-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HrELh7XNYLGtOc0tBPWumu250HhncLjUmB324kMIfWE1FnpNZZCXx4ahit6nfZ0O JOnwDyr9gJUsjOczKaqTmA== 0000912057-00-004444.txt : 20000209 0000912057-00-004444.hdr.sgml : 20000209 ACCESSION NUMBER: 0000912057-00-004444 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 GROUP MEMBERS: ALAN G. WALTON GROUP MEMBERS: CORNELIUS T. RYAN GROUP MEMBERS: EDMUND M. OLIVIER GROUP MEMBERS: JONATHAN J. FLEMING GROUP MEMBERS: OBP MANAGEMENT II L.P. GROUP MEMBERS: OBP MANAGEMENT L.P. GROUP MEMBERS: OBP MANAGEMENT(BERMUDA) II LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT(BERMUDA) II LTD. GROUP MEMBERS: OBP MANAGEMENT(BERMUDA) LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT(BERMUDA) LTD. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS II L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS LP GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS(ADJUNCT) II L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS(ADJUNCT) L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS(BERMUDA)II LIMITED PARTNERSHIP GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS(BERMUDA)LIMITED PARTNERSHIP GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS(GS-ADJUNCT) II L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENE LOGIC INC CENTRAL INDEX KEY: 0001043914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061411336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53373 FILM NUMBER: 526888 BUSINESS ADDRESS: STREET 1: 708 QUINCE ORCHARD STREET 2: ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 3019871700 MAIL ADDRESS: STREET 1: 708 QUINCE ORCHARD ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD BIOSCIENCE PARTNERS LP CENTRAL INDEX KEY: 0000938806 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061346307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033413300 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* GENE LOGIC INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 368689 10 5 ---------------------------------- (CUSIP Number) DECEMBER 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 2 OF 31 PAGES - ------------------------- ------------------------------- - ------- --------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners L.P. - ------- --------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- --------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- --------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- --------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- --------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- --------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- --------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- --------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ---------------------------------------------------------------------------------------------------------------------------
Page 2 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 3 OF 31 PAGES - ------------------------- ------------------------------- - ------- --------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Adjunct) L.P. - ------- --------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- --------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- --------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- --------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- --------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- --------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- --------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- --------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ---------------------------------------------------------------------------------------------------------------------------
Page 3 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 4 OF 31 PAGES - ------------------------- ------------------------------- - ------- --------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management L.P. - ------- --------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- --------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- --------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- --------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 4 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 5 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Bermuda) Limited Partnership - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 5 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 6 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) Limited Partnership - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 6 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 7 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) Ltd. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 7 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 8 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners II L.P. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 8 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 9 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Adjunct) II L.P. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 9 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 10 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (GS-Adjunct) II L.P. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 10 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 11 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management II L.P. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 11 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 12 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Bermuda) II Limited Partnership - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------- ---------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 12 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 13 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) II Limited Partnership - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 13 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 14 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) II Ltd. - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- --------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- --------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- --------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 14 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 15 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edmund M. Olivier - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 67,994 Shares NUMBER OF ----- ---------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 977,577 Shares EACH ----- ---------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 67,994 Shares WITH: ----- ---------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 977,577 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,045,571 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 15 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 16 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Cornelius T. Ryan - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 60,868 Shares NUMBER OF ----- ---------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 977,577 Shares EACH ----- ---------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 60,868 Shares WITH: ----- ---------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 977,577 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,038,445 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 16 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 17 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alan G. Walton - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 67,994 Shares NUMBER OF ----- ---------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 977,577 Shares EACH ----- ---------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 67,994 Shares WITH: ----- ---------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 977,577 Shares - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,045,571 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 17 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 18 OF 31 PAGES - ------------------------- ------------------------------- - ------- ---------------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jonathan J. Fleming - ------- ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------- ---------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ---------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 Shares NUMBER OF ----- ---------------------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 908,993 Shares EACH ----- ---------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH: ----- ---------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 908,993 Shares - ------- ---------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------- ---------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.6% - ------- ---------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ----------------------------------------------------------------------------------------------------------------------------
Page 18 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 19 OF 31 PAGES - ------------------------- ------------------------------- NOTE: This Statement on Schedule 13G is being filed on behalf of: (i) Oxford Bioscience Partners L.P., a Delaware limited partnership; (ii) Oxford Bioscience Partners (Adjunct) L.P., a Delaware limited partnership; (iii) OBP Management L.P., a Delaware limited partnership; (iv) Oxford Bioscience Partners (Bermuda) Limited Partnership, a Bermuda limited partnership; (v) OBP Management (Bermuda) Limited Partnership, a Bermuda limited partnership; (vi) OBP Management (Bermuda) Ltd., a Bermuda company; (vii) Oxford Bioscience Partners II L.P., a Delaware limited partnership; (viii) Oxford Bioscience Partners (Adjunct) II L.P., a Delaware limited partnership; (ix) Oxford Bioscience Partners (GS-Adjunct) II L.P., a Delaware limited partnership; (x) OBP Management II L.P., a Delaware limited partnership; (xi) Oxford Bioscience Partners (Bermuda) II Limited Partnership, a Bermuda limited partnership; (xii) OBP Management (Bermuda) II Limited Partnership, a Bermuda limited partnership; (xiii) OBP Management (Bermuda) II Ltd., a Bermuda company; (xiv) Edmund M. Olivier; (xv) Cornelius T. Ryan; (xvi) Alan G. Walton; and (xvii) Jonathan J. Fleming. Item 1(a). NAME OF ISSUER: Gene Logic Inc. Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 708 Quince Orchard Road, Gaithersburg, Maryland 20878
Item 2(a) Item 2(b) Item 2(c) --------- --------- --------- Citizenship or Place Name of Person Filing Address of Organization --------------------- ------- --------------- Oxford Bioscience Partners L.P. Oxford Bioscience Partners Delaware ("OBP") 315 Post Road West Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (Adjunct) L.P. ("OBP 315 Post Road West Adjunct") Westport, CT 06880 OBP Management L.P. ("OBP Oxford Bioscience Partners Delaware Management"), the general 315 Post Road West partner of OBP and OBP Westport, CT 06880 Adjunct Oxford Bioscience Partners Richmond House Bermuda (Bermuda) Limited Par-la-Ville Road Partnership ("OBP Hamilton, Bermuda Bermuda") OBP Management (Bermuda) Richmond House Bermuda Limited Partnership ("OBP Par-la-Ville Road Management Bermuda"), the Hamilton, Bermuda general partner of OBP Bermuda OBP Management (Bermuda) Richmond House Bermuda Ltd. ("OBP Bermuda Ltd."), Par-la-Ville Road the corporate general partner Hamilton, Bermuda of OBP Management (Bermuda) Limited Partnership Oxford Bioscience Partners II L.P. Oxford Bioscience Partners Delaware ("OBP II") 315 Post Road West Westport, CT 06880
Page 19 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 20 OF 31 PAGES - ------------------------- ------------------------------- Oxford Bioscience Partners Oxford Bioscience Partners Delaware (Adjunct) II L.P. ("OBP 315 Post Road West Adjunct II") Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (GS-Adjunct) II L.P. ("OBP 315 Post Road West GS-Adjunct II") Westport, CT 06880 OBP Management II L.P. ("OBP Oxford Bioscience Partners Delaware Management II"), the general 315 Post Road West partner of OBP II, OBP Adjunct Westport, CT 06880 II and OBP GS-Adjunct II Oxford Bioscience Partners Richmond House Bermuda (Bermuda) II Limited Par-la-Ville Road Partnership ("OBP Bermuda II") Hamilton, Bermuda OBP Management (Bermuda) II Limited Richmond House Bermuda Partnership ("OBP Management Par-la-Ville Road Bermuda II"), the general Hamilton, Bermuda partner of OBP Bermuda II OBP Management (Bermuda) II Ltd. Richmond House Bermuda ("OBP Bermuda II Ltd."), the Par-la-Ville Road corporate general partner of Hamilton, Bermuda OBP Management Bermuda II Edmund M. Olivier, a general Oxford Bioscience Partners United States partner of OBP Management, OBP 650 Town Center Drive Management Bermuda, OBP Costa Mesa, California 92626 Management II and OBP Management Bermuda II Cornelius T. Ryan, a general Oxford Bioscience Partners United States partner of OBP Management, OBP 315 Post Road West Management Bermuda, OBP Westport, CT 06880 Management II and OBP Management Bermuda II
Page 20 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 21 OF 31 PAGES - ------------------------- ------------------------------- Alan G. Walton, a general partner Oxford Bioscience Partners United States of OBP Management, OBP 315 Post Road West Management Bermuda, OBP Westport, CT 06880 Management II and OBP Management Bermuda II Jonathan J. Fleming, a general Oxford Bioscience Partners United States partner of OBP Management II 31 St. James Avenue, Suite 905 and OBP Management Bermuda II Boston, MA 02116
Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value. Item 2(e). CUSIP NUMBER: 368689 10 5 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) / / Bank as defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) / / An Investment Adviser in accordance with Rule 13d-1(b) (i)(ii)(E) of the Act. (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) / / Parent Holding Company or control person, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J) of the Act. None of the above. Item 4. OWNERSHIP. (a) Amount Beneficially Owned: As of December 31, 1999, each of the following is the owner of record of the number of shares of Common Stock set forth next to his, her or its name: OBP: 393,820 Shares OBP Adjunct: 53,610 Shares OBP Management: 0 Shares OBP Bermuda: 109,256 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares OBP II: 116,105 Shares OBP Adjunct II: 35,231 Shares
Page 21 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 22 OF 31 PAGES - ------------------------- ------------------------------- OBP GS-Adjunct II: 113,959 Shares OBP Management II: 0 Shares OBP Bermuda II: 87,012 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd.: 0 Shares Mr. Olivier: 67,994 Shares Mr. Ryan: 60,868 Shares Mr. Walton: 67,994 Shares Mr. Fleming: 0 Shares
By virtue of their relationship as affiliated limited partnerships, whose sole general partners share a majority of individual general partners, OBP, OBP Adjunct, OBP Bermuda, OBP II, OBP Adjunct II, OBP GS-Adjunct II and OBP Bermuda II may be deemed to share voting power and the power to direct the disposition of the shares of Common Stock which each partnership owns of record. OBP Management (as the general partner of OBP and OBP Adjunct), OBP Management Bermuda (as the general partner of OBP Bermuda), OBP Management II (as the general partner of OBP II, OBP Adjunct II and OBP GS-Adjunct II) and OBP Management Bermuda II (as the general partner of OBP Bermuda II) may also be deemed to own beneficially the shares of OBP, OBP Adjunct, OBP Bermuda, OBP II, OBP Adjunct II, OBP GS-Adjunct II and OBP Bermuda II. OBP Bermuda Ltd. and OBP Bermuda II Ltd., as the corporate general partners of OBP Management Bermuda and OBP Management Bermuda II respectively, may also be deemed to own beneficially the shares of OBP, OBP Adjunct, OBP Bermuda, OBP II, OBP Adjunct II, OBP GS-Adjunct II and OBP Bermuda II. Messrs. Ryan, Walton and Olivier are general partners of both OBP Management, the general partner of OBP and OBP Adjunct, and OBP Bermuda Management, the general partner of OBP Bermuda. Therefore, each of Messrs. Ryan, Walton and Olivier may be deemed to own beneficially the shares held by OBP, OBP Adjunct and OBP Bermuda. Additionally, Messrs. Ryan, Walton, Olivier and Fleming are general partners of both OBP Management II, the general partner of OBP II, OBP Adjunct II and OBP GS-Adjunct II, and OBP Management Bermuda II, the general partner of OBP Bermuda II. Therefore, each of Messrs. Ryan, Walton, Olivier and Fleming may be deemed to own beneficially the shares held by OBP II, OBP Adjunct II, OBP GS-Adjunct II and OBP Bermuda II. In addition, Mr. Walton owns options to purchase 37,500 shares of Common Stock of which 30,000 are vested and exercisable within 60 days of December 31, 1999. Pursuant to an agreement between Messrs. Ryan, Walton and Olivier, when the options are exercised, the shares underlying such options will be distributed equally to Messrs. Ryan, Walton and Olivier. Therefore, each of Messrs. Ryan, Walton and Olivier may be deemed to own beneficially an additional 30,000 shares of Common Stock. Furthermore, Messrs. Ryan, Walton and Olivier are general partners of OBP Management Partners L.P., which owns 38,584 shares of Common Stock. Therefore, each of Messrs. Ryan, Walton and Olivier may be deemed to beneficially own the shares held by OBP Management Partners L.P. (b) Percent of Class: OBP: 4.6% OBP Adjunct: 4.6% OBP Management: 4.6% OBP Bermuda: 4.6% OBP Management Bermuda: 4.6% OBP Bermuda Ltd. 4.6% OBP II: 4.6% OBP Adjunct II: 4.6% OBP GS-Adjunct II: 4.6% OBP Management II: 4.6% OBP Bermuda II: 4.6% OBP Management Bermuda II: 4.6% OBP Bermuda II Ltd.: 4.6% Mr. Olivier: 5.2% Mr. Ryan: 5.2% Mr. Walton: 5.2% Mr. Fleming: 4.6%
Page 22 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 23 OF 31 PAGES - ------------------------- ------------------------------- The foregoing percentages are calculated based on the 19,912,425 shares of Common Stock reported to be outstanding as of October 31, 1999 in the Quarterly Report on Form 10-Q of Gene Logic Inc. for the quarter ended September 30, 1999, as adjusted pursuant to Rule 13d-3 (d)(1) of the Act. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares OBP II: 0 Shares OBP Adjunct II: 0 Shares OBP GS-Adjunct II: 0 Shares OBP Management II: 0 Shares OBP Bermuda II: 0 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd.: 0 Shares Mr. Olivier: 67,994 Shares Mr. Ryan: 60,868 Shares Mr. Walton: 67,994 Shares Mr. Fleming: 0 Shares
(ii) shared power to vote or to direct the vote: OBP: 908,993 Shares OBP Adjunct: 908,993 Shares OBP Management: 908,993 Shares OBP Bermuda: 908,993 Shares OBP Management Bermuda: 908,993 Shares OBP Bermuda Ltd. 908,903 Shares OBP II: 908,993 Shares OBP Adjunct II: 908,993 Shares OBP GS-Adjunct II: 908,993 Shares OBP Management II: 908,993 Shares OBP Bermuda II: 908,993 Shares OBP Management Bermuda II: 908,993 Shares OBP Bermuda II Ltd.: 908,993 Shares Mr. Olivier: 977,577 Shares Mr. Ryan: 977,577 Shares Mr. Walton: 977,577 Shares Mr. Fleming: 908,993 Shares
(iii) sole power to dispose or to direct the disposition of: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares OBP II: 0 Shares
Page 23 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 24 OF 31 PAGES - ------------------------- ------------------------------- OBP Adjunct II: 0 Shares OBP GS-Adjunct II: 0 Shares OBP Management II: 0 Shares OBP Bermuda II: 0 Shares OBP Management Bermuda II: 0 Shares OBP Bermuda II Ltd.: 0 Shares Mr. Olivier: 67,994 Shares Mr. Ryan: 60,868 Shares Mr. Walton: 67,994 Shares Mr. Fleming: 0 Shares
(iv) shared power to dispose or to direct the disposition of: OBP: 908,993 Shares OBP Adjunct: 908,993 Shares OBP Management: 908,993 Shares OBP Bermuda: 908,993 Shares OBP Management Bermuda: 908,993 Shares OBP Bermuda Ltd. 908,993 Shares OBP II: 908,993 Shares OBP Adjunct II: 908,993 Shares OBP GS-Adjunct II: 908,993 Shares OBP Management II: 908,993 Shares OBP Bermuda II: 908,993 Shares OBP Management Bermuda II: 908,993 Shares OBP Bermuda II Ltd.: 908,993 Shares Mr. Olivier: 977,577 Shares Mr. Ryan: 977,577 Shares Mr. Walton: 977,577 Shares Mr. Fleming: 908,993 Shares
Each of OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP Bermuda Ltd., OBP II, OBP Adjunct II, OBP GS-Adjunct II, OBP Management II, OBP Bermuda II, OBP Management Bermuda II, OBP Bermuda II Ltd., Mr. Olivier, Mr. Ryan, Mr. Walton and Mr. Fleming expressly disclaims beneficial ownership of any shares of Common Stock of Gene Logic Inc., except any shares held directly of record. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: /X/ Each of OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP Bermuda Ltd., OBP II, OBP Adjunct II, OBP GS-Adjunct II, OBP Management II, OBP Bermuda II, OBP Management Bermuda II, OBP Bermuda II Ltd. and Mr. Fleming are filing this statement to report that as of the date hereof it or he has ceased to be the beneficial owner of more than five percent of the class of securities. Mr. Olivier, Mr. Walton and Mr. Ryan, however, remain over five percent. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Page 24 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 25 OF 31 PAGES - ------------------------- ------------------------------- Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP Bermuda Ltd., OBP II, OBP Adjunct II, OBP GS-Adjunct II, OBP Bermuda II, OBP Management Bermuda II, OBP Bermuda II Ltd., Mr. Olivier, Mr. Ryan, Mr. Walton and Mr. Fleming expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(J) of the Act. Item 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. Item 10. CERTIFICATION. Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c). Page 25 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 26 OF 31 PAGES - ------------------------- ------------------------------- SIGNATURE After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 3, 2000 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan -------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan -------------------------------------- Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan -------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan -------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LTD. By: /s/ Edmund M. Olivier ------------------------------------- Edmund M. Olivier President Page 26 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 27 OF 31 PAGES - ------------------------- ------------------------------- OXFORD BIOSCIENCE PARTNERS II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (GS - ADJUNCT) II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT II L.P. By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Limited Partnership, its general partner By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Ltd., its general partner By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming Director OBP MANAGEMENT (BERMUDA) II LTD. By: /s/ Jonathan J. Fleming ----------------------------------------- Jonathan J. Fleming Director /s/ Cornelius T. Ryan ---------------------- Cornelius T. Ryan Page 27 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 28 OF 31 PAGES - ------------------------- ------------------------------- /s/ Alan G. Walton --------------------------------- Alan G. Walton /s/ Edmund M. Olivier --------------------------------- Edmund M. Olivier /s/ Jonathan J. Fleming --------------------------------- Jonathan J. Fleming Page 28 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 29 OF 31 PAGES - ------------------------- ------------------------------- EXHIBIT 1 AGREEMENT Pursuant to Rule 13-d1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Gene Logic Inc. Dated: February 3, 2000 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LTD. By: /s/ Edmund M. Olivier ------------------------------------ Edmund M. Olivier President Page 29 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 30 OF 31 PAGES - ------------------------- ------------------------------- OXFORD BIOSCIENCE PARTNERS II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (GS - ADJUNCT) II L.P. By: OBP Management II L.P., its general partner By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT II L.P. By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Limited Partnership, its general partner By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming General Partner OBP MANAGEMENT (BERMUDA) II LIMITED PARTNERSHIP By: OBP Management (Bermuda) II Ltd., its general partner By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming Director OBP MANAGEMENT (BERMUDA) II LTD. By: /s/ Jonathan J. Fleming -------------------------------------- Jonathan J. Fleming Director Page 30 of 31 pages - ------------------------- ------------------------------- CUSIP NO. 368689 10 5 13G PAGE 31 OF 31 PAGES - ------------------------- ------------------------------- /s/ Cornelius T. Ryan ----------------------------------- Cornelius T. Ryan /s/ Alan G. Walton ----------------------------------- Alan G. Walton /s/ Edmund M. Olivier ----------------------------------- Edmund M. Olivier /s/ Jonathan J. Fleming ----------------------------------- Jonathan J. Fleming Page 31 of 31 pages -----END PRIVACY-ENHANCED MESSAGE-----