0001628280-18-007219.txt : 20180525 0001628280-18-007219.hdr.sgml : 20180525 20180525161903 ACCESSION NUMBER: 0001628280-18-007219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180523 FILED AS OF DATE: 20180525 DATE AS OF CHANGE: 20180525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Katherine Beirne CENTRAL INDEX KEY: 0001721214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 18861769 MAIL ADDRESS: STREET 1: C/O ANNALY CAPITAL MANAGEMENT, INC. STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_152727953003422.xml FORM 4 X0306 4 2018-05-23 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001721214 Fallon Katherine Beirne C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 0 D Deferred Stock Units 2018-05-23 4 A 0 12858 0 A Common Stock 12858.0 12858 D The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. /s/ Anthony C. Green, as Attorney-in-Fact for Katherine Beirne Fallon 2018-05-25