0001044905-11-000003.txt : 20110722
0001044905-11-000003.hdr.sgml : 20110722
20110722142732
ACCESSION NUMBER: 0001044905-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110722
DATE AS OF CHANGE: 20110722
EFFECTIVENESS DATE: 20110722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN
CENTRAL INDEX KEY: 0001044905
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06515
FILM NUMBER: 11982295
BUSINESS ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
BUSINESS PHONE: 4237563480
MAIL ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
13F-HR
1
inftable.txt
PATTEN AND PATTEN, INC. DISCRETIONARY ACCOUNTS
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579Y101 8641 91102 SH Sole 91102
Abbott Laboratories COM 002824100 984 18705 SH Sole 18705
Air Products and Chemical Co. COM 009158106 2981 31184 SH Sole 31184
ALCOA, Inc. COM 013817101 2635 166135 SH Sole 166135
Alerian MLP ETF COM 00162q866 7771 484485 SH Sole 484485
Allergan, Inc. COM 018490102 380 4568 SH Sole 4568
Altria Group, Inc. COM 02209S103 768 29070 SH Sole 29070
American Express COM 025816109 696 13465 SH Sole 13465
Anadarko Pete Corp Com COM 032511107 10391 135368 SH Sole 135368
Annaly Mortgage Management COM 035710409 1002 55535 SH Sole 55535
Apache Corp. COM 037411105 3226 26145 SH Sole 26145
Apple Inc Com COM 037833100 15562 46362 SH Sole 46362
AT&T, Inc. COM 00206r102 4803 152906 SH Sole 152906
Automatic Data Processing COM 053015103 586 11117 SH Sole 11117
Avalonbay Communities inc. COM 053484101 299 2330 SH Sole 2330
Bank of America Corp. COM 060505104 1287 117394 SH Sole 117394
Bank of New York Mellon Corp c COM 064058100 857 33450 SH Sole 33450
BB&T Corporation COM 054937107 333 12408 SH Sole 12408
Becton, Dickinson Co COM 075887109 643 7465 SH Sole 7465
Berkshire Hathaway Inc. Class COM 084670702 1114 14390 SH Sole 14390
Best Buy, Inc. COM 086516101 1505 47902 SH Sole 47902
BHP Billiton LTD Spon ADR COM 088606108 493 5210 SH Sole 5210
BP Amoco PLC - Spons ADR COM 055622104 1727 38987 SH Sole 38987
Bristol Myers Squibb Co COM 110122108 227 7856 SH Sole 7856
Cabot Corp. COM 127055101 3289 82492 SH Sole 82492
Canadian National Railway Co. COM 136375102 9389 117509 SH Sole 117509
Caterpillar COM 149123101 6074 57057 SH Sole 57057
Charter Comm Inc A - In Bankru COM 16117M107 0 13327 SH Sole 13327
Chesapeake Energy Corp. COM 165167107 1553 52320 SH Sole 52320
ChevronTexaco Corporation COM 166764100 6037 58705 SH Sole 58705
Chubb Corp. COM 171232101 1037 16563 SH Sole 16563
Cisco Systems, Inc. COM 17275R102 2844 182208 SH Sole 182208
Citigroup, Inc. COM 172967424 250 6014 SH Sole 6014
Citrix Sys Inc Com COM 177376100 448 5605 SH Sole 5605
Coca Cola Company COM 191216100 10484 155803 SH Sole 155803
Colgate-Palmolive Co. COM 194162103 2527 28907 SH Sole 28907
Conagra Foods Inc Com COM 205887102 485 18775 SH Sole 18775
ConocoPhillips COM 20825C104 5816 77357 SH Sole 77357
Corning Inc Com COM 219350105 6566 361783 SH Sole 361783
Costco Wholesale Corp. COM 22160K105 684 8416 SH Sole 8416
Coventry Health Care Inc COM 222862104 296 8125 SH Sole 8125
Crecimiento Y Desarrollo S.A. COM 0 11296 SH Sole 11296
Deere & Co. COM 244199105 255 3097 SH Sole 3097
Dell Inc. COM 24702R101 186 11150 SH Sole 11150
Devon Energy Corp. COM 25179M103 331 4205 SH Sole 4205
Digital Realty Trust, Inc. COM 253868103 520 8420 SH Sole 8420
Dixie Group, Inc. COM 255519100 43 10000 SH Sole 10000
Dominion Res Inc VA New COM 25746U109 1509 31255 SH Sole 31255
Dover Corp. COM 260003108 570 8410 SH Sole 8410
Dow Chem Company COM 260543103 8462 235055 SH Sole 235055
Duke Energy Corp. COM 26441c105 3910 207674 SH Sole 207674
DuPont (EI) deNemours COM 263534109 2242 41471 SH Sole 41471
Eaton Corp. COM 278058102 3750 72890 SH Sole 72890
El Paso Corp Com COM 28336L109 4890 242060 SH Sole 242060
Eli Lilly COM 532457108 348 9269 SH Sole 9269
Emerson Elec Co Com COM 291011104 4333 77025 SH Sole 77025
Enbridge Energy Partners, L.P. COM 29250R106 277 9200 SH Sole 9200
Encana Corp. COM 292505104 2284 74173 SH Sole 74173
Energy Select Sector SPDR COM 81369y506 657 8722 SH Sole 8722
Enterprise Products Partners COM 293792107 254 5871 SH Sole 5871
Entertainment Properties COM 29380t105 4704 100730 SH Sole 100730
Exelon Corporation COM 30161N101 253 5909 SH Sole 5909
Exxon Mobil Corporation COM 30231G102 13903 170834 SH Sole 170834
Financial Select Sector SPDR ( COM 81369y605 203 13225 SH Sole 13225
First Horizon National Corp. COM 320517105 1491 156280 SH Sole 156280
First Republic Bank COM 33616c100 1536 47595 SH Sole 47595
First Security Group, Inc. COM 336312103 24 36234 SH Sole 36234
Ford Motor Company COM 345370860 10209 740318 SH Sole 740318
Forsys Metals Corp COM 34660G104 16 10000 SH Sole 10000
Freeport-McMoran Copper COM 35671D857 3528 66686 SH Sole 66686
General Dynamics COM 369550108 334 4484 SH Sole 4484
General Electric Corp. COM 369604103 8137 431466 SH Sole 431466
General Mills COM 370334104 705 18940 SH Sole 18940
Globalstar Telecommunications COM 0 10000 SH Sole 10000
Goldman Sachs Group, Inc. COM 38141G104 1551 11655 SH Sole 11655
Google Inc Cl A COM 38259p508 613 1211 SH Sole 1211
Government Properties Income COM 38376a103 5503 203655 SH Sole 203655
HCA Healthcare Co. COM 40412c101 443 13435 SH Sole 13435
Health Care Select Sector COM 81369y209 205 5759 SH Sole 5759
Hewlett Packard COM 428236103 200 5503 SH Sole 5503
Home Depot COM 437076102 663 18303 SH Sole 18303
Honda Motor Co., LTD Spon ADR COM 438128308 1516 39275 SH Sole 39275
Honeywell International, Inc. COM 438516106 6695 112347 SH Sole 112347
I Shares Inc MSCI Hong Kong In COM 464286871 349 18870 SH Sole 18870
I Shares Transportation Index COM 464287192 738 7535 SH Sole 7535
IDEXX Labs Inc COM 45168D104 271 3500 SH Sole 3500
Illinois Tool Works COM 452308109 520 9200 SH Sole 9200
Intel Corporation COM 458140100 6521 294282 SH Sole 294282
International Business Machine COM 459200101 2809 16377 SH Sole 16377
IShares Cohen & Steers Realty COM 464287564 340 4695 SH Sole 4695
iShares COMEX Gold Trust COM 464285105 186 12680 SH Sole 12680
IShares DJ US Financial Servic COM 464287770 631 11570 SH Sole 11570
IShares DJ US Real Estate COM 464287739 1402 23250 SH Sole 23250
Ishares Dow Jones Select Divid COM 464287168 704 13307 SH Sole 13307
iShares Dow Jones U.S. Basic M COM 464287838 805 10166 SH Sole 10166
IShares Dow Jones U.S. Industr COM 464287754 249 3553 SH Sole 3553
iShares Dow Jones U.S. Technol COM 464287721 399 6135 SH Sole 6135
iShares GS Natural Resources F COM 464287374 405 9265 SH Sole 9265
iShares High Dividend Equity F COM 46429b663 1151 21995 SH Sole 21995
ISHARES INC MSCI GERMAN (ewg) COM 464286806 6353 236260 SH Sole 236260
IShares Inc MSCI Japan COM 464286848 7912 758594 SH Sole 758594
IShares MSCI Australia Index COM 464286103 363 13941 SH Sole 13941
iShares MSCI Brazil Index Fund COM 464286400 4993 68077 SH Sole 68077
iShares MSCI Canada (ewc) COM 464286509 9961 314510 SH Sole 314510
IShares MSCI EAFE Growth Index COM 464288885 738 11702 SH Sole 11702
IShares MSCI Emergin Mkt COM 464287234 1457 30608 SH Sole 30608
Ishares MSCI Japan Sm Cap COM 464286582 926 19565 SH Sole 19565
Ishares MSCI Pacific Ex Japan COM 464286665 6907 145067 SH Sole 145067
IShares MSCI South Korea COM 464286772 551 8480 SH Sole 8480
IShares MSCI Switzerland COM 464286749 210 7900 SH Sole 7900
IShares S&P 500 Index Fund COM 464287200 786 5935 SH Sole 5935
IShares S&P Global Energy Sect COM 464287341 244 5840 SH Sole 5840
Ishares S&P Global Tech Sector COM 464287291 3837 62850 SH Sole 62850
IShares S&P Latin America 40 COM 464287390 699 13550 SH Sole 13550
IShares S&P Midcap 400 Index F COM 464287507 1233 12620 SH Sole 12620
IShares S&P MidCap 400/Growth COM 464287606 315 2835 SH Sole 2835
Ishares S&P North American Tec COM 464287549 285 4594 SH Sole 4594
IShares S&P Smallcap 600 COM 464287804 201 2745 SH Sole 2745
ITT Corp New Com COM 450911102 328 5570 SH Sole 5570
John Hancock Bk & Thrift Opp F COM 409735206 5182 315400 SH Sole 315400
Johnson and Johnson COM 478160104 4249 63880 SH Sole 63880
Johnson Controls Inc. COM 478366107 9769 234495 SH Sole 234495
JP Morgan Chase & Co Com COM 46625H100 5078 124030 SH Sole 124030
KBW Regional Banking Index COM 78464a698 1254 49275 SH Sole 49275
Kimberly-Clark COM 494368103 5810 87283 SH Sole 87283
Kinder Morgan Energy Partners COM 494550106 671 9236 SH Sole 9236
Lowe's Companies COM 548661107 722 30971 SH Sole 30971
Macquarie Infrastr Co LLC Memb COM 55608B105 2970 107620 SH Sole 107620
Marathon Oil Corp. COM 565849106 215 4085 SH Sole 4085
Market Vectors Agribusiness ET COM 57060u605 2255 41925 SH Sole 41925
Market Vectors Gold Miners ETF COM 57060u100 477 8735 SH Sole 8735
Marriott International Inc. Cl COM 571903202 706 19895 SH Sole 19895
MasterCard Inc. - Class A COM 57636Q104 226 750 SH Sole 750
McDonald's Corp. COM 580135101 1795 21287 SH Sole 21287
McGraw Hill COM 580645109 308 7360 SH Sole 7360
Merck & Co., Inc. COM 58933y105 5524 156526 SH Sole 156526
Microsoft, Inc. COM 594918104 2405 92509 SH Sole 92509
Mohawk Industries COM 608190104 390 6499 SH Sole 6499
Monsanto Company COM 61166W101 302 4165 SH Sole 4165
Morgan Stanley Com New COM 617446448 630 27371 SH Sole 27371
Motorola Solutions, Inc. COM 620076307 219 4762 SH Sole 4762
Nestle SA Spons ADR for REG COM 641069406 344 5510 SH Sole 5510
NextEra Energy, Inc. COM 65339f101 5415 94235 SH Sole 94235
Nordstrom, Inc. COM 655664100 651 13875 SH Sole 13875
Norfolk Southern Corp. COM 655844108 1485 19813 SH Sole 19813
Northrop Grumman Corp. COM 666807102 460 6637 SH Sole 6637
Novartis A G Sponsored ADR COM 66987V109 6159 100785 SH Sole 100785
Nuance Communications, Inc. COM 67020y100 1586 73880 SH Sole 73880
Nucor Corp COM 670346105 2662 64570 SH Sole 64570
O'Reilly Automotive, Inc. COM 67103H107 2606 39775 SH Sole 39775
Occidental Pete Corp Del Com COM 674599105 5271 50661 SH Sole 50661
Oracle Systems Corp COM 68389X105 1687 51270 SH Sole 51270
Oshkosh Truck Corp Com COM 688239201 536 18510 SH Sole 18510
Paccar Inc. (PCAR) COM 693718108 1349 26405 SH Sole 26405
Peabody Energy Corporation COM 704549104 702 11910 SH Sole 11910
Pepsico COM 713448108 6525 92646 SH Sole 92646
Pfizer COM 717081103 559 27142 SH Sole 27142
Philip Morris International, I COM 718172109 1408 21083 SH Sole 21083
Plum Creek Timber Company COM 729251108 587 14485 SH Sole 14485
Potlatch Corporation COM 737630103 254 7215 SH Sole 7215
Powershares DB Commodity Index COM 73935S105 227 7840 SH Sole 7840
Powershares ETF Trust Water Re COM 73935X575 6760 349163 SH Sole 349163
Powershares Global Water Por ( COM 73936t623 822 40555 SH Sole 40555
Powershares Golden Dragon Halt COM 73935X401 243 9250 SH Sole 9250
Powershares High Yield Equity COM 73935x302 88 10000 SH Sole 10000
Powershares Preferred Portfoli COM 73936t565 371 25840 SH Sole 25840
Powershares QQQ NASDAQ 100 COM 73935a104 357 6252 SH Sole 6252
Praxair COM 74005P104 1985 18315 SH Sole 18315
Procter and Gamble COM 742718109 4220 66377 SH Sole 66377
Progress Energy, Inc. COM 743263105 902 18790 SH Sole 18790
Protective Life Corp COM 743674103 439 19000 SH Sole 19000
Prudential Financial, Inc. COM 744320102 1395 21935 SH Sole 21935
Qualcomm, Inc. COM 747525103 2622 46166 SH Sole 46166
Quanta Services, Inc. COM 74762E102 351 17365 SH Sole 17365
Raytheon Company COM 755111507 409 8210 SH Sole 8210
Regions Financial Corp. COM 7591ep100 571 92054 SH Sole 92054
Republic Svcs Inc Com COM 760759100 1307 42357 SH Sole 42357
Roche Hldg LTD Sponsored ADR COM 771195104 3481 82953 SH Sole 82953
Rock-Tenn Co. COM 772739207 1996 30085 SH Sole 30085
Royal Bank of Canada COM 780087102 487 8539 SH Sole 8539
Royal Dutch Shell PLC ADR A (R COM 780259206 1143 16064 SH Sole 16064
Rydex S&P Equal Weight ETF COM 78355w106 340 6726 SH Sole 6726
S & P 500 Depositary Receipt ( COM 78462F103 4797 36351 SH Sole 36351
Schlumberger, Ltd. COM 806857108 2689 31123 SH Sole 31123
Silicon Graphics Inc. COM 827056102 0 14000 SH Sole 14000
Southern Co. COM 842587107 339 8391 SH Sole 8391
Southwest Airlines Co. COM 844741108 128 11250 SH Sole 11250
Southwestern Energy Co COM 845467109 5243 122280 SH Sole 122280
SPDR Dow Jones Industrial Aver COM 78467X109 308 2485 SH Sole 2485
SPDR Gold Trust COM 78463v107 14096 96550 SH Sole 96550
SPDR KBW Bank ETF COM 78464a797 1652 68850 SH Sole 68850
SPDR S&P Biotech ETF (xbi) COM 78464A870 817 11180 SH Sole 11180
Spectra Energy Corp. COM 847560109 938 34225 SH Sole 34225
Sunrise Senior Living, Inc. COM 86768K106 6582 690646 SH Sole 690646
Suntrust Banks, Inc. COM 867914103 2406 93273 SH Sole 93273
Synovus Financial COM 87161C105 54 26000 SH Sole 26000
Sysco Corporation COM 871829107 290 9300 SH Sole 9300
Target Corporation COM 87612E106 518 11051 SH Sole 11051
Technology Select Sect Spdr (x COM 81369y803 852 33150 SH Sole 33150
Teva Pharmaceutical - SP ADR COM 881624209 6014 124715 SH Sole 124715
Texas Instruments COM 882508104 653 19900 SH Sole 19900
theglobe.com Inc. COM 88335R101 0 117300 SH Sole 117300
Tiffany & Co NEW COM 886547108 854 10875 SH Sole 10875
TJX Companies COM 872540109 381 7260 SH Sole 7260
Toyota Motor Corp Spon ADR COM 892331307 3582 43465 SH Sole 43465
Tractor Supply Company COM 892356106 6444 96355 SH Sole 96355
Union Pacific COM 907818108 418 4005 SH Sole 4005
United States Steel Corporatio COM 912909108 239 5197 SH Sole 5197
United Technologies Corp Com COM 913017109 10827 122325 SH Sole 122325
Unum Group Com COM 91529Y106 4268 167502 SH Sole 167502
Utilities Select Sector SPDR F COM 81369Y886 530 15830 SH Sole 15830
Verifone Holdings Inc COM 92342y109 262 5900 SH Sole 5900
Verizon Communications COM 92343V104 5891 158238 SH Sole 158238
Visa, Inc. - Cl. A COM 92826c839 12137 144037 SH Sole 144037
Vodafone Group PLC - Spons ADR COM 92857w209 228 8535 SH Sole 8535
Vulcan Matls Co Com COM 929160109 1057 27422 SH Sole 27422
Wal-Mart Stores COM 931142103 1113 20946 SH Sole 20946
Walgreen Co. COM 931422109 4542 106982 SH Sole 106982
Walt Disney COM 254687106 988 25310 SH Sole 25310
Wells Fargo COM 949746101 407 14487 SH Sole 14487
Weyerhaeuser Co. COM 962166104 6018 275311 SH Sole 275311
Williams Companies, Inc. COM 969457100 704 23264 SH Sole 23264
Absolute Strategies Fund I (as 34984t600 378 34680 SH Sole 34680
Advent/Claymore ENH GR & INC ( 00765e104 149 12500 SH Sole 12500
Alliance Fund (chclx) 01859k105 84 12164 SH Sole 12164
American Growth Fd of Amer-F ( 399874403 205 6480 SH Sole 6480
Blackrock Global Opportunities 092501105 199 11024 SH Sole 11024
CGM Realty Fund (cgmrx) 125325407 234 8049 SH Sole 8049
Eaton Vance Tax Managed Global 27829F108 194 18516 SH Sole 18516
Federated Kaufmann Fund A (kau 314172677 68 12078 SH Sole 12078
First Trust Aberdeen Global (F 337319107 174 10000 SH Sole 10000
Franklin Income Fund Class C ( 353496805 59 26255 SH Sole 26255
Growth Fund of America, Inc.(A 399874106 503 15788 SH Sole 15788
Harbor International Fund (hai 411511306 234 3610 SH Sole 3610
Morgan Stanley Emerging Market 61744G107 169 10688 SH Sole 10688
The Weitz Funds Part III Opp F 94904p708 162 13129 SH Sole 13129
Vanguard Convertible Sec Fund 922023106 784 57446 SH Sole 57446
Vanguard Mid-Cap Index Fund (v 922908843 320 14612 SH Sole 14612
Signix, Inc. Series A-2 6% PIK 50 22919 SH Sole 22919
CapitalMark Bank & Trust 140991779 726 72570 SH Sole 72570
Patten & Patten, Inc 220 100 SH Sole 100
Ford Warrants Ex. 01/01/2013 @ 345370134 97 18500 SH Sole 18500
DW Variable Annuity 2 Northbro 190 10000 SH Sole 10000