0001140361-16-064119.txt : 20160509 0001140361-16-064119.hdr.sgml : 20160509 20160509180038 ACCESSION NUMBER: 0001140361-16-064119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh R Nicholas CENTRAL INDEX KEY: 0001318746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 161633039 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC. STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc1.xml FORM 4 X0306 4 2016-05-06 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001318746 Singh R Nicholas C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Chief Legal Officer Common Stock 2016-05-06 4 P 0 130400 10.85 A 436800 D Common Stock 2016-05-06 4 P 0 5200 10.85 A 21899 I By 401(k) Plan Class A Preferred Stock 1150 I By 401(k) Plan Option to purchase Common Stock 15.7 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Represents the weighted average purchase price of $10.84571, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Represents the weighted average purchase price of $10.84813, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Options previously granted. /s/ R. Nicholas Singh 2016-05-09