0001140361-16-064119.txt : 20160509
0001140361-16-064119.hdr.sgml : 20160509
20160509180038
ACCESSION NUMBER: 0001140361-16-064119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160506
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singh R Nicholas
CENTRAL INDEX KEY: 0001318746
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 161633039
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC.
STREET 2: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc1.xml
FORM 4
X0306
4
2016-05-06
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001318746
Singh R Nicholas
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Legal Officer
Common Stock
2016-05-06
4
P
0
130400
10.85
A
436800
D
Common Stock
2016-05-06
4
P
0
5200
10.85
A
21899
I
By 401(k) Plan
Class A Preferred Stock
1150
I
By 401(k) Plan
Option to purchase Common Stock
15.7
2008-05-17
2017-05-17
Common Stock
40000
40000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Represents the weighted average purchase price of $10.84571, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
Represents the weighted average purchase price of $10.84813, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
Options previously granted.
/s/ R. Nicholas Singh
2016-05-09