0001140361-13-041514.txt : 20131112
0001140361-13-041514.hdr.sgml : 20131111
20131112060126
ACCESSION NUMBER: 0001140361-13-041514
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131108
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENAHAN WELLINGTON
CENTRAL INDEX KEY: 0001235657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 131206504
4
1
doc1.xml
FORM 4
X0306
4
2013-11-08
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235657
DENAHAN WELLINGTON
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
1
1
0
0
Chairman of Board & CEO
Common Stock
2013-11-08
4
P
0
93000
10.68
A
1288081
D
Option to purchase Common Stock
17.39
2005-04-19
2014-04-19
Common Stock
150000
150000
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
150000
150000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
150000
150000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
200000
200000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
200000
200000
D
Options previously granted.
/s/ Wellington Denahan
2013-11-08