0001140361-13-042159.txt : 20131113
0001140361-13-042159.hdr.sgml : 20131113
20131113160536
ACCESSION NUMBER: 0001140361-13-042159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131111
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORTESCUE JAMES
CENTRAL INDEX KEY: 0001235652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 131214643
4
1
doc1.xml
FORM 4
X0306
4
2013-11-11
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235652
FORTESCUE JAMES
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
0
1
0
0
COO
Common Stock
2013-11-11
4
P
0
25000
10.36
A
160261
D
Option to purchase Common Stock
17.39
2005-04-20
2014-04-20
Common Stock
20000
20000
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
30000
30000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
40000
40000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
10000
115000
D
Options previously granted.
/s/ James P. Fortescue
2013-11-11