-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+WET735PgbLb0fVouD22rFs0C5GJR3lB/YGTErx+aP6mZPIVB5/Wryoaowv3Zps Xi9JICp9TGEDRb+Ej4N9MQ== 0001140361-11-012024.txt : 20110224 0001140361-11-012024.hdr.sgml : 20110224 20110224182703 ACCESSION NUMBER: 0001140361-11-012024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papenfort Dietmar CENTRAL INDEX KEY: 0001475794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30939 FILM NUMBER: 11637984 MAIL ADDRESS: STREET 1: 2128 W. BRAKER LANE BK12 CITY: AUSTIN STATE: TX ZIP: 78758 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVE POWER INC CENTRAL INDEX KEY: 0001044435 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 742642142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 BUSINESS PHONE: 5128366464 MAIL ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 4 1 doc1.xml FORM 4 X0303 4 2011-02-22 0 0001044435 ACTIVE POWER INC ACPW 0001475794 Papenfort Dietmar C/O ACTIVE POWER, INC. 2128 W. BRAKER LANE, BK12 AUSTIN TX 78758 0 1 0 0 Vice President of Sales-EMEA Common Stock 2011-02-22 4 M 0 15625 1.13 A 15625 D Common Stock 2011-02-22 4 S 0 15625 2.36 D 0 D Employee Stock Option (Right to Buy) 1.13 2011-02-22 4 M 0 15625 0 D 2019-11-09 COMMON STOCK 15625 34375 D The option, representing a right to purchase a total of 50,000 shares, becomes exercisable in sixteen equal quarterly installments upon the completion of each quarter of service, with the fifth such installment of 3,125 shares becoming exercisable on 02/09/2011, for an aggregate total of 15,625 vested as of that date. /s/ John K. Penver 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----