-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEzOnqc1MENxpQgqYBuJBW+awZsg0VkB4T839hQZEmWCnqDbbTsRlGUEjenGShsF oegyEU/2J5g4GnM9qQjMUQ== 0001029869-99-000165.txt : 19990215 0001029869-99-000165.hdr.sgml : 19990215 ACCESSION NUMBER: 0001029869-99-000165 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 GROUP MEMBERS: ALAN G. WALTON GROUP MEMBERS: CORNELIUS T. RYAN GROUP MEMBERS: EDMUND M. OLIVIER GROUP MEMBERS: JONATHAN J. FLEMING GROUP MEMBERS: LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT (BERMUDA) II LTD. GROUP MEMBERS: OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT II, L.P. GROUP MEMBERS: OBP MANAGEMENT L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II, L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (BERMUDA) II GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (GS-ADJUNCT) II, L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS II, L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS LP GROUP MEMBERS: PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENE LOGIC INC CENTRAL INDEX KEY: 0001043914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061411336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53373 FILM NUMBER: 99533463 BUSINESS ADDRESS: STREET 1: 708 QUINCE ORCHARD STREET 2: ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878- BUSINESS PHONE: 3019871700 MAIL ADDRESS: STREET 1: 10150 OLD COLUMBIA RD CITY: COLUMBIA STATE: MD ZIP: 21046 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD BIOSCIENCE PARTNERS LP CENTRAL INDEX KEY: 0000938806 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061346307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033413300 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 GENE LOGIC INC. ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response . . .14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gene Logic Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 368689 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (3-98) Page 1 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 2 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners, L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 2 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 3 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners (Adjunct) L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 3 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 4 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | OBP Management L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 4 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 5 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners (Bermuda) Limited Partnership | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Bermuda Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 5 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 6 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | OBP Management (Bermuda) Limited Partnership | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Bermuda Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 6 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 7 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners II, L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 7 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 8 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners (Adjunct) II, L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 8 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 9 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners (GS-Adjunct) II, L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 9 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 10 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | OBP Management II, L.P. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 10 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 11 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Oxford Bioscience Partners (Bermuda) II Limited Partnership | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Bermuda Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 11 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 12 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | OBP Management (Bermuda) II Limited Partnership | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Bermuda Limited Partnership | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | PN | - -------------------------------------------------------------------------------- Page 12 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 13 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | OBP Management (Bermuda) II Ltd. | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Bermuda Company | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | CO | - -------------------------------------------------------------------------------- Page 13 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 14 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Edmund M. Olivier | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | United States | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | IN | - -------------------------------------------------------------------------------- Page 14 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 15 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Cornelius T. Ryan | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | United States | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | IN | - -------------------------------------------------------------------------------- Page 15 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 16 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Alan G. Walton | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | United States | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 13,750 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 13,750 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,826,410 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.3% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | IN | - -------------------------------------------------------------------------------- Page 16 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 17 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- |--------|---------------------------------------------------------------------| | 1 | NAMES OF REPORTING PERSONS | | | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | | | | Jonathan J. Fleming | |--------|---------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | | | (SEE INSTRUCTIONS) (a) [ ] | | | (b) [ ] | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | United States | |-----------------|--------|---------------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 0 Shares | | NUMBER OF |--------|---------------------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | 1,812,660 Shares | | OWNED BY |--------|---------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 0 Shares | | PERSON |--------|---------------------------------------------------| | WITH: | 8 | SHARED DISPOSITIVE POWER | | | | 1,812,660 Shares | |------------------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,812,660 Shares | |--------|---------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES (SEE INSTRUCTIONS) | | | [ ] | |--------|---------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.2% | |--------|---------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | IN | - -------------------------------------------------------------------------------- Page 17 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 18 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- NOTE: This Statement on Schedule 13G is being filed on behalf of (i) Oxford Bioscience Partners L.P., a Delaware limited partnership; (ii) Oxford Bioscience Partners (Adjunct) L.P., a Delaware limited partnership; (iii) OBP Management L.P., a Delaware limited partnership; (iv) Oxford Bioscience Partners (Bermuda) Limited Partnership, a Bermuda limited partnership; (v) OBP Management (Bermuda) Limited Partnership, a Bermuda limited partnership; (vi) Oxford Bioscience Partners II, L.P., a Delaware limited partnership; (vii) Oxford Bioscience Partners (Adjunct) II, L.P., a Delaware limited partnership; (viii) Oxford Bioscience Partners (GS-Adjunct) II, L.P., a Delaware limited partnership; (ix) OBP Management II, L.P., a Delaware limited partnership; (x) Oxford Bioscience Partners (Bermuda) II Limited Partnership, a Bermuda limited partnership; (xi) OBP Management (Bermuda) II Limited Partnership, a Bermuda limited partnership; (xii) OBP Management (Bermuda) II Ltd., a Bermuda company; (xiii) Edmund M. Olivier; (xiv) Cornelius T. Ryan; (xv) Alan G. Walton and (xvi) Jonathan J. Fleming. Item 1(a). Name of Issuer: Gene Logic Inc. -------------- Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 708 Quince Orchard Road, Gaithersburg, Maryland 20878
Item 2(a) Item 2(b) Item 2(c) --------- --------- --------- Citizenship or Place Name of Person Filing Address of Organization --------------------- ------- --------------- Oxford Bioscience Partners L.P. Oxford Bioscience Partners Delaware ("OBP") 315 Post Road West Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (Adjunct) L.P. ("OBP Adjunct") 315 Post Road West Westport, CT 06880 OBP Management L.P. ("OBP Oxford Bioscience Partners Delaware Management"), the general 315 Post Road West partner of OBP and OBP Adjunct Westport, CT 06880 Oxford Bioscience Partners Richmond House Bermuda (Bermuda) Limited Partnership Par-la-Ville Road ("OBP Bermuda") Hamilton, Bermuda OBP Management (Bermuda) Limited Richmond House Bermuda Partnership ("OBP Management Par-la-Ville Road Bermuda"), the general partner Hamilton, Bermuda of OBP Bermuda Oxford Bioscience Partners II, L.P. Oxford Bioscience Partners Delaware ("OBP II") 315 Post Road West Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (Adjunct) II, L.P. ("OBP 315 Post Road West Adjunct II") Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (GS-Adjunct) II, L.P. ("OBP 315 Post Road West GS-Adjunct II") Westport, CT 06880
Page 18 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 19 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OBP Management II, L.P. ("OBP Oxford Bioscience Partners Delaware Management II"), the general 315 Post Road West partner of OBP II, OBP Adjunct Westport, CT 06880 II and OBP GS-Adjunct II Oxford Bioscience Partners Richmond House Bermuda (Bermuda) II Limited Par-la-Ville Road Partnership ("OBP Bermuda II") Hamilton, Bermuda OBP Management (Bermuda) II Limited Richmond House Bermuda Partnership ("OBP Management Par-la-Ville Road Bermuda II"), the general Hamilton, Bermuda partner of OBP Bermuda II OBP Management (Bermuda) II Ltd. Richmond House Bermuda ("OBP Bermuda II Ltd"), the Par-la-Ville Road corporate general partner of Hamilton, Bermuda OBP Management Bermuda II Edmund M. Olivier, a general Oxford Bioscience Partners United States partner of OBP Management, OBP 650 Town Center Drive Management Bermuda, OBP Costa Mesa, California 92626 Management II and OBP Management Bermuda II Cornelius T. Ryan, a general Oxford Bioscience Partners United States partner of OBP Management, OBP 315 Post Road West Management Bermuda, OBP Westport, CT 06880 Management II and OBP Management Bermuda II Alan G. Walton, a general partner Oxford Bioscience Partners United States of OBP Management, OBP 315 Post Road West Management Bermuda, OBP Westport, CT 06880 Management II and OBP Management Bermuda II Jonathan J. Fleming, a general Oxford Bioscience Partners United States partner of OBP Management II 31 St. James Avenue, Suite 570 and OBP Management Bermuda II Boston, MA 02116
Page 19 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 20 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- Item 2(d). Title of Class of Securities: Common Stock, $.01 par value. ---------------------------- Item 2(e). CUSIP Number: 368689 10 5 ------------ Item 3. If this statement is filed pursuant to Rules 13d-1(b), or --------------------------------------------------------- 13d-2(b), check whether the person filing is a: ----------------------------------------------- (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b) (ii)(G) of the Act. (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) of the Act. None of the above. Item 4. Ownership. ---------- (a) Amount Beneficially Owned: As of December 31, 1998, each of the following is the owner of record of the number of shares of Common Stock set forth next to his, her or its name: OBP: 995,282 Shares OBP Adjunct: 138,952 Shares OBP Management: 0 Shares OBP Bermuda: 276,119 Shares OBP Management Bermuda: 0 Shares OBP II: 116,105 Shares OBP Adjunct II: 35,231 Shares OBP GS-Adjunct II: 113,959 Shares OBP Management II: 0 Shares OBP Bermuda II: 87,012 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd: 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares Mr. Fleming: 0 Shares
By virtue of their relationship as affiliated limited partnerships, whose sole general partners share a majority of individual general partners, OBP, OBP Adjunct, OBP Bermuda, OBP II, OBP Adjunct II; OBP GS-Adjunct II and OBP Bermuda II may be deemed to share voting power and the power to direct the disposition of the shares of Common Stock which each partnership owns of record. Additionally, OBP owns presently exerciseable warrants to purchase an aggregate of 39,141 shares of Common Stock and OBP Bermuda owns presently exerciseable warrants to purchase an aggregate of 10,859 shares of Common Stock. Messrs. Ryan, Walton and Olivier are general partners of both OBP Management, the general partner of OBP and OBP Adjunct, and OBP Bermuda Management, the general partner of OBP Bermuda. Therefore, each of Messrs. Ryan, Walton and Olivier may be deemed to own beneficially the shares and warrants held by OBP, OBP Adjunct and OBP Bermuda. Additionally, Messrs. Ryan, Walton, Olivier and Fleming are general partners of both OBP Management II, the general partner of OBP II, OBP Adjunct II and OBP Page 20 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 21 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- GS-Adjunct II, and OBP Management Bermuda II, the general partner of OBP Bermuda II. Therefore, each of Messrs. Ryan, Walton, Olivier and Fleming may be deemed to own beneficially the shares held by OBP II, OBP Adjunct II, OBP GS-Adjunct II and OBP Bermuda II. In addition, Mr. Walton owns options to purchase 37,500 shares of Common Stock of which 13,750 are vested and exercisable within 60 days of December 31, 1998. Therefore, Mr. Walton may be deemed to own beneficially an additional 13,750 shares of Common Stock. (b) Percent of Class: OBP: 9.2% OBP Adjunct: 9.2% OBP Management: 9.2% OBP Bermuda: 9.2% OBP Management Bermuda: 9.2% OBP II: 9.2% OBP Adjunct II: 9.2% OBP GS-Adjunct II: 9.2% OBP Management II: 9.2% OBP Bermuda II: 9.2% OBP Management Bermuda II: 9.2% OBP Bermuda II Ltd: 9.2% Mr. Olivier: 9.2% Mr. Ryan: 9.2% Mr. Walton: 9.3% Mr. Fleming: 9.2%
The foregoing percentages are calculated based on the 19,646,071 share of Common Stock reported to be outstanding as of October 31, 1998 in the Quarterly Report on Form 10-Q of Gene Logic Inc.. for the quarter ended September 30, 1998, as adjusted pursuant to Rule 13d-3 (d)(1) of the Act. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP II: 0 Shares OBP Adjunct II: 0 Shares OBP GS-Adjunct II: 0 Shares OBP Management II: 0 Shares OBP Bermuda II: 0 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd: 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 13,750 Shares Mr. Fleming: 0 Shares
(ii) shared power to vote or to direct the vote: OBP: 1,812,660 Shares OBP Adjunct: 1,812,660 Shares OBP Management: 1,812,660 Shares OBP Bermuda: 1,812,660 Shares
Page 21 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 22 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OBP Management Bermuda: 1,812,660 Shares OBP II: 1,812,660 Shares OBP Adjunct II: 1,812,660 Shares OBP GS-Adjunct II: 1,812,660 Shares OBP Management II: 1,812,660 Shares OBP Bermuda II: 1,812,660 Shares OBP Management Bermuda II: 1,812,660 Shares OBP Bermuda II Ltd: 1,812,660 Shares Mr. Olivier: 1,812,660 Shares Mr. Ryan: 1,812,660 Shares Mr. Walton: 1,812,660 Shares Mr. Fleming: 1,812,660 Shares
(iii) sole power to dispose or to direct the disposition of: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP II: 0 Shares OBP Adjunct II: 0 Shares OBP GS-Adjunct II: 0 Shares OBP Management II: 0 Shares OBP Bermuda II: 0 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd: 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 13,750 Shares Mr. Fleming: 0 Shares
(iv) shared power to dispose or to direct the disposition of: OBP: 1,812,660 Shares OBP Adjunct: 1,812,660 Shares OBP Management: 1,812,660 Shares OBP Bermuda: 1,812,660 Shares OBP Management Bermuda: 1,812,660 Shares OBP II: 1,812,660 Shares OBP Adjunct II: 1,812,660 Shares OBP GS-Adjunct II: 1,812,660 Shares OBP Management II: 1,812,660 Shares OBP Bermuda II: 1,812,660 Shares OBP Management Bermuda II: 1,812,660 Shares OBP Bermuda II Ltd: 1,812,660 Shares Mr. Olivier: 1,812,660 Shares Mr. Ryan: 1,812,660 Shares Mr. Walton: 1,812,660 Shares Mr. Fleming: 1,812,660 Shares
Each of OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP II, OBP Adjunct II, OBP GS-Adjunct II, OBP Management II, OBP Bermuda II, OBP Management Bermuda II, OBP Bermuda II Ltd, Mr. Olivier, Mr. Ryan, Mr. Walton and Mr. Fleming expressly disclaims beneficial ownership of any shares of Common Stock of Gene Logic Inc., except any shares held directly of record. Page 22 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 23 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- Item 5. Ownership of Five Percent or Less of a Class. --------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company. ------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not applicable. OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP II, OBP Adjunct II, OBP GS-Adjunct II, OBP Bermuda II, OBP Management Bermuda II, OBP Bermuda II Ltd, Mr. Olivier, Mr. Ryan, Mr. Walton and Mr. Fleming expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group. ------------------------------- Not applicable. Item 10. Certification. ------------- Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c). Page 23 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 24 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- Signature After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 12, 1999 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: * ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: * ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: * ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: * ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: * ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS II L.P. By: OBP Management II L.P., its general partner By: * ---------------------------------------- Jonathan J. Fleming General Partner Page 24 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 25 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: * ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (GS - ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: * ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE MANAGEMENT PARTNERS II By: * ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Limited Partnership, its general partner By: * ---------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Ltd., its general partner By: * ---------------------------------------- Jonathan J. Fleming Director OBP MANAGEMENT (BERMUDA) II LTD. By: * ---------------------------------------- Jonathan J. Fleming Director * ---------------------------------------- Cornelius T. Ryan * ---------------------------------------- Alan G. Walton Page 25 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 26 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- * ---------------------------------------- Edmund M. Olivier * --------------------------------------- Jonathan J. Fleming * ---------------------------------------- Jeffery M. Held Attorney-in-Fact This Schedule 13G was executed by Jeffrey M. Held pursuant to the Power of Attorney filed with the Securities and Exchange Commission herewith as Exhibit 2. - ---------- Page 26 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 27 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- Exhibit 1 --------- AGREEMENT Pursuant to Rule 13-d1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Gene Logic Inc. Dated: February 7, 1999 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner Page 27 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 28 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (GS - ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE MANAGEMENT PARTNERS II By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Limited Partnership, its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Ltd., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Director OBP MANAGEMENT (BERMUDA) II LTD. By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Director /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan Page 28 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 29 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- /s/ Alan G. Walton ---------------------------------------- Alan G. Walton /s/ Edmund M. Olivier ---------------------------------------- Edmund M. Olivier /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Page 29 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 30 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- Exhibit 2 --------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Raymond N. Charest, Jeffrey M. Held, and Amy B. Rensko, and any one of them acting singly, the true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned's name, place and stead, in any and all capacities (until revoked in writing) to sign any and all instruments, certificates and documents required to be executed on behalf of the undersigned as an individual or on behalf of the undersigned's holding company, as the case may be, pursuant to sections 13 and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc. granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary fully to all intents and purposes as the undersigned might or could do in person thereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Notwithstanding the foregoing, this Power of Attorney shall expire automatically upon the cessation of the undersigned's reporting obligations pursuant to sections 13 and 16 of the Exchange Act or on the date that each attorney-in-fact is no longer employed in their current capacities. (REMAINDER OF PAGE LEFT INTENTIONALLY BLANK) Page 30 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 31 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 7th day of February, 1999. OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LTD. By: /s/ Edmund M. Olivier ---------------------------------------- Edmund M. Olivier Director OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT), L.P. By: OBP Management, L.P., its general partner By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE MANAGEMENT PARTNERS II By: /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan General Partner Page 31 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 32 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OXFORD BIOSCIENCE PARTNERS II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Limited Partnership, its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT II, L.P. By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Ltd., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Director OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner Page 32 of 33 pages - ---------------------------------- --------------------------- |CUSIP NO. 368689 10 5 | 13G | Page 33 of 33 Pages | | ----------- | | --- --- | - ---------------------------------- --------------------------- OBP MANAGEMENT (BERMUDA) II LTD. By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Director OXFORD BIOSCIENCE PARTNERS (GS - ADJUNCT) II, L.P. By: OBP Management II, L.P., its general partner By: /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming General Partner /s/ Cornelius T. Ryan ---------------------------------------- Cornelius T. Ryan /s/ Alan G. Walton ---------------------------------------- Alan G. Walton /s/ Edmund M. Olivier ---------------------------------------- Edmund M. Olivier /s/ Jonathan J. Fleming ---------------------------------------- Jonathan J. Fleming Page 33 of 33 pages -----END PRIVACY-ENHANCED MESSAGE-----