0001331471-17-000017.txt : 20170309 0001331471-17-000017.hdr.sgml : 20170309 20170309142538 ACCESSION NUMBER: 0001331471-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sloan Michael D CENTRAL INDEX KEY: 0001464058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 17677876 MAIL ADDRESS: STREET 1: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-03-08 0 0001043337 STONERIDGE INC sri 0001464058 Sloan Michael D C/O STONERIDGE, INC. 39675 MACKENZIE DR. SUITE 400 NOVI MI 48377 0 1 0 0 Vice President Common Shares, without par value 2017-03-08 4 S 0 39457 18.7325 D 40805 D Performance Shares Common Shares, without par value 139205 139205 D The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transaction on March 8, 2017 at prices ranging from $18.58/share to $18.90/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the range. Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2014, 2015, 2016 and 2017 and shall be earned in some cases based on continued employment until a date three years after the grant date and in other cases based on continued employment until a date three years after the grant date and based on Company performance over a three year period. /s/ Robert M. Loesch, by power of attorney 2017-03-09