0001140361-13-041514.txt : 20131112 0001140361-13-041514.hdr.sgml : 20131111 20131112060126 ACCESSION NUMBER: 0001140361-13-041514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENAHAN WELLINGTON CENTRAL INDEX KEY: 0001235657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 131206504 4 1 doc1.xml FORM 4 X0306 4 2013-11-08 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235657 DENAHAN WELLINGTON C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 1 1 0 0 Chairman of Board & CEO Common Stock 2013-11-08 4 P 0 93000 10.68 A 1288081 D Option to purchase Common Stock 17.39 2005-04-19 2014-04-19 Common Stock 150000 150000 D Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 150000 150000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 150000 150000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 200000 200000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 200000 200000 D Options previously granted. /s/ Wellington Denahan 2013-11-08