-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJryv2jTZa3VAd0r/BJ2SMz+g//SVztK6ZPq/fEp/nrNcx2r6h5eapNVXVEC/tIZ E5kPGxkAfe3nrQOE9xq4vw== 0000950130-99-000657.txt : 19990210 0000950130-99-000657.hdr.sgml : 19990210 ACCESSION NUMBER: 0000950130-99-000657 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53021 FILM NUMBER: 99525262 BUSINESS ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308562443 MAIL ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DRAIME SCOTT N CENTRAL INDEX KEY: 0001055267 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1209 CERRITO GRANDE CITY: EL PASSO STATE: TX ZIP: 79912 BUSINESS PHONE: 9155852126 MAIL ADDRESS: STREET 1: 1209 CERRITO GRANDE CITY: EL PASSO STATE: TX ZIP: 79912 SC 13G/A 1 AMENDMENT # 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)1 STONERIDGE, INC. (Name of Issuer) Common Shares, without par value (Title of Class of Securities) 86183 P 10 2 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) ------------------ - --------------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the --- Notes). - ----- - ------------------------------------ ------------------------------- 13G CUSIP No. 86183 P 10 2 Page 2 of 5 Pages - ------------------------------------ ------------------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Scott N. Draime - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 2,157,594 SHARES -------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 1,363,456 OWNED BY -------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER 2,157,594 REPORTING -------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER 1,363,456 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,521,050 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! ------------------------ Page 3 of Page 5 ------------------------ Item 1(a). Name of Issuer: Stoneridge, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 9400 East Market Street, Warren, Ohio 44484 Item 2(a). Name of Person Filing: Scott N. Draime Item 2(b). Address of Principal Business Office or, if None, Residence: 1209 Cerrito Grande, El Paso, Texas 79912 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Shares, without par value ("Common Shares") Item 2(e). CUSIP Number: 86183 P 10 2 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] Item 4. Ownership. (a) Amount beneficially owned: As of December 31, 1998, Scott N. Draime beneficially owned 3,521,050 Common Shares, including 818,240 Common Shares held in trust for the benefit of Scott N. Draime of which Scott N. Draime is trustee, 1,022,554 Common Shares held in trusts for the benefit of Jeffrey P. Draime's and Rebecca M. Gang's children of which Scott N. Draime is trustee, 1,363,456 Common Shares held by trusts of which Scott N. Draime is the trust advisor and 316,800 Common Shares held by Scott N. Draime individually. (b) Percent of class: 15.7% ------------------------ Page 4 of Page 5 ------------------------ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,157,594 Common Shares (ii) Shared power to vote or to direct the vote: 1,363,456 (iii) Sole power to dispose or to direct the disposition of: 2,157,594 Common Shares (iv) Shared power to dispose or to direct the disposition of: 1,363,456 Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable ------------------------ Page 5 of Page 5 ------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 29, 1999 ---------------------------------- (Date) /s/ SCOTT N. DRAIME ---------------------------------- (Signature) Scott N. Draime ---------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----