-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTvAEM/OgSwxIXnZZu6ZRQh1f9QENVL/xEdZDbWipTuJga24+Byu34h8H5guDRDr aW29VzxzABlJpZvUh5vX+w== 0000950152-98-001009.txt : 19980217 0000950152-98-001009.hdr.sgml : 19980217 ACCESSION NUMBER: 0000950152-98-001009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53021 FILM NUMBER: 98533744 BUSINESS ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308562443 MAIL ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABRUZZO CLOYD J CENTRAL INDEX KEY: 0001055269 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9400 E MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 9155852126 MAIL ADDRESS: STREET 1: 9400 E MARKET ST CITY: WARREN STATE: OH ZIP: 44484 SC 13G 1 STONERIDGE, INC./CLOYD J. ABRUZZO/FORM SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. --------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) and (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No.___________)(1) STONERIDGE, INC. (Name of Issuer) Common Shares, without par value (Title of Class of Securities) 86183 P 10 2 (CUSIP Number) --------------- - ------------------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). 2
- ------------------------------ --------------------------- CUSIP NO. 86183 P 10 2 13G Page 2 of 5 Pages --- --- - ------------------------------ --------------------------- - -------------- ----------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Cloyd J. Abruzzo - -------------- ----------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------- ----------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------- ----------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - --------------------------- ---- ----------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 1,849,659 SHARES ---- ----------------------------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER -0- OWNED BY ---- ----------------------------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER 1,849,659 REPORTING ---- ----------------------------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER -0- - -------------- ----------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,849,659 - -------------- ----------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------- ----------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.3% - -------------- ----------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------- -----------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 3 --------------------------- Page 3 of 5 Pages --- --- ---------------------------
ITEM 1(a). NAME OF ISSUER: Stoneridge, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 9400 East Market Street, Warren, Ohio 44484 ITEM 2(a). NAME OF PERSON FILING: Cloyd J. Abruzzo ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 9400 East Market Street, Warren, Ohio 44484 ITEM 2(c). CITIZENSHIP: U.S.A. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Shares, without par value ("Common Shares") ITEM 2(e). CUSIP NUMBER: 86183 P 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable ITEM 4. OWNERSHIP. (a) Amount beneficially owned: As of December 31, 1997, Cloyd J. Abruzzo beneficially owned 1,849,659 Common Shares, including 299,590 Common Shares held in trust for the benefit of Cloyd J. Abruzzo of which Mr. Abruzzo is trustee and an aggregate of 1,390,856 Common Shares held in trusts for the benefit of D.M. Draime's children and grandchildren of which Cloyd J. Abruzzo is trustee. (b) Percent of class: 8.3% 4 --------------------------- Page 4 of 5 Pages --- --- --------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,849,659 Common Shares (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 1,849,659 Common Shares (iv) Shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. 5 --------------------------- Page 5 of 5 Pages --- --- ---------------------------
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1998 ---------------------------------------- (Date) /s/ CLOYD J. ABRUZZO ---------------------------------------- (Signature) Cloyd J. Abruzzo ---------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----