-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6pO9PBwp2N1og/iibmzde33zoNTzu5IBSdJT2Bm4JxYmW2QjoGW5laJH1qs7xO8 Kpb3/aauk/kDHCsdwEaxiw== 0000912057-01-004235.txt : 20010208 0000912057-01-004235.hdr.sgml : 20010208 ACCESSION NUMBER: 0000912057-01-004235 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010207 GROUP MEMBERS: ALAN G. WALTON GROUP MEMBERS: CORNELIUS T. RYAN GROUP MEMBERS: OLIVER EDMUND M SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENE LOGIC INC CENTRAL INDEX KEY: 0001043914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061411336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53373 FILM NUMBER: 1527668 BUSINESS ADDRESS: STREET 1: 708 QUINCE ORCHARD STREET 2: ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 3019871700 MAIL ADDRESS: STREET 1: 708 QUINCE ORCHARD ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLIVER EDMUND M CENTRAL INDEX KEY: 0001055358 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O OXFORD PARTNERS` STREET 2: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033413300 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST STREET 2: C/O OXFORD PARTNERS CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 a2037192zsc13ga.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------- OMB APPROVAL ------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response...14.9 ------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)1 GENE LOGIC INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - ------------------------------------------------------------------------------- (Title of Class of Securities) 368689 10 5 - ------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) - ------------------ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 2 OF 9 PAGES - --------------------- ----------------- - ------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edmund M. Olivier - ------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) | | (b) | | - ------- ----------------------------------------------------------------------- 3 SEC USE ONLY - ------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ----------------------------------------------------------------------- - ------------------------- ----- ----------------------------------------------- 5 SOLE VOTING POWER 30,517 Shares NUMBER OF ----- ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 Shares ----- ----------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 30,517 Shares ----- ----------------------------------------------- WITH: 8 SHARED DISPOSITIVE POWER 0 Shares - ------------------------- ----- ----------------------------------------------- - ------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,517 Shares - ------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .18% - ------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------- - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 3 OF 9 PAGES - --------------------- ----------------- - ------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Cornelius T. Ryan - ------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) | | (b) | | - ------- ----------------------------------------------------------------------- 3 SEC USE ONLY - ------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ----------------------------------------------------------------------- - ------------------------- ----- ----------------------------------------------- 5 SOLE VOTING POWER 3,000 Shares NUMBER OF ----- ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 Shares ----- ----------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 3,000 Shares ----- ----------------------------------------------- WITH: 8 SHARED DISPOSITIVE POWER 0 Shares - ------------------------- ----- ----------------------------------------------- - ------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,000 Shares - ------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------- - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 4 OF 9 PAGES - --------------------- ----------------- - ------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alan G. Walton - ------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) | | (b) | | - ------- ----------------------------------------------------------------------- 3 SEC USE ONLY - ------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ----------------------------------------------------------------------- - ------------------------- ----- ----------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 Shares ----- ----------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ----- ----------------------------------------------- WITH: 8 SHARED DISPOSITIVE POWER 0 Shares - ------------------------- ----- ----------------------------------------------- - ------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Shares - ------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------- - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 5 OF 9 PAGES - --------------------- ----------------- Item 1(a). NAME OF ISSUER: Gene Logic Inc. -------------- Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- 708 Quince Orchard Road, Gaithersburg, Maryland 20878
ITEM 2(A) ITEM 2(B) ITEM 2(C) --------- --------- --------- Citizenship or Place NAME OF PERSON FILING ADDRESS OF ORGANIZATION --------------------- ------- --------------- Edmund M. Olivier, a general partner of OBP Oxford Bioscience Partners United States Management, OBP Management Bermuda, OBP 650 Town Center Drive Management II and OBP Management Bermuda II Costa Mesa, California 92626 Cornelius T. Ryan, a general partner of OBP Oxford Bioscience Partners United States Management, OBP Management Bermuda, OBP 315 Post Road West Management II and OBP Management Bermuda II Westport, CT 06880 Alan G. Walton, a general partner of OBP Oxford Bioscience Partners United States Management, OBP Management Bermuda, OBP 315 Post Road West Management II and OBP Management Bermuda II Westport, CT 06880
Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value. ---------------------------- Item 2(e). CUSIP NUMBER: 368689 10 5 ------------ Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) | | Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) | | Bank as defined in Section 3(a)(6) of the Act. (c) | | Insurance Company as defined in Section 3(a)(19) of the Act. (d) | | Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) | | An Investment Adviser in accordance with Rule 13d-1(b)(i)(ii)(E) of the Act. - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 6 OF 9 PAGES - --------------------- ----------------- (f) | | Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) | | Parent Holding Company or control person, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) | | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) | | A church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) | | Group, in accordance with Rule 13d-1(b)(1)(ii)(J) of the Act. None of the above. Item 4. OWNERSHIP. (a) Amount Beneficially Owned: As of December 31, 2000, each of the following is the owner of record of the number of shares of Common Stock set forth next to his, her or its name: Mr. Olivier: 30,517 Shares Mr. Ryan: 3,000 Shares Mr. Walton: 0 Shares (b) Percent of Class: Mr. Olivier: .18% Mr. Ryan: 0% Mr. Walton: 0% The foregoing percentages are calculated based on the 25,932,056 shares of Common Stock reported to be outstanding as of October 31, 2000 in the Quarterly Report on Form 10-Q of Gene Logic Inc. for the quarter ended September 30, 2000, as adjusted pursuant to Rule 13d-3 (d)(1) of the Act. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Mr. Olivier: 30,517 Shares Mr. Ryan: 3,000 Shares Mr. Walton: 0 Shares - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 7 OF 9 PAGES - --------------------- ----------------- (ii) shared power to vote or to direct the vote: Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares (iii) sole power to dispose or to direct the disposition of: Mr. Olivier: 30,517 Shares Mr. Ryan: 3,000 Shares Mr. Walton: 0 Shares (iv) shared power to dispose or to direct the disposition of: Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares Each of Mr. Olivier, Mr. Ryan and Mr. Walton expressly disclaims beneficial ownership of any shares of Common Stock of Gene Logic Inc., except any shares held directly of record. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Each of Mr. Olivier, Mr. Walton and Mr. Ryan are filing this statement to report that as of the date hereof he has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. Mr. Olivier, Mr. Ryan and Mr. Walton expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(J) of the Act. Item 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. Item 10. CERTIFICATION. Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c). - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 8 OF 9 PAGES - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February __, 2001 /s/ CORNELIUS T. RYAN ----------------------------------- Cornelius T. Ryan /s/ ALAN G. WALTON ----------------------------------- Alan G. Walton /s/ EDMUND M. OLIVIER ----------------------------------- Edmund M. Olivier - --------------------- ----------------- CUSIP NO. 368689 10 5 13G PAGE 9 OF 9 PAGES - --------------------- ----------------- EXHIBIT 1 AGREEMENT Pursuant to Rule 13-d1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Gene Logic Inc. Dated: February __, 2001 /s/ CORNELIUS T. RYAN ----------------------------------- Cornelius T. Ryan /s/ ALAN G. WALTON ----------------------------------- Alan G. Walton /s/ EDMUND M. OLIVIER ----------------------------------- Edmund M. Olivier -----END PRIVACY-ENHANCED MESSAGE-----