-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjGye7VwBYRNiFo5RD5Qt6GY3/tLHgI/ohsEWWW7TjPoDl72hfADrTkSHCbpgX7f m7jFauSWSF+EdETWY9YOxw== 0001044905-08-000003.txt : 20080718 0001044905-08-000003.hdr.sgml : 20080718 20080718170755 ACCESSION NUMBER: 0001044905-08-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080718 DATE AS OF CHANGE: 20080718 EFFECTIVENESS DATE: 20080718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 08959887 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 inftable.txt PATTEN AND PATTEN, INC. DISCRETIONARY ACCOUNTS FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 7377 106009.00 SH Sole 106009.00 Abbott Laboratories COM 002824100 1390 26243.64 SH Sole 26243.64 Adobe Sys Inc Com COM 00724F101 4046 102715.00 SH Sole 102715.00 AFLAC Inc. COM 001055102 240 3815.00 SH Sole 3815.00 Air Products and Chemical Co. COM 009158106 7014 70947.00 SH Sole 70947.00 ALCOA, Inc. COM 013817101 4641 130301.00 SH Sole 130301.00 Alcon, Inc. COM h01301102 1241 7625.00 SH Sole 7625.00 Allergan, Inc. COM 018490102 577 11090.00 SH Sole 11090.00 AllianceBernstein Holding, LP COM 01881g106 1340 24515.00 SH Sole 24515.00 Allied Waste Industries, Inc. COM 019589308 144 11389.00 SH Sole 11389.00 Altair Nanotechnologies, Inc. COM 021373105 29 17000.00 SH Sole 17000.00 Altria Group, Inc. COM 02209S103 261 12717.55 SH Sole 12717.55 American Express COM 025816109 1738 46150.00 SH Sole 46150.00 American International Group I COM 026874107 339 12806.00 SH Sole 12806.00 Anadarko Pete Corp Com COM 032511107 7121 95154.00 SH Sole 95154.00 Apache Corp. COM 037411105 3281 23602.00 SH Sole 23602.00 Apple Inc Com COM 037833100 9001 53756.00 SH Sole 53756.00 Archer Daniels Midland COM 039483102 2953 87500.90 SH Sole 87500.90 AT&T, Inc. COM 00206r102 4182 124140.97 SH Sole 124140.97 Avery Dennison Corp COM 053611109 1253 28530.00 SH Sole 28530.00 Bank of America Corp. COM 060505104 1283 53767.80 SH Sole 53767.80 Bank of New York Mellon Corp c COM 064058100 2495 65951.00 SH Sole 65951.00 BB&T Corporation COM 054937107 217 9525.00 SH Sole 9525.00 Berkshire Hathaway Inc. Class COM 084670207 1504 375.00 SH Sole 375.00 Best Buy, Inc. COM 086516101 1935 48866.00 SH Sole 48866.00 BHP Billiton LTD Spon ADR COM 088606108 409 4805.00 SH Sole 4805.00 Boeing Corp. COM 097023105 210 3190.00 SH Sole 3190.00 BP Amoco PLC - Spons ADR COM 055622104 1127 16206.00 SH Sole 16206.00 Builders Europe 100 ADR Index COM 09348R409 653 23670.00 SH Sole 23670.00 Burlington Northern Santa Fe C COM 12189T104 364 3648.00 SH Sole 3648.00 Cabot Corp. COM 127055101 3528 145105.00 SH Sole 145105.00 Canadian National Railway Co. COM 136375102 8525 177311.46 SH Sole 177311.46 Caterpillar COM 149123101 5890 79795.00 SH Sole 79795.00 Charter Comm Inc A COM 16117M107 14 13327.00 SH Sole 13327.00 Chattem Inc Com COM 162456107 4291 65960.00 SH Sole 65960.00 ChevronTexaco Corporation COM 166764100 4372 44102.03 SH Sole 44102.03 Chubb Corp. COM 171232101 1115 22743.00 SH Sole 22743.00 Cisco Systems, Inc. COM 17275R102 4300 184872.00 SH Sole 184872.00 Citigroup, Inc. COM 172967101 240 14292.95 SH Sole 14292.95 Citrix Sys Inc Com COM 177376100 1172 39865.00 SH Sole 39865.00 Coca Cola Company COM 191216100 8571 164885.31 SH Sole 164885.31 Colgate-Palmolive Co. COM 194162103 3395 49125.00 SH Sole 49125.00 Comcast Corporation - Class A COM 20030N101 265 13966.00 SH Sole 13966.00 Conagra Foods Inc Com COM 205887102 4345 225369.00 SH Sole 225369.00 ConocoPhillips COM 20825C104 3083 32666.00 SH Sole 32666.00 Continental Airls Inc Cl B COM 210795308 118 11705.00 SH Sole 11705.00 Corning Inc Com COM 219350105 7681 333219.00 SH Sole 333219.00 Covanta Holding Corp. COM 22282e102 4099 153565.00 SH Sole 153565.00 Crecimiento Y Desarrollo S.A. COM 0 11290.00 SH Sole 11290.00 CVS/Caremark Corp. COM 126650100 2252 56903.00 SH Sole 56903.00 Deere & Co. COM 244199105 501 6948.00 SH Sole 6948.00 Dell Inc. COM 24702R101 288 13140.00 SH Sole 13140.00 Diamonds Trust Series I COM 252787106 387 3410.00 SH Sole 3410.00 Dixie Group, Inc. COM 255519100 66 10000.00 SH Sole 10000.00 Dominion Res Inc VA New COM 25746U109 1167 24581.83 SH Sole 24581.83 Dover Corp. COM 260003108 569 11770.00 SH Sole 11770.00 Dow Chem Company COM 260543103 4129 118263.00 SH Sole 118263.00 Duke Energy Corp. COM 26441c105 1641 94410.03 SH Sole 94410.03 DuPont (EI) deNemours COM 263534109 1666 38853.00 SH Sole 38853.00 Eaton Corp. COM 278058102 280 3300.00 SH Sole 3300.00 El Paso Corp Com COM 28336L109 9657 444192.02 SH Sole 444192.02 Electronic Arts, Inc. COM 285512109 406 9130.00 SH Sole 9130.00 Emerson Elec Co Com COM 291011104 3676 74346.00 SH Sole 74346.00 Enbridge Energy Partners, L.P. COM 29250R106 553 11000.00 SH Sole 11000.00 Encana Corp. COM 292505104 4911 54013.00 SH Sole 54013.00 Energy Select Sector SPDR COM 81369y506 210 2370.00 SH Sole 2370.00 Entertainment Properties COM 29380t105 264 5335.00 SH Sole 5335.00 Exelon Corporation COM 30161N101 512 5695.00 SH Sole 5695.00 Exterran Holdings, Inc. COM 30225x103 2279 31872.50 SH Sole 31872.50 Exxon Mobil Corporation COM 30231G102 17290 196188.59 SH Sole 196188.59 FGX International Holdings COM G3396L102 386 48025.00 SH Sole 48025.00 First Horizon National Corp. COM 320517105 82 11098.00 SH Sole 11098.00 First Security Group, Inc. COM 336312103 99 17719.00 SH Sole 17719.00 Forsys Metals Corp COM 34660G104 42 10000.00 SH Sole 10000.00 FPL Group, Inc. COM 302571104 2566 39123.00 SH Sole 39123.00 Genentech Inc. COM 368710406 4464 58812.00 SH Sole 58812.00 General Dynamics COM 369550108 1208 14350.00 SH Sole 14350.00 General Electric Corp. COM 369604103 8576 321322.10 SH Sole 321322.10 General Mills COM 370334104 393 6463.00 SH Sole 6463.00 Genomed, Inc. COM 37243c102 0 10000.00 SH Sole 10000.00 Goldman Sachs Group, Inc. COM 38141G104 2529 14458.00 SH Sole 14458.00 Google Inc Cl A COM 38259p508 213 405.00 SH Sole 405.00 Health Discovery Corp COM 42218R100 6 93300.00 SH Sole 93300.00 Healthtronics, Inc. COM 42222L107 75 23000.00 SH Sole 23000.00 Home Depot COM 437076102 431 18419.28 SH Sole 18419.28 Honda Motor Co., LTD Spon ADR COM 438128308 1524 44780.00 SH Sole 44780.00 Honeywell International, Inc. COM 438516106 4794 95338.95 SH Sole 95338.95 Host Hotels & Resorts, Inc. COM 44107P104 364 26650.00 SH Sole 26650.00 Human Biosystems COM 44485x109 0 10000.00 SH Sole 10000.00 I Shares Inc MSCI Hong Kong In COM 464286871 1905 112480.00 SH Sole 112480.00 I Shares Transportation Index COM 464287192 277 3135.00 SH Sole 3135.00 Identa Ltd COM 451671101 1 1000000.00 SH Sole 1000000.00 Illinois Tool Works COM 452308109 458 9645.00 SH Sole 9645.00 Insignia Solutions Inc. COM 45766j107 0 10700.00 SH Sole 10700.00 Intel Corporation COM 458140100 3705 172480.55 SH Sole 172480.55 International Business Machine COM 459200101 1897 16008.00 SH Sole 16008.00 IShares DJ US Financial Servic COM 464287770 557 8075.00 SH Sole 8075.00 Ishares Goldman Sachs Technolo COM 464287549 559 10679.00 SH Sole 10679.00 ISHARES INC MSCI GERMAN COM 464286806 3783 128512.00 SH Sole 128512.00 IShares Inc MSCI Japan COM 464286848 965 77360.00 SH Sole 77360.00 iShares MSCI Brazil Index Fund COM 464286400 4876 54604.00 SH Sole 54604.00 iShares MSCI Canada COM 464286509 976 29440.00 SH Sole 29440.00 IShares MSCI EAFE Growth Index COM 464288885 393 5570.00 SH Sole 5570.00 IShares MSCI EAFE Index Fund COM 464287465 963 14020.60 SH Sole 14020.60 IShares MSCI Emergin Mkt COM 464287234 554 4081.88 SH Sole 4081.88 iShares MSCI France Index Fund COM 464286707 1474 45740.00 SH Sole 45740.00 Ishares MSCI Pacific Ex Japan COM 464286665 1152 8463.98 SH Sole 8463.98 IShares S&P Global Energy Sect COM 464287341 315 2065.00 SH Sole 2065.00 iShares S&P Global Healthcare COM 464287325 263 5100.00 SH Sole 5100.00 Ishares S&P Global Tech Sector COM 464287291 1487 25985.00 SH Sole 25985.00 IShares S&P Latin America 40 COM 464287390 770 2800.00 SH Sole 2800.00 IShares S&P Midcap 400 Index F COM 464287507 251 3082.00 SH Sole 3082.00 IShares S&P MidCap 400/Growth COM 464287606 315 3560.00 SH Sole 3560.00 ITT Corp New Com COM 450911102 7017 110800.00 SH Sole 110800.00 Johnson and Johnson COM 478160104 4477 69591.00 SH Sole 69591.00 JP Morgan Chase & Co Com COM 46625H100 4491 130892.71 SH Sole 130892.71 Kimberly-Clark COM 494368103 2341 39159.00 SH Sole 39159.00 Kinder Morgan Energy Partners COM 494550106 639 11470.30 SH Sole 11470.30 Lazard Ltd COM G54050102 3273 95845.00 SH Sole 95845.00 Lowe's Companies COM 548661107 908 43739.02 SH Sole 43739.02 Macquarie Infrastr Co LLC Memb COM 55608B105 4079 161270.00 SH Sole 161270.00 Marathon Oil Corp. COM 565849106 234 4503.98 SH Sole 4503.98 Marriott International Inc. Cl COM 571903202 756 28800.00 SH Sole 28800.00 Marsh & Mclennan Cos Inc Com COM 571748102 3422 128892.00 SH Sole 128892.00 MBIA Inc COM 55262C100 651 148180.00 SH Sole 148180.00 McDonald's Corp. COM 580135101 383 6803.92 SH Sole 6803.92 McGraw Hill COM 580645109 2916 72678.34 SH Sole 72678.34 MDM Group Inc. COM 55270E106 0 10000.00 SH Sole 10000.00 Medtronic Inc. COM 585055106 1565 30234.29 SH Sole 30234.29 Merck & Company COM 589331107 3369 89400.35 SH Sole 89400.35 Microsoft, Inc. COM 594918104 2786 101255.22 SH Sole 101255.22 Mid American Apartments Comm. COM 59522J103 587 11500.00 SH Sole 11500.00 Mohawk Industries COM 608190104 389 6070.00 SH Sole 6070.00 Morgan Stanley Com New COM 617446448 3195 88580.00 SH Sole 88580.00 Motorola COM 620076109 659 89751.68 SH Sole 89751.68 Navarre Corporation COM 639208107 16 10000.00 SH Sole 10000.00 Neurocrine Biosciences Inc Com COM 64125C109 126 30095.00 SH Sole 30095.00 Nokia Corp - ADR COM 654902204 1831 74750.00 SH Sole 74750.00 Nordstrom, Inc. COM 655664100 3092 102050.00 SH Sole 102050.00 Norfolk Southern Corp. COM 655844108 854 13629.00 SH Sole 13629.00 Northrop Grumman Corp. COM 666807102 314 4697.00 SH Sole 4697.00 Novartis A G Sponsored ADR COM 66987V109 5180 94122.00 SH Sole 94122.00 Occidental Pete Corp Del Com COM 674599105 6762 75248.00 SH Sole 75248.00 Oil Service Holders Trust COM 678002106 222 1000.00 SH Sole 1000.00 Oracle Systems Corp COM 68389X105 1040 49512.00 SH Sole 49512.00 Oshkosh Truck Corp Com COM 688239201 1305 63065.00 SH Sole 63065.00 Pepsico COM 713448108 5247 82509.96 SH Sole 82509.96 Pfizer COM 717081103 219 12524.36 SH Sole 12524.36 Philip Morris International, I COM 718172109 629 12735.00 SH Sole 12735.00 Plum Creek Timber Company COM 729251108 785 18380.00 SH Sole 18380.00 Powershares ETF Trust Water Re COM 73935X575 6187 298755.00 SH Sole 298755.00 Powershares Wilderhill Clean E COM 73935x500 2738 140070.00 SH Sole 140070.00 Procter and Gamble COM 742718109 7752 127472.57 SH Sole 127472.57 Prudential Financial, Inc. COM 744320102 2940 49215.00 SH Sole 49215.00 Qualcomm, Inc. COM 747525103 466 10510.56 SH Sole 10510.56 Quanta Services, Inc. COM 74762E102 4939 148455.00 SH Sole 148455.00 Qwest Communications Internati COM 749121109 155 39350.00 SH Sole 39350.00 Rayonier, Inc. COM 754907103 377 8890.00 SH Sole 8890.00 Raytheon Company COM 755111507 942 16739.26 SH Sole 16739.26 Regal Entertainment Group - A COM 758766109 153 10000.00 SH Sole 10000.00 Regions Financial Corp. COM 7591ep100 1445 132438.00 SH Sole 132438.00 Republic Svcs Inc Com COM 760759100 2824 95073.00 SH Sole 95073.00 Roche Hldg LTD Sponsored ADR COM 771195104 9264 102565.00 SH Sole 102565.00 Royal Bank of Canada COM 780087102 491 11000.00 SH Sole 11000.00 Royal Dutch Shell PLC ADR A (R COM 780259206 1659 20304.00 SH Sole 20304.00 S & P 500 Depositary Receipt ( COM 78462F103 1980 15468.00 SH Sole 15468.00 Schlumberger, Ltd. COM 806857108 4264 39694.79 SH Sole 39694.79 Sempra Energy COM 816851109 214 3790.00 SH Sole 3790.00 Silicon Graphics Inc. COM 827056102 0 14000.00 SH Sole 14000.00 Singapore WEBS COM 464286673 127 10225.00 SH Sole 10225.00 Sony Corp ADR New COM 835699307 4615 105515.00 SH Sole 105515.00 Southern Co. COM 842587107 408 11693.12 SH Sole 11693.12 Southwestern Energy Co COM 845467109 2339 49120.00 SH Sole 49120.00 SPDR Gold Trust COM 78463v107 4997 54675.00 SH Sole 54675.00 SPDR S&P Biotech ETF (xbi) COM 78464A870 1035 17960.00 SH Sole 17960.00 Spectra Energy Corp. COM 847560109 1120 38980.00 SH Sole 38980.00 Spooz, Inc. COM 84915q100 0 400000.00 SH Sole 400000.00 Stryker Corp. COM 863667101 1762 28015.00 SH Sole 28015.00 Sun Microsystems, Inc. COM 866810203 390 35842.00 SH Sole 35842.00 Sunrise Senior Living, Inc. COM 86768K106 3819 169900.00 SH Sole 169900.00 Suntrust Banks, Inc. COM 867914103 3768 104037.00 SH Sole 104037.00 Texas Instruments COM 882508104 2310 82018.00 SH Sole 82018.00 theglobe.com Inc. COM 88335R101 4 370000.00 SH Sole 370000.00 TW Telecom, Inc. COM 87311l104 837 52195.00 SH Sole 52195.00 United Technologies Corp Com COM 913017109 7695 124724.00 SH Sole 124724.00 Unum Group Com COM 91529Y106 4545 222233.00 SH Sole 222233.00 Utilities Select Sector SPDR F COM 81369Y886 1216 29875.00 SH Sole 29875.00 Verizon Communications COM 92343V104 787 22236.98 SH Sole 22236.98 Visa, Inc. - Cl. A COM 92826c839 13314 163745.00 SH Sole 163745.00 Vulcan Matls Co Com COM 929160109 2734 45731.00 SH Sole 45731.00 Wachovia Corp. COM 929903102 231 14867.00 SH Sole 14867.00 Wal-Mart Stores COM 931142103 1156 20567.44 SH Sole 20567.44 Walgreen Co. COM 931422109 2458 75604.31 SH Sole 75604.31 Walt Disney COM 254687106 2583 82801.00 SH Sole 82801.00 Wells Fargo COM 949746101 859 36156.33 SH Sole 36156.33 Weyerhaeuser Co. COM 962166104 4499 87965.00 SH Sole 87965.00 Williams Companies, Inc. COM 969457100 3670 91037.00 SH Sole 91037.00 Wyeth COM 983024100 629 13123.27 SH Sole 13123.27 Absolute Strategies Fund I (as 34984t600 153 14456.637 SH Sole 14456.637 Alliance Fund (chclx) 01859k105 58 12164.114 SH Sole 12164.114 American Century Equity Income 025076100 91 13059.267 SH Sole 13059.267 Diamond Hill Long/Short A Fund 25264S403 208 11602.753 SH Sole 11602.753 Dodge & Cox Intl Stock Fund (d 256206103 211 5182.432 SH Sole 5182.432 DWS International Fund - S (sc 23337r817 226 3465.699 SH Sole 3465.699 Franklin Income Fund Class C ( 353496805 62 25743.833 SH Sole 25743.833 Growth Fund of America, Inc.(A 399874106 478 15059.360 SH Sole 15059.360 Janus Contrarian Fund (jsvax) 471023655 179 10779.994 SH Sole 10779.994 Lord Abbett Affiliated Fd A (l 544001100 309 26234.433 SH Sole 26234.433 Macquarie Global Infrastructue 55608d101 853 37974.000 SH Sole 37974.000 Morgan Stanley Emerging Market 61744G107 194 10892.546 SH Sole 10892.546 USAA Income Fund (usaix) 903288207 227 19061.227 SH Sole 19061.227 CapitalMark Bank & Trust 140991779 108 10850.00 SH Sole 10850.00 DW Variable Annuity 2 Northbro 171 10000.00 SH Sole 10000.00
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