0001140361-15-019389.txt : 20150513 0001140361-15-019389.hdr.sgml : 20150513 20150513160519 ACCESSION NUMBER: 0001140361-15-019389 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150508 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENAHAN WELLINGTON CENTRAL INDEX KEY: 0001235657 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 15858396 4/A 1 doc1.xml FORM 4/A X0306 4/A 2015-05-08 2015-05-08 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235657 DENAHAN WELLINGTON C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 1 0 0 Chairman of Board & CEO Common Stock 2015-05-08 4 P 0 13268 10.11 A 1388186 D Common Stock 2015-05-11 4 P 0 184948 10.04 A 1573134 D Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 150000 150000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 150000 150000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 200000 200000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 200000 200000 D The number of "securities acquired" was listed incorrectly on the Form 4 filing made on May 12, 2015 due to an administrative error. A purchase of 13,268 shares was made on May 8, 2015 and a second purchase of 184,948 shares was made on May 11, 2015. The Amount of Securities Beneficially Owned Following Reported Transaction on May 8, 2015 was 1,388,186 and the Amount of Securities Beneficially Owned Following Reported Transaction on May 11, 2015 is 1,573,134. Options previously granted. /s/ Wellington Denahan 2015-05-13