FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/16/2004 |
3. Issuer Name and Ticker or Trading Symbol
JUNIPER NETWORKS INC [ JNPR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 193,752(1) | D | |
Common Stock | 615,894(2) | I | Big Basin LP(3) |
Common Stock | 84,285(4) | I | Timark, LP(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (6) | (7) | Common Stock | 28,080 | (8) | D |
Explanation of Responses: |
1. Received in exchange for 138,000 shares of Netscreen Technologies, Inc. common stock in connection with the merger of Netscreen Technologies into Juniper Networks, Inc. (the "Merger"). On the effective date of the Merger, the closing price of Netscreen Tehnology Inc.'s common stock was $35.11 and the closing price of Juniper Networks, Inc.'s common stock was $25.17. |
2. Received in exchange for 438,671 shares of Netscreen Technologies, Inc. common stock in connection with the merger of Netscreen Technologies into Juniper Networks, Inc. (the "Merger"). On the effective date of the Merger, the closing price of Netscreen Tehnology Inc.'s common stock was $35.11 and the closing price of Juniper Networks, Inc.'s common stock was $25.17. |
3. Shares held by Big Basin Partners, LP, of which the reporting person is a general partner. |
4. Received in exchange for 60,032 shares of Netscreen Technologies, Inc. common stock in connection with the merger of Netscreen Technologies into Juniper Networks, Inc. (the "Merger"). On the effective date of the Merger, the closing price of Netscreen Tehnology Inc.'s common stock was $35.11 and the closing price of Juniper Networks, Inc.'s common stock was $25.17. |
5. Shares held by Timark, LP, of which the reporting person is a general partner. |
6. The option is fully vested |
7. The options were originally issued under the terms of the Netscreen Technology 2001 Equity Incentive Plan and include expiration dates 10 years from the original grant date. The original grant dates were 5/10/2002 and 2/21/2003. |
8. Received in the Merger in exchange for stock options to acquire 10,000 shares of Netscreen Technology, Inc. at $11.20 per share and 10,000 shares of Netscreen Technology, Inc. at $20.16 per share |
Remarks: |
Exhibit List |
By: Mitchell L. Gaynor, attorney-in-fact For: Frank Marshall | 04/19/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |