-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JziKgiXNyCe5bSvAeUB9AfS3bzR3yOx9ge5qaPI4WEZ/sdhqAnOdCNajFVwiXayb 8xPJf5fKKYuQygovFerywA== 0001044905-09-000002.txt : 20090128 0001044905-09-000002.hdr.sgml : 20090128 20090128145857 ACCESSION NUMBER: 0001044905-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090128 DATE AS OF CHANGE: 20090128 EFFECTIVENESS DATE: 20090128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 09551027 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 inftable.txt PATTEN AND PATTEN, INC. DISCRETIONARY ACCOUNTS FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 5867 101967.00 SH Sole 101967.00 Abbott Laboratories COM 002824100 1370 25678.64 SH Sole 25678.64 Adobe Sys Inc Com COM 00724F101 1693 79525.00 SH Sole 79525.00 Air Products and Chemical Co. COM 009158106 2692 53555.00 SH Sole 53555.00 ALCOA, Inc. COM 013817101 2046 181721.00 SH Sole 181721.00 Alcon, Inc. COM h01301102 885 9920.00 SH Sole 9920.00 Allergan, Inc. COM 018490102 652 16170.00 SH Sole 16170.00 AllianceBernstein Holding, LP COM 01881g106 745 35835.00 SH Sole 35835.00 Altria Group, Inc. COM 02209S103 199 13234.78 SH Sole 13234.78 American Express COM 025816109 351 18910.00 SH Sole 18910.00 Anadarko Pete Corp Com COM 032511107 3453 89572.00 SH Sole 89572.00 Apache Corp. COM 037411105 872 11696.00 SH Sole 11696.00 Apple Inc Com COM 037833100 5819 68178.00 SH Sole 68178.00 Archer Daniels Midland COM 039483102 2523 87530.02 SH Sole 87530.02 AT&T, Inc. COM 00206r102 3616 126893.87 SH Sole 126893.87 Avery Dennison Corp COM 053611109 688 21034.00 SH Sole 21034.00 Bank of America Corp. COM 060505104 626 44439.80 SH Sole 44439.80 Bank of New York Mellon Corp c COM 064058100 1664 58733.00 SH Sole 58733.00 BB&T Corporation COM 054937107 291 10602.00 SH Sole 10602.00 Berkshire Hathaway Inc. Class COM 084670207 1196 372.00 SH Sole 372.00 Best Buy, Inc. COM 086516101 1453 51697.00 SH Sole 51697.00 BP Amoco PLC - Spons ADR COM 055622104 760 16253.00 SH Sole 16253.00 Bristol Myers Squibb Co COM 110122108 211 9096.25 SH Sole 9096.25 Builders Europe 100 ADR Index COM 09348R409 187 11008.00 SH Sole 11008.00 Burlington Northern Santa Fe C COM 12189T104 266 3507.00 SH Sole 3507.00 Cabot Corp. COM 127055101 1709 111697.00 SH Sole 111697.00 Canadian National Railway Co. COM 136375102 6398 174037.56 SH Sole 174037.56 Caterpillar COM 149123101 3237 72464.00 SH Sole 72464.00 Charter Comm Inc A COM 16117M107 1 13327.00 SH Sole 13327.00 Chattem Inc Com COM 162456107 4395 61440.00 SH Sole 61440.00 ChevronTexaco Corporation COM 166764100 3349 45271.00 SH Sole 45271.00 Chubb Corp. COM 171232101 888 17420.84 SH Sole 17420.84 Cisco Systems, Inc. COM 17275R102 1213 74430.00 SH Sole 74430.00 Citrix Sys Inc Com COM 177376100 929 39435.00 SH Sole 39435.00 Coca Cola Company COM 191216100 7554 166867.23 SH Sole 166867.23 Colgate-Palmolive Co. COM 194162103 3161 46115.00 SH Sole 46115.00 Comcast Corporation - Class A COM 20030N101 771 45671.00 SH Sole 45671.00 Conagra Foods Inc Com COM 205887102 1487 90106.00 SH Sole 90106.00 ConocoPhillips COM 20825C104 1617 31207.00 SH Sole 31207.00 Continental Airls Inc Cl B COM 210795308 240 13305.00 SH Sole 13305.00 Corning Inc Com COM 219350105 3728 391214.00 SH Sole 391214.00 Costco Wholesale Corp. COM 22160K105 342 6507.00 SH Sole 6507.00 Covanta Holding Corp. COM 22282e102 3498 159271.00 SH Sole 159271.00 Crecimiento Y Desarrollo S.A. COM 0 11290.00 SH Sole 11290.00 CVS/Caremark Corp. COM 126650100 1604 55813.00 SH Sole 55813.00 Deere & Co. COM 244199105 273 7120.00 SH Sole 7120.00 Diamonds Trust Series I COM 252787106 337 3851.87 SH Sole 3851.87 Dixie Group, Inc. COM 255519100 15 10000.00 SH Sole 10000.00 Dominion Res Inc VA New COM 25746U109 922 25719.48 SH Sole 25719.48 Dover Corp. COM 260003108 394 11970.00 SH Sole 11970.00 Dow Chem Company COM 260543103 2114 140108.00 SH Sole 140108.00 Duke Energy Corp. COM 26441c105 1390 92610.00 SH Sole 92610.00 DuPont (EI) deNemours COM 263534109 721 28504.00 SH Sole 28504.00 El Paso Corp Com COM 28336L109 3536 451584.53 SH Sole 451584.53 Emerson Elec Co Com COM 291011104 2782 75978.00 SH Sole 75978.00 Encana Corp. COM 292505104 2344 50440.00 SH Sole 50440.00 Exelon Corporation COM 30161N101 299 5384.00 SH Sole 5384.00 Exxon Mobil Corporation COM 30231G102 18704 234301.03 SH Sole 234301.03 FGX International Holdings COM G3396L102 743 54050.00 SH Sole 54050.00 First Security Group, Inc. COM 336312103 144 31251.00 SH Sole 31251.00 Forsys Metals Corp COM 34660G104 48 10000.00 SH Sole 10000.00 FPL Group, Inc. COM 302571104 2230 44313.90 SH Sole 44313.90 Genentech Inc. COM 368710406 4483 54065.00 SH Sole 54065.00 General Dynamics COM 369550108 372 6465.00 SH Sole 6465.00 General Electric Corp. COM 369604103 2830 174664.46 SH Sole 174664.46 General Mills COM 370334104 916 15070.00 SH Sole 15070.00 Globalstar Telecommunications COM 0 10400.00 SH Sole 10400.00 Goldman Sachs Group, Inc. COM 38141G104 1054 12492.00 SH Sole 12492.00 Health Discovery Corp COM 42218R100 3 93300.00 SH Sole 93300.00 Healthtronics, Inc. COM 42222L107 52 23000.00 SH Sole 23000.00 Home Depot COM 437076102 268 11655.18 SH Sole 11655.18 Honda Motor Co., LTD Spon ADR COM 438128308 926 43405.00 SH Sole 43405.00 Honeywell International, Inc. COM 438516106 3528 107467.26 SH Sole 107467.26 Host Hotels & Resorts, Inc. COM 44107P104 156 20630.00 SH Sole 20630.00 I Shares Inc MSCI Hong Kong In COM 464286871 1261 121595.00 SH Sole 121595.00 Illinois Tool Works COM 452308109 325 9275.00 SH Sole 9275.00 Intel Corporation COM 458140100 2250 153474.00 SH Sole 153474.00 International Business Machine COM 459200101 1206 14333.00 SH Sole 14333.00 IShares Dow Jones US Broker-D COM 464288794 582 29180.00 SH Sole 29180.00 IShares DJ US Financial Servic COM 464287770 275 5869.00 SH Sole 5869.00 iShares Dow Jones US Regional COM 464288778 442 18490.00 SH Sole 18490.00 Ishares Goldman Sachs Technolo COM 464287549 219 6539.00 SH Sole 6539.00 ISHARES INC MSCI GERMAN COM 464286806 372 19345.00 SH Sole 19345.00 IShares Inc MSCI Japan COM 464286848 118 12354.06 SH Sole 12354.06 iShares MSCI Brazil Index Fund COM 464286400 2938 83959.00 SH Sole 83959.00 iShares MSCI Canada COM 464286509 502 28775.00 SH Sole 28775.00 IShares MSCI EAFE Growth Index COM 464288885 554 12200.00 SH Sole 12200.00 IShares MSCI EAFE Index Fund COM 464287465 282 6283.00 SH Sole 6283.00 IShares MSCI Emergin Mkt COM 464287234 351 14059.96 SH Sole 14059.96 iShares MSCI France Index Fund COM 464286707 317 15125.00 SH Sole 15125.00 Ishares MSCI Pacific Ex Japan COM 464286665 739 28032.12 SH Sole 28032.12 iShares S&P Global Healthcare COM 464287325 218 4828.00 SH Sole 4828.00 Ishares S&P Global Tech Sector COM 464287291 593 16040.00 SH Sole 16040.00 IShares S&P Latin America 40 COM 464287390 396 15530.00 SH Sole 15530.00 IShares S&P Midcap 400 Index F COM 464287507 242 4546.00 SH Sole 4546.00 ITT Corp New Com COM 450911102 5382 117017.28 SH Sole 117017.28 Johnson and Johnson COM 478160104 3987 66645.00 SH Sole 66645.00 JP Morgan Chase & Co Com COM 46625H100 4233 134252.71 SH Sole 134252.71 Kimberly-Clark COM 494368103 2026 38414.00 SH Sole 38414.00 Kinder Morgan Energy Partners COM 494550106 579 12651.38 SH Sole 12651.38 Lazard Ltd COM G54050102 3310 111285.00 SH Sole 111285.00 Lowe's Companies COM 548661107 827 38441.60 SH Sole 38441.60 Macquarie Infrastr Co LLC Memb COM 55608B105 385 102010.00 SH Sole 102010.00 Market Vectors Agribusiness ET COM 57060u605 1590 57080.00 SH Sole 57080.00 Marriott International Inc. Cl COM 571903202 483 24848.00 SH Sole 24848.00 Marsh & Mclennan Cos Inc Com COM 571748102 1573 64812.00 SH Sole 64812.00 MBIA Inc COM 55262C100 580 142450.00 SH Sole 142450.00 McDonald's Corp. COM 580135101 405 6513.63 SH Sole 6513.63 McGraw Hill COM 580645109 562 24228.34 SH Sole 24228.34 Medtronic Inc. COM 585055106 742 23607.29 SH Sole 23607.29 Merck & Company COM 589331107 3562 117155.28 SH Sole 117155.28 Microsoft, Inc. COM 594918104 1821 93685.96 SH Sole 93685.96 Mohawk Industries COM 608190104 261 6070.00 SH Sole 6070.00 Monsanto Company COM 61166W101 2586 36760.00 SH Sole 36760.00 Morgan Stanley Com New COM 617446448 1296 80801.00 SH Sole 80801.00 Motorola COM 620076109 370 83501.68 SH Sole 83501.68 Navarre Corporation COM 639208107 4 10000.00 SH Sole 10000.00 Neurocrine Biosciences Inc Com COM 64125C109 87 27095.00 SH Sole 27095.00 Nokia Corp - ADR COM 654902204 585 37524.00 SH Sole 37524.00 Nordstrom, Inc. COM 655664100 3236 243125.00 SH Sole 243125.00 Norfolk Southern Corp. COM 655844108 590 12533.00 SH Sole 12533.00 Northrop Grumman Corp. COM 666807102 213 4734.00 SH Sole 4734.00 Novartis A G Sponsored ADR COM 66987V109 4358 87573.00 SH Sole 87573.00 O'Reilly Automotive, Inc. COM 686091109 638 20747.00 SH Sole 20747.00 Occidental Pete Corp Del Com COM 674599105 4403 73393.00 SH Sole 73393.00 Oracle Systems Corp COM 68389X105 801 45176.00 SH Sole 45176.00 Oshkosh Truck Corp Com COM 688239201 437 49190.00 SH Sole 49190.00 Peabody Energy Corporation COM 704549104 985 43310.00 SH Sole 43310.00 Pepsico COM 713448108 4793 87502.79 SH Sole 87502.79 Pfizer COM 717081103 250 14097.10 SH Sole 14097.10 Philip Morris International, I COM 718172109 534 12262.00 SH Sole 12262.00 Plum Creek Timber Company COM 729251108 540 15530.00 SH Sole 15530.00 Powershares ETF Trust Water Re COM 73935X575 4360 302990.00 SH Sole 302990.00 Powershares Wilderhill Clean E COM 73935x500 1253 145400.00 SH Sole 145400.00 Procter and Gamble COM 742718109 7812 126371.57 SH Sole 126371.57 Protective Life Corp COM 743674103 210 14600.00 SH Sole 14600.00 Prudential Financial, Inc. COM 744320102 1361 44988.00 SH Sole 44988.00 Qualcomm, Inc. COM 747525103 401 11195.56 SH Sole 11195.56 Quanta Services, Inc. COM 74762E102 4345 219420.00 SH Sole 219420.00 Qwest Communications Internati COM 749121109 37 10300.00 SH Sole 10300.00 Rayonier, Inc. COM 754907103 261 8339.49 SH Sole 8339.49 Raytheon Company COM 755111507 765 14986.64 SH Sole 14986.64 Regal Entertainment Group - A COM 758766109 102 10000.00 SH Sole 10000.00 Regions Financial Corp. COM 7591ep100 829 104163.00 SH Sole 104163.00 Republic Svcs Inc Com COM 760759100 2071 83538.00 SH Sole 83538.00 Roche Hldg LTD Sponsored ADR COM 771195104 7747 101491.00 SH Sole 101491.00 Royal Bank of Canada COM 780087102 264 8900.00 SH Sole 8900.00 Royal Dutch Shell PLC ADR A (R COM 780259206 986 18629.00 SH Sole 18629.00 S & P 500 Depositary Receipt ( COM 78462F103 1581 17519.07 SH Sole 17519.07 Schlumberger, Ltd. COM 806857108 1813 42821.79 SH Sole 42821.79 Silicon Graphics Inc. COM 827056102 0 14000.00 SH Sole 14000.00 Singapore WEBS COM 464286673 72 10225.00 SH Sole 10225.00 Sirius Satellite Radio, Inc. COM 82966U103 1 10000.00 SH Sole 10000.00 Sony Corp ADR New COM 835699307 425 19420.00 SH Sole 19420.00 Southern Co. COM 842587107 467 12609.00 SH Sole 12609.00 Southwestern Energy Co COM 845467109 2848 98295.00 SH Sole 98295.00 SPDR Gold Trust COM 78463v107 9474 109500.00 SH Sole 109500.00 SPDR S&P Biotech ETF (xbi) COM 78464A870 896 16710.00 SH Sole 16710.00 Spectra Energy Corp. COM 847560109 681 43280.00 SH Sole 43280.00 Stryker Corp. COM 863667101 1078 26990.00 SH Sole 26990.00 Sun Microsystems, Inc. COM 866810203 98 25717.00 SH Sole 25717.00 Sunrise Senior Living, Inc. COM 86768K106 401 238398.00 SH Sole 238398.00 Suntrust Banks, Inc. COM 867914103 1918 64917.00 SH Sole 64917.00 Texas Instruments COM 882508104 653 42105.00 SH Sole 42105.00 theglobe.com Inc. COM 88335R101 2 296000.00 SH Sole 296000.00 TW Telecom, Inc. COM 87311l104 235 27750.00 SH Sole 27750.00 United Technologies Corp Com COM 913017109 6598 123099.00 SH Sole 123099.00 Unum Group Com COM 91529Y106 3913 210368.00 SH Sole 210368.00 Utilities Select Sector SPDR F COM 81369Y886 858 29550.00 SH Sole 29550.00 Valero Energy Corp. COM 91913Y100 356 16473.00 SH Sole 16473.00 Verizon Communications COM 92343V104 1010 29787.78 SH Sole 29787.78 Visa, Inc. - Cl. A COM 92826c839 8637 164675.00 SH Sole 164675.00 Vulcan Matls Co Com COM 929160109 3147 45226.00 SH Sole 45226.00 Wal-Mart Stores COM 931142103 875 15599.78 SH Sole 15599.78 Walgreen Co. COM 931422109 1846 74830.21 SH Sole 74830.21 Walt Disney COM 254687106 934 41174.00 SH Sole 41174.00 Wells Fargo COM 949746101 988 33501.90 SH Sole 33501.90 Weyerhaeuser Co. COM 962166104 2916 95271.00 SH Sole 95271.00 Williams Companies, Inc. COM 969457100 1454 100432.00 SH Sole 100432.00 Wyeth COM 983024100 515 13723.27 SH Sole 13723.27 Absolute Strategies Fund I (as 34984t600 132 14819.684 SH Sole 14819.684 Advent/Claymore ENH GR & INC ( 00765e104 101 12500.000 SH Sole 12500.000 Alliance Fund (chclx) 01859k105 36 12164.114 SH Sole 12164.114 American Century Equity Income 025076100 68 11229.294 SH Sole 11229.294 BlackRock Global Equity Income 09255d104 174 20000.000 SH Sole 20000.000 Delaware Enhanced Global Div ( 246060107 71 10000.000 SH Sole 10000.000 Diamond Hill Long/Short A Fund 25264S403 176 12729.433 SH Sole 12729.433 Eaton Vance Tax Managed Global 27829F108 236 24000.000 SH Sole 24000.000 Federated Kaufmann Fund A (kau 314172677 69 19211.916 SH Sole 19211.916 First Trust Aberdeen Global (F 337319107 104 10000.000 SH Sole 10000.000 Franklin Income Fund Class C ( 353496805 50 29502.888 SH Sole 29502.888 Growth Fund of America, Inc.(A 399874106 331 16165.376 SH Sole 16165.376 Income Fund of America, Inc. ( 453320103 140 10664.100 SH Sole 10664.100 Janus Contrarian Fund (jsvax) 471023655 97 10107.360 SH Sole 10107.360 Lord Abbett Affiliated Fd A (l 544001100 144 16683.535 SH Sole 16683.535 USAA Income Fund (usaix) 903288207 213 19581.044 SH Sole 19581.044 Vanguard Convertible Sec Fund 922023106 99 10608.580 SH Sole 10608.580 CapitalMark Bank & Trust 140991779 263 26275.00 SH Sole 26275.00 DW Variable Annuity 2 Northbro 101 10000.00 SH Sole 10000.00
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