0001140361-15-019389.txt : 20150513
0001140361-15-019389.hdr.sgml : 20150513
20150513160519
ACCESSION NUMBER: 0001140361-15-019389
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150508
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENAHAN WELLINGTON
CENTRAL INDEX KEY: 0001235657
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 15858396
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2015-05-08
2015-05-08
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235657
DENAHAN WELLINGTON
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
1
0
0
Chairman of Board & CEO
Common Stock
2015-05-08
4
P
0
13268
10.11
A
1388186
D
Common Stock
2015-05-11
4
P
0
184948
10.04
A
1573134
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
150000
150000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
150000
150000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
200000
200000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
200000
200000
D
The number of "securities acquired" was listed incorrectly on the Form 4 filing made on May 12, 2015 due to an administrative error. A purchase of 13,268 shares was made on May 8, 2015 and a second purchase of 184,948 shares was made on May 11, 2015. The Amount of Securities Beneficially Owned Following Reported Transaction on May 8, 2015 was 1,388,186 and the Amount of Securities Beneficially Owned Following Reported Transaction on May 11, 2015 is 1,573,134.
Options previously granted.
/s/ Wellington Denahan
2015-05-13