. COM 744320102 1395 21935 SH Sole 21935 Qualcomm, Inc. COM 747525103 2622 46166 SH Sole 46166 Quanta Services, Inc. COM 74762E102 351 17365 SH Sole 17365 Raytheon Company COM 755111507 409 8210 SH Sole 8210 Regions Financial Corp. COM 7591ep100 571 92054 SH Sole 92054 Republic Svcs Inc Com COM 760759100 1307 42357 SH Sole 42357 Roche Hldg LTD Sponsored ADR COM 771195104 3481 82953 SH Sole 82953 Rock-Tenn Co. COM 772739207 1996 30085 SH Sole 30085 Royal Bank of Canada COM 780087102 487 8539 SH Sole 8539 Royal Dutch Shell PLC ADR A (R COM 780259206 1143 16064 SH Sole 16064 Rydex S&P Equal Weight ETF COM 78355w106 340 6726 SH Sole 6726 S & P 500 Depositary Receipt ( COM 78462F103 4797 36351 SH Sole 36351 Schlumberger, Ltd. COM 806857108 2689 31123 SH Sole 31123 Silicon Graphics Inc. COM 827056102 0 14000 SH Sole 14000 Southern Co. COM 842587107 339 8391 SH Sole 8391 Southwest Airlines Co. COM 844741108 128 11250 SH Sole 11250 Southwestern Energy Co COM 845467109 5243 122280 SH Sole 122280 SPDR Dow Jones Industrial Aver COM 78467X109 308 2485 SH Sole 2485 SPDR Gold Trust COM 78463v107 14096 96550 SH Sole 96550 SPDR KBW Bank ETF COM 78464a797 1652 68850 SH Sole 68850 SPDR S&P Biotech ETF (xbi) COM 78464A870 817 11180 SH Sole 11180 Spectra Energy Corp. COM 847560109 938 34225 SH Sole 34225 Sunrise Senior Living, Inc. COM 86768K106 6582 690646 SH Sole 690646 Suntrust Banks, Inc. COM 867914103 2406 93273 SH Sole 93273 Synovus Financial COM 87161C105 54 26000 SH Sole 26000 Sysco Corporation COM 871829107 290 9300 SH Sole 9300 Target Corporation COM 87612E106 518 11051 SH Sole 11051 Technology Select Sect Spdr (x COM 81369y803 852 33150 SH Sole 33150 Teva Pharmaceutical - SP ADR COM 881624209 6014 124715 SH Sole 124715 Texas Instruments COM 882508104 653 19900 SH Sole 19900 theglobe.com Inc. COM 88335R101 0 117300 SH Sole 117300 Tiffany & Co NEW COM 886547108 854 10875 SH Sole 10875 TJX Companies COM 872540109 381 7260 SH Sole 7260 Toyota Motor Corp Spon ADR COM 892331307 3582 43465 SH Sole 43465 Tractor Supply Company COM 892356106 6444 96355 SH Sole 96355 Union Pacific COM 907818108 418 4005 SH Sole 4005 United States Steel Corporatio COM 912909108 239 5197 SH Sole 5197 United Technologies Corp Com COM 913017109 10827 122325 SH Sole 122325 Unum Group Com COM 91529Y106 4268 167502 SH Sole 167502 Utilities Select Sector SPDR F COM 81369Y886 530 15830 SH Sole 15830 Verifone Holdings Inc COM 92342y109 262 5900 SH Sole 5900 Verizon Communications COM 92343V104 5891 158238 SH Sole 158238 Visa, Inc. - Cl. A COM 92826c839 12137 144037 SH Sole 144037 Vodafone Group PLC - Spons ADR COM 92857w209 228 8535 SH Sole 8535 Vulcan Matls Co Com COM 929160109 1057 27422 SH Sole 27422 Wal-Mart Stores COM 931142103 1113 20946 SH Sole 20946 Walgreen Co. COM 931422109 4542 106982 SH Sole 106982 Walt Disney COM 254687106 988 25310 SH Sole 25310 Wells Fargo COM 949746101 407 14487 SH Sole 14487 Weyerhaeuser Co. COM 962166104 6018 275311 SH Sole 275311 Williams Companies, Inc. COM 969457100 704 23264 SH Sole 23264 Absolute Strategies Fund I (as 34984t600 378 34680 SH Sole 34680 Advent/Claymore ENH GR & INC ( 00765e104 149 12500 SH Sole 12500 Alliance Fund (chclx) 01859k105 84 12164 SH Sole 12164 American Growth Fd of Amer-F ( 399874403 205 6480 SH Sole 6480 Blackrock Global Opportunities 092501105 199 11024 SH Sole 11024 CGM Realty Fund (cgmrx) 125325407 234 8049 SH Sole 8049 Eaton Vance Tax Managed Global 27829F108 194 18516 SH Sole 18516 Federated Kaufmann Fund A (kau 314172677 68 12078 SH Sole 12078 First Trust Aberdeen Global (F 337319107 174 10000 SH Sole 10000 Franklin Income Fund Class C ( 353496805 59 26255 SH Sole 26255 Growth Fund of America, Inc.(A 399874106 503 15788 SH Sole 15788 Harbor International Fund (hai 411511306 234 3610 SH Sole 3610 Morgan Stanley Emerging Market 61744G107 169 10688 SH Sole 10688 The Weitz Funds Part III Opp F 94904p708 162 13129 SH Sole 13129 Vanguard Convertible Sec Fund 922023106 784 57446 SH Sole 57446 Vanguard Mid-Cap Index Fund (v 922908843 320 14612 SH Sole 14612 Signix, Inc. Series A-2 6% PIK 50 22919 SH Sole 22919 CapitalMark Bank & Trust 140991779 726 72570 SH Sole 72570 Patten & Patten, Inc 220 100 SH Sole 100 Ford Warrants Ex. 01/01/2013 @ 345370134 97 18500 SH Sole 18500 DW Variable Annuity 2 Northbro 190 10000 SH Sole 10000